(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
* The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this
cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of
the Act.
| CUSIP No. G39342103 |
| 1 |
|
NAME OF REPORTING PERSONS
Golden Meditech Stem Cells (BVI) Company Limited |
| 2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) ¨ |
| 3 |
|
SEC USE ONLY |
| 4 |
|
SOURCE OF FUNDS
OO |
| 5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ |
| 6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands |
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
|
7 |
|
SOLE VOTING POWER
78,874,106 |
| |
8 |
|
SHARED VOTING POWER
0 |
| |
9 |
|
SOLE DISPOSITIVE POWER
78,874,106 |
| |
10 |
|
SHARED DISPOSITIVE POWER
0 |
| 11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
78,874,106 |
| 12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨ |
| 13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
64.9%(1) |
| 14. |
|
TYPE OF REPORTING PERSON
CO |
| (1) | Based on 121,551,075 shares outstanding as of December 31, 2021 pursuant to the Issuer’s Form 6-K
filed with the SEC on February 28, 2022. |
| CUSIP No. G39342103 |
| 1 |
|
NAME OF REPORTING PERSONS
Magnum Opus International Holdings Limited |
| 2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) ¨ |
| 3 |
|
SEC USE ONLY |
| 4 |
|
SOURCE OF FUNDS
OO |
| 5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ |
| 6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands |
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
|
7 |
|
SOLE VOTING POWER
78,874,106 |
| |
8 |
|
SHARED VOTING POWER
0 |
| |
9 |
|
SOLE DISPOSITIVE POWER
78,874,106 |
| |
10 |
|
SHARED DISPOSITIVE POWER
0 |
| 11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
78,874,106 |
| 12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨ |
| 13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
64.9%(1) |
| 14. |
|
TYPE OF REPORTING PERSON
CO |
| (1) | Based on 121,551,075 shares outstanding as of December 31, 2021 pursuant to the Issuer’s Form 6-K
filed with the SEC on February 28, 2022. |
| CUSIP No. G39342103 |
| 1 |
|
NAME OF REPORTING PERSONS
Kam Yuen |
| 2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) ¨ |
| 3 |
|
SEC USE ONLY |
| 4 |
|
SOURCE OF FUNDS
OO |
| 5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ |
| 6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Hong Kong S.A.R. |
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
|
7 |
|
SOLE VOTING POWER
78,874,106 |
| |
8 |
|
SHARED VOTING POWER
0 |
| |
9 |
|
SOLE DISPOSITIVE POWER
78,874,106 |
| |
10 |
|
SHARED DISPOSITIVE POWER
0 |
| 11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
78,874,106 |
| 12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨ |
| 13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
64.9%(1) |
| 14. |
|
TYPE OF REPORTING PERSON
IN |
| (1) | Based on 121,551,075 shares outstanding as of December 31, 2021 pursuant to the Issuer’s Form 6-K
filed with the SEC on February 28, 2022. |
END OF COVER PAGES
| ITEM 1. |
|
SECURITY AND ISSUER |
This Schedule 13D relates to the ordinary shares,
par value US$0.0001 per share (the “Ordinary Shares”), of Global Cord Blood Corporation (the “Issuer”). The Issuer’s
principal executive office is located at 48th Floor, Bank of China Tower, 1 Garden Road, Central, Hong Kong S.A.R.
| ITEM 2. |
|
IDENTITY AND BACKGROUND |
(a) – (c). This statement is filed
by (i) Golden Meditech Stem Cells (BVI) Company Limited (“GM Stem Cells”), (ii) Magnum Opus International Holdings
Limited (“Magnum Opus”) and (iii) Yuen Kam (“Mr. Kam”, together with GM Stem Cells and Magnum Opus,
the “Reporting Persons”, and each, a “Reporting Person”).
Magnum
Opus is an investment holding company. Magnum Opus currently holds 100.0% of the total equity interest in GM Stem Cells. GM Stem
Cells solely engages in investment holding. The address of the principal business and principal office of the Reporting Persons is 48th
Floor, Bank of China Tower, 1 Garden Road, Central, Hong Kong S.A.R.
The name, residence or business address, present
principal occupation or employment of each of the executive officers and directors of each of the Reporting Persons, and the name, principal
business and address of any corporation or other organization in which such employment is conducted, are set forth on Schedule I.
| (d) | During the last five years, none of the Reporting Persons and, to the best of each Reporting Person’s
knowledge, its directors or executive officers, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). |
| (e) | During the last five years, none of the Reporting Persons and, to the best of each Reporting Person’s
knowledge, its directors or executive officers, has been a party to a civil proceeding of a judicial or administrative body of competent
jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of,
or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. |
| (f) | The citizenship of each of the directors and executive officers of the Reporting Persons is set forth
in Schedule I. |
| ITEM 3. |
|
SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION |
Pursuant to a loan agreement dated March 29, 2018 (the “Loan
Agreement”), Golden Meditech Holdings Limited (the “Lender”), as lender, agreed to provide certain loan facilities to
Nanjing Ying Peng Hui Kang Medical Industry Investment Partnership (Limited Partnership) (the “Borrower”).
As security for the obligations of the Borrower under the Loan Agreement,
Blue Ocean Structure Investment Company Limited (the “Chargor”) has agreed to charge, among other things, 78,874,106 Ordinary
Shares to GM Stem Cells pursuant to a Charge over Shares in the Issuer dated March 30, 2018 (the “Share Charge Agreement”).
By written notice dated May 12, 2022, counsel to GM Stem Cells
notified the Chargor that an event of default has occurred under the Share Charge Agreement and that GM Stem Cells was exercising its
rights to be registered as the registered holder of the 78,874,106 Ordinary Shares pledged under the Share Charge Agreement.
The
forgoing references to and descriptions of the Share Charge Agreement herein is qualified in its entirety by reference to full
text of such agreement, which is filed as Exhibit 99.1 hereto and incorporated herein by reference.
| ITEM 4. |
|
PURPOSE OF THE TRANSACTION |
The Reporting Persons acquired the securities
described in this Schedule 13D for investment purposes and intend to review their investments in the Issuer on a continuing basis. Any
actions the Reporting Persons might undertake may be made at any time and from time to time without prior notice and will be dependent
upon the Reporting Persons’ review of numerous factors, including, but not limited to: an ongoing evaluation of the Issuer’s
business, financial condition, operations and prospects; price levels of the Issuer’s securities; general market, industry and economic
conditions; the relative attractiveness of alternative business and investment opportunities; and other future developments.
The Reporting Persons may acquire additional securities
of the Issuer, or retain or sell all or a portion of the securities then held, in the open market or in privately negotiated transactions.
Other than as described above, the Reporting Persons
do not currently have any plans or proposals that relate to, or would result in, any of the matters listed in Items 4(a)—(j) of
Schedule 13D, although, depending on the factors discussed herein, the Reporting Persons may change their purpose or formulate different
plans or proposals with respect thereto at any time.
| ITEM 5. |
|
INTEREST OF SECURITIES OF THE ISSUER. |
(a) and (b) The information contained on the cover pages to
this Schedule 13D is incorporated herein by reference.
(c) Except for the transactions described
in Item 4 of this Schedule 13D, the Reporting Persons have not engaged in any transaction during the past 60 days involving the Ordinary
Shares.
(d) None.
(e) Not applicable.
| Item 6. |
| CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER |
The information set forth in Item 3 hereof is
hereby incorporated by reference into this Item 6, as applicable.
| ITEM 7. |
| MATERIAL TO BE FILED AS EXHIBITS |
Schedule I
Executive Officers and Directors of the Reporting
Persons
The
following is a list of all executive officers and directors of each of the Reporting Persons and certain other information with respect
to each executive officer and director. Unless otherwise indicated, the business address of each of the Reporting Persons’ executive
officers and directors is 48th Floor, Bank of China Tower, 1 Garden Road, Central,
Hong Kong S.A.R.
Executive Officers and Directors of Magnum
Opus
| Name |
|
Principal Occupation or Employment |
|
Citizenship |
| Yuen Kam |
|
Director |
|
Hong Kong S.A.R. |
| Kim Chuan Leong |
|
Director |
|
Malaysia |
Executive Officers and Directors of GM Stem
Cells
| Name |
|
Principal Occupation or Employment |
|
Citizenship |
| Wen Feng |
|
Director |
|
PRC |
| Kim Chuan Leong |
|
Director |
|
Malaysia |
SIGNATURES
After reasonable inquiry and to the best of his
knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
| Dated: May 23, 2022 |
|
| |
|
| YUEN KAM |
|
| |
|
| /s/ Yuen Kam |
|
[Signature
Page to Schedule 13D]
After reasonable inquiry and to the best of his or its knowledge and
belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: May 23, 2022
| Golden Meditech Stem Cells (BVI) Company Limited |
|
| |
|
| /s/ Yuen Kam |
|
| Name: Yuen Kam |
|
| Title: Authorized Signatory |
|
[Signature
Page to Schedule 13D]
After reasonable inquiry and to the best of his or its knowledge and
belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: May 23, 2022
| Magnum Opus International Holdings Limited |
|
| |
|
| /s/ Yuen Kam |
|
| Name: Yuen Kam |
|
| Title: Authorized Signatory |
|
[Signature
Page to Schedule 13D]