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Securities and Exchange Commission

Washington, D.C. 20549

 

 

Form 6-K

 

 

Report of Foreign Issuer

Pursuant to Rule 13a-16 or 15d/16

of the Securities Exchange Act of 1934

May 2022

 

AEGON N.V.

 

Aegonplein 50

2591 TV THE HAGUE

The Netherlands

Table of Contents

Aegon’s 2021 Public QRT’s are included as appendix and incorporated herein by reference. Aegon’s 2021 Public QRT’s are referred to in Aegon’s 2021 Solvency and Financial Condition Report, dated May 2, 2022, which has been filed on May 3, 2022.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

   

AEGON N.V.

 

   

 

(Registrant)

Date: May 3, 2022     By  

/s/ J.H.P.M. van Rossum

     

J.H.P.M. van Rossum

     

Head of Corporate Financial Center

Table of Contents

LOGO

Table of Contents
2    SFCR 2021 Public QRTs

 

    

Table of contents

 

S.02.01.02

      –      Balance sheet      3  

S.05.01.02

      –      Premiums, claims and expenses by line of business – Non-life      4  

S.05.01.02

      –      Premiums, claims and expenses by line of business – Life      5  

S.05.02.01

      –      Premiums, claims and expenses by country 2021 – Non-life      6  

S.05.02.01

      –      Premiums, claims and expenses by country – Life      6  

S.22.01.22

      –      Impact of long term guarantees and transitional measures 2021      7  

S.23.01.22

      –      Own Funds Group      8  

S.25.02.22

      –      Solvency Capital Requirement - for undertakings using the standard formula and partial internal model      10  

S.32.01.22

      –      Undertakings in the scope of the group      11  
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
3    SFCR 2021 Public QRTs

 

    

S.02.01.02 – Balance sheet

 

Amounts in EUR thousands    Solvency II value    

Assets

         

Goodwill

         

Deferred acquisition costs

         

Intangible assets

         

Deferred tax assets

      674,778    

Pension benefit surplus

      119,173    

Property, plant & equipment held for own use

      446,225    

Investments (other than assets held for index-linked and unit-linked contracts)

      57,065,359    

Property (other than for own use)

      2,790,444    

Holdings in related undertakings, including participations

      12,761,705    

Equities

      1,519,697    

Equities - listed

      1,417,609    

Equities - unlisted

      102,088    

Bonds

      29,224,198    

Government Bonds

      16,111,117    

Corporate Bonds

      11,141,678    

Structured notes

      2,465    

Collateralised securities

      1,968,938    

Collective Investments Undertakings

      3,946,335    

Derivatives

      6,538,398    

Deposits other than cash equivalents

      283,854    

Other investments

      729    

Assets held for index-linked and unit-linked contracts

      118,888,287    

Loans and mortgages

      23,384,195    

Loans on policies

      2,623    

Loans and mortgages to individuals

      18,870,479    

Other loans and mortgages

      4,511,092    

Reinsurance recoverables from:

      7,596,891    

Non-life and health similar to non-life

      36,029    

Non-life excluding health

      34,144    

Health similar to non-life

      1,885    

Life and health similar to life, excluding health and index-linked and unit-linked

      -271,196    

Health similar to life

      17,893    

Life excluding health and index-linked and unit-linked

      -289,089    

Life index-linked and unit-linked

      7,832,058    

Deposits to cedants

      284    

Insurance and intermediaries receivables

      1,010,833    

Reinsurance receivables

      76,795    

Receivables (trade, not insurance)

      881,169    

Own shares (held directly)

      268,828    

Amounts due in respect of own fund items or initial fund called up but not yet paid in

         

Cash and cash equivalents

      3,210,434    

Any other assets, not elsewhere shown

      199,619    

Total assets

      213,822,870    
Amounts in EUR thousands    Solvency II value  

Liabilities

         

Technical provisions - non-life

      293,944    

Technical provisions - non-life (excluding health)

      233,316    

Technical provisions calculated as a whole

         

Best estimate

      218,774    

Risk margin

      14,541    

Technical provisions - health (similar to non-life)

      60,628    

Technical provisions calculated as a whole

         

Best estimate

      47,715    

Risk margin

      12,913    

Technical provisions - life (excluding index-linked and unit-linked)

      45,860,519    

Technical provisions - health (similar to life)

      813,868    

Technical provisions calculated as a whole

         

Best estimate

      746,593    

Risk margin

      67,275    

Technical provisions - life (excluding health and index-linked and unit-linked)

      45,046,652    

Technical provisions calculated as a whole

         

Best estimate

      43,458,090    

Risk margin

      1,588,561    

Technical provisions - index-linked and unit-linked

      131,427,392    

Technical provisions calculated as a whole

         

Best estimate

      129,725,242    

Risk margin

      1,702,149    

Other technical provisions

         

Contingent liabilities

         

Provisions other than technical provisions

      82,604    

Pension benefit obligations

      3,927,836    

Deposits from reinsurers

      13,272    

Deferred tax liabilities

      487,375    

Derivatives

      3,569,291    

Debts owed to credit institutions

      1,606,585    

Financial liabilities other than debts owed to credit institutions

      183,157    

Insurance & intermediaries payables

      1,577,775    

Reinsurance payables

      84,139    

Payables (trade, not insurance)

      3,841,255    

Subordinated liabilities

      4,878,864    

Subordinated liabilities not in Basic Own Funds

      166,556    

Subordinated liabilities in Basic Own Funds

      4,712,308    

Any other liabilities, not elsewhere shown

      484,554    

Total liabilities

      198,318,563    

Excess of assets over liabilities

      15,504,307    
 
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
4    SFCR 2021 Public QRTs

 

    

S.05.01.02 – Premiums, claims and expenses by line of business – Non-life

 

     Line of Business for: non-life insurance and reinsurance obligations
(direct business and accepted proportional reinsurance)		           

Line of Business for:
accepted non-proportional reinsurance

             Total  
Amounts in EUR thousands    Medical
expense
insurance		      Income
protection
insurance		      Workers’
compensation
insurance		      Motor
vehicle
liability
insurance		      Other
motor
insurance		      Marine,
aviation
and
transport
insurance		      Fire and
other
damage to
property
insurance		      General
liability
insurance		      Credit
and
suretyship
insurance		      Legal
expenses
insurance		      Assistance      Miscellaneous
financial loss		            Health      Casualty      Marine,
aviation,
transport		      Property                 
Premiums written                                                                                                                                                              

Gross - Direct Business

      109,902        105,732        27,109        94,831        45,502        145        301,631        27,306        52        13,070        15,459        8,804                                                 749,541  

Gross - Proportional reinsurance accepted

      169                                                     124        258                                   19,017                                                 19,567  

Gross - Non-proportional reinsurance accepted

                                                                                                                                                           0  

Reinsurers’ share

      5,774        359        6,316        1,474        1,272        81        51,418        1,079        26        13,057        348        9,865                                                 91,067  

Net

      104,297        105,373        20,793        93,357        44,230        64        250,337        26,485        26        13        15,111        17,956                                                 678,041  

Premiums earned

                                                        
                                 

Gross - Direct Business

      110,352        105,924        26,780        94,405        44,974        242        292,983        27,276        43        13,056        15,411        8,800                                                 740,246  

Gross - Proportional reinsurance accepted

      174                                                     129        241                                   14,876                                                 15,420  

Gross - Non-proportional reinsurance accepted

                                                                                                                                                           0  

Reinsurers’ share

      5,814        364        6,114        1,474        1,272        81        49,217        1,031        26        13,057        348        6,743                                                 85,541  

Net

      104,711        105,560        20,666        92,931        43,702        161        243,895        26,487        17        -1        15,063        16,933                                                 670,125  

Claims incurred

                                                                                                                                                              

Gross - Direct Business

      63,935        59,028        5,854        36,907        29,059        438        119,917        -2,529        0        8,014        3,562        3,855                                                 328,040  

Gross - Proportional reinsurance accepted

      -84                                                     495        -5                                   2,247                                                 2,653  

Gross - Non-proportional reinsurance accepted

                                                                                                                                                           0  

Reinsurers’ share

      2,218        217        2,581        1,353        -25                 28,757        582                 7,834        347        772                                                 44,638  

Net

      61,632        58,810        3,274        35,554        29,084        438        91,654        -3,116        0        180        3,216        5,329                                                 286,054  

Changes in other technical provisions

                                                                                                                                                              

Gross - Direct Business

                                                                                                                                                           0  

Gross - Proportional reinsurance accepted

                                                                                                                                                           0  

Gross - Non-proportional reinsurance accepted

                                                                                                                                                           0  

Reinsurers’ share

                                                                                                                                                           0  

Net

                                                                                                                                                           0  

Expenses incurred

      10,576        29,114        10,082        37,180        18,959        127        119,775        11,713        17        -1,203        6,917        9,487                                                 252,744  

Other expenses

                                                                                                                                                              

Total expenses

                                                                                                                                                                       252,744  
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
5    SFCR 2021 Public QRTs

 

    

S.05.01.02 – Premiums, claims and expenses by line of business – Life

 

     Line of Business for: life insurance obligations          Life reinsurance obligations          Total  
Amounts in
EUR
thousands		    Health insurance      Insurance
with profit
participation		      Index-linked and
unit-linked
insurance		      Other life
insurance		     Annuities stemming
from non-life insurance
contracts and relating  to
health insurance
obligations		     Annuities stemming from
non-life insurance contracts
and relating to insurance
obligations other than
health insurance obligations		            Health
reinsurance		      Life
reinsurance		                

Premiums written

                                                                                   

Gross

      1,509,667        518,319        12,390,205        5,906,825                                   1,214,409          21,539,425  

Reinsurers’ share

      181,769        170        29,901        971,477                                   1,159,408          2,342,725  

Net

      1,327,898        518,148        12,360,304        4,935,348                                   55,002          19,196,700  

Premiums earned

                                                                                   

Gross

      1,509,433        518,348        12,390,200        5,903,527                                   1,214,835          21,536,343  

Reinsurers’ share

      181,769        170        29,901        971,385                                   1,159,408          2,342,633  

Net

      1,327,664        518,178        12,360,299        4,932,142                                   55,428          19,193,710  

Claims incurred

                                                                                   

Gross

      1,085,657        1,379,483        13,661,280        6,249,539               1,056                   1,469,279          23,846,294  

Reinsurers’ share

      171,094        -35        176,172        1,204,657                                   1,426,341          2,978,229  

Net

      914,562        1,379,518        13,485,108        5,044,882               1,056                   42,938          20,868,065  

Changes in other technical provisions

                                                                                   

Gross

                                                                                0  

Reinsurers’ share

                                                                                0  

Net

                                                                                0  

Expenses incurred

      430,936        76,885        1,159,979        636,282               102                   18,140          2,322,324  

Other expenses

                                                                                            295,607  

Total expenses

                                                                                            2,617,931  
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
6    SFCR 2021 Public QRTs

 

    

S.05.02.01 – Premiums, claims and expenses by country 2021 – Non-life

 

     Home Country            Top 5 countries (by amount of gross premiums written) - non-life obligations            Total Top 5 and
home country		  

Amounts in EUR thousands

      NL          HU                    ES                    PT                PL                DE                     

Premiums written

                                                                   

Gross - Direct Business

      219,631          279,987                    206,198                    37,760                2,968                1,522                  748,067  

Gross - Proportional reinsurance accepted

                 382                    19,185                                                 19,567  

Gross - Non-proportional reinsurance accepted

                                                                0  

Reinsurers’ share

      19,620          8,236                    59,147                    4,040                24                           91,067  

Net

      200,011          272,133                    166,237                    33,720                2,944                1,522                  676,567  

Premium earned

      219,657          277,560                    214,985                    37,329                3,139                1,522                  754,191  

Gross - Direct Business

      219,657          277,190                    199,935                    37,329                3,139                1,522                  738,771  

Gross - Proportional reinsurance accepted

                 370                    15,050                                                 15,420  

Gross - Non-proportional reinsurance accepted

                                                                0  

Reinsurers’ share

      20,388          8,557                    52,508                    4,059                30                           85,541  

Net

      199,269          269,003                    162,477                    33,270                3,109                1,522                  668,650  

Claims incurred

      115,176          99,622                    106,496                    7,886                525                343                  330,049  

Gross - Direct Business

      115,198          99,112                    104,332                    7,886                525                343                  327,396  

Gross - Proportional reinsurance accepted

      -21          510                    2,164                                                 2,653  

Gross - Non-proportional reinsurance accepted

                                                                0  

Reinsurers’ share

      13,299          9,875                    21,011                    441                12                           44,638  

Net

      101,878          89,747                    85,485                    7,445                513                343                  285,411  

Changes in other technical provisions

      0          0                    0                    0                0                0                  0  

Gross - Direct Business

                                                                0  

Gross - Proportional reinsurance accepted

                                                                0  

Gross - Non-proportional reinsurance accepted

                                                                0  

Reinsurers’ share

                                                                0  

Net

                                                                0  

Expenses incurred

      81,412          98,384                    50,486                    18,175                3,062                98                  251,617  

Other expenses

                                                                   

Total expenses

                                                                            251,617  

S.05.02.01 – Premiums, claims and expenses by country – Life

 

     Home country            Top 5 countries (by amount of gross premiums written) - life obligations            Total Top 5 and
home country		  

Amounts in EUR thousands

      NL          GB                    US                CN                ES        BR             

Premium written

                                                                   

Gross

      1,493,803          10,550,136                    8,214,841                430,333                229,028        190,750          21,108,891  

Reinsurers’ share

      79,813          197,104                    1,833,241                         32,619        41,699          2,184,476  

Net

      1,413,990          10,353,032                    6,381,600                430,333                196,409        149,051          18,924,415  

Premium earned

                                                                   

Gross

      1,493,569          10,550,136                    8,214,841                430,333                226,419        190,750          21,106,047  

Reinsurers’ share

      79,813          197,104                    1,833,241                         32,619        41,699          2,184,476  

Net

      1,413,756          10,353,032                    6,381,600                430,333                193,799        149,051          18,921,571  

Claims incurred

                                                                   

Gross

      3,118,708          11,982,119                    7,977,038                46,821                123,159        111,551          23,359,397  

Reinsurers’ share

      3,447          165,046                    2,587,761                         13,619                   2,769,873  

Net

      3,115,261          11,817,073                    5,389,277                46,821                109,540        111,551          20,589,523  

Changes in other technical provisions

                                                                   

Gross

                                                                0  

Reinsurers’ share

                                                                0  

Net

                                                                0  

Expenses incurred

      226,531          506,159                    1,158,687                107,679                88,061        83,290          2,170,408  

Other expenses

                                                                295,607  

Total expenses

                                                                            2,466,015  
 

 

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S.22.01.22 – Impact of long term guarantees and transitional measures 2021

 

Amounts in EUR thousands    Amount with Long
Term Guarantee
measures and
transitionals		      Impact of
transitional on
technical provisions		      Impact of
transitional on
interest rate		      Impact of volatility
adjustment set
to zero		     Impact of matching
adjustment set
to zero		  

Technical provisions

      177,581,855                          244,366       31,054  

Basic own funds

      10,397,497                          (171,299 )      (23,291 ) 

Eligible own funds to meet Solvency Capital Requirement

      19,431,378                          (171,299 )      (23,291 ) 

Solvency Capital Requirement

      9,226,080                          1,261,873       59,845  
 

 

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8    SFCR 2021 Public QRTs

 

    

S.23.01.22 – Own Funds Group

 

Amounts in EUR thousands

      Total       
 Tier 1
unrestricted		  
 		     
 Tier 1
restricted		  
 		      Tier 2        Tier 3  

Basic own funds before deduction for participations in other financial sector

                                             

Ordinary share capital (gross of own shares)

      321,018        321,018                             

Non-available called but not paid in ordinary share capital at group level

                                             

Share premium account related to ordinary share capital

      7,032,591        7,032,591                             

Initial funds, members’ contributions or the equivalent basic own - fund item for mutual and mutual-type undertakings

                                             

Subordinated mutual member accounts

                                             

Non-available subordinated mutual member accounts at group level

                                             

Surplus funds

                                             

Non-available surplus funds at group level

                                             

Preference shares

                                             

Non-available preference shares at group level

                                             

Share premium account related to preference shares

                                             

Non-available share premium account related to preference shares at group level

                                             

Reconciliation reserve

      6,783,892        6,783,892                             

Subordinated liabilities

      4,712,308                 2,364,352        2,347,956           

Non-available subordinated liabilities at group level

                                             

An amount equal to the value of net deferred tax assets

      674,778                                   674,778  

The amount equal to the value of net deferred tax assets not available at the group level

                                             

Other items approved by supervisory authority as basic own funds not specified above

                                             

Non available own funds related to other own funds items approved by supervisory authority

      91,541        91,541                             

Minority interests (if not reported as part of a specific own fund item)

                                             

Non-available minority interests at group level

                                             

Own funds from the financial statements that should not be represented by the reconciliation reserve and do not meet the criteria to be classified as Solvency II own funds

                                             

Own funds from the financial statements that shall not be represented by the reconciliation reserve and do not meet the criteria

      1,669                                      

to be classified as Solvency II own funds

                                             

Deductions

                                             

Deductions for participations in other financial undertakings, including non-regulated undertakings carrying out financial activities

      1,572,569        1,572,569                             

whereof deducted according to art 228 of the Directive 2009/138/EC

                                             

Deductions for participations where there is non-availability of information (Article 229)

                                             

Deduction for participations included by using D&A when a combination of methods is used

      7,461,312        5,492,536        987,813        980,963        0  

Total of non-available own fund items

      91,541        91,541                             

Total deductions

 

     

 

 9,125,422

 

  

 

     

 

 7,156,645

 

  

 

     

 

 987,813

 

  

 

     

 

 980,963

 

  

 

         

Total basic own funds after deductions

      10,397,497        6,979,187        1,376,539        1,366,993        674,778  

Ancillary own funds

                                             

Unpaid and uncalled ordinary share capital callable on demand

                                             

Unpaid and uncalled initial funds, members’ contributions or the equivalent basic own fund item for mutual and mutual - type undertakings, callable on demand

                                             

Unpaid and uncalled preference shares callable on demand

                                             

A legally binding commitment to subscribe and pay for subordinated liabilities on demand

                                             

Letters of credit and guarantees under Article 96(2) of the Directive 2009/138/EC

                                             

Letters of credit and guarantees other than under Article 96(2) of the Directive 2009/138/EC

                                             

Supplementary members calls under first subparagraph of Article 96(3) of the Directive 2009/138/EC

                                             

Supplementary members calls - other than under first subparagraph of Article 96(3) of the Directive 2009/138/EC

                                             

Non available ancillary own funds at group level

                                             

Other ancillary own funds

                                             

Total ancillary own funds

                                             

CONTINUED >

 

 

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S.23.01.22 – Own Funds Group (continued)

 

Amounts in EUR thousands

      Total       
 Tier 1
unrestricted		  
 		     
 Tier 1
restricted		  
 		      Tier 2        Tier 3  

Own funds of other financial sectors

                                             

Credit institutions, investment firms, financial institutions, alternative investment fund managers, UCITS management companies - Total

      1,509,099        1,509,099                             

Institutions for occupational retirement provision

                                             

Non regulated entities carrying out financial activities

      63,470        63,470                             

Total own funds of other financial sectors

      1,572,569        1,572,569                             

Own funds when using the D&A, exclusively or in combination of method 1

                                             

Own funds aggregated when using the D&A and combination of method

      7,461,312        5,492,536        987,813        980,963        0  

Own funds aggregated when using the D&A and combination of method net of IGT

      7,461,312        5,492,536        987,813        980,963        0  

Total available own funds to meet the consolidated group SCR (excluding own funds from other financial sector and from the undertakings included via D&A )

      10,397,497        6,979,187        1,376,539        1,366,993        674,778  

Total available own funds to meet the minimum consolidated group SCR

      9,722,718        6,979,187        1,376,539        1,366,993           

Total eligible own funds to meet the consolidated group SCR (excluding own funds from other financial sector and from the undertakings included via D&A )

      10,397,497        6,979,187        1,376,539        1,366,993        674,778  

Total eligible own funds to meet the minimum consolidated group SCR

      8,816,414        6,979,187        1,376,539        460,689           

Minimum consolidated Group SCR

      2,303,444                                      

Ratio of Eligible own funds to Minimum Consolidated Group SCR

      3.83                                      
Total eligible own funds to meet the group SCR (including own funds from other financial sector and from the undertakings included via D&A )      19,431,378        14,044,291        2,364,352        2,347,956        674,778  

Group SCR

      9,226,080                                      

Ratio of Eligible own funds to group SCR including other financial sectors and the undertakings included via D&A

      2.11                                      

Reconciliation reserve

                                             

Excess of assets over liabilities

      15,504,307                                      

Own shares (included as assets on the balance sheet)

      268,828                                      

Foreseeable dividends, distributions and charges

      234,341                                      

Other basic own fund items

      8,028,388                                      

Adjustment for restricted own fund items in respect of matching adjustment portfolios and ring fenced funds

      149,165                                      

Other non available own funds

      39,693                                      

Reconciliation reserve

      6,783,892                                      

Expected profits

                                             

Expected profits included in future premiums (EPIFP) - Life Business

      2,102,141                                      

Expected profits included in future premiums (EPIFP) - Non-life business

 

     

 

 24,168

 

  

 

                                    

Total EPIFP

      2,126,309                                      

 

 

 

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S.25.02.22 – Solvency Capital Requirement - for undertakings using the standard formula and partial internal model

 

Amounts in EUR thousands

Unique number of component

    Components description     

 Calculation of the
Solvency Capital
Requirement		  
 
 		    
 Amount
modelled		  
 		      USP        Simplifications  

1

    Market risk (SF)      1,140,460                - None        - None  

2

    Market risk (IM)      3,027,323       3,027,323                    

3

    Counterparty default risk (SF)      161,470                - None        - None  

4

    Counterparty default risk (IM)      48,976       48,976                    

5

    Life underwriting risk (SF)      1,223,985                - None        - None  

6

    Life underwriting risk (IM)      2,222,018       2,222,018                    

7

    Health underwriting risk (SF)      280,863                - None        - None  

8

    Health underwriting risk (IM)                                   

9

    Non-life underwriting risk (SF)      127,872                - None        - None  

10

    Non-life underwriting risk (IM)                                   

11

    Intangible asset risk (SF)                                   

12

    Intangible asset risk (IM)                                   

13

    Operational risk (SF)      310,222                            

14

    Operational risk (IM)      330,020       330,020                    

15

    LAC Technical Provisions (negative amount) (SF)                                   

16

    LAC Technical Provisions (negative amount) (IM)                                   

17

    LAC Deferred Taxes (negative amount)      (998,190 )                           

 

Amounts in EUR thousands - Calculation of Solvency Capital Requirement

           

Total undiversified components

      7,875,020    

Diversification

      (3,079,605 )   

Capital requirement for business operated in accordance with Art. 4 of Directive 2003/41/EC

           

Solvency Capital Requirement excluding capital add-on

      4,795,415    

Capital add-on already set

           

Solvency capital requirement for undertakings under consolidated method

      6,005,658    

Other information on SCR

           

Amount/estimate of the overall loss-absorbing capacity of technical provisions

      (32,927 )   

Amount/estimate of the overall loss-absorbing capacity of deferred taxes

      (998,190 )   

Capital requirement for duration-based equity risk sub-module

           

Total amount of Notional Solvency Capital Requirements for remaining part

      5,754,573    

Total amount of Notional Solvency Capital Requirements for ring fenced funds

      83,681    

Total amount of Notional Solvency Capital Requirement for matching adjustment portfolios

      93,264    

Diversification effects due to RFF nSCR aggregation for article 304

           

Minimum consolidated group solvency capital requirement

      2,303,444    

Information on other entities

           

Capital requirement for other financial sectors (Non-insurance capital requirements)

      1,136,102    

Capital requirement for other financial sectors (Non-insurance capital requirements) - Credit institutions, investment firms and financial

      1,094,702    

institutions, alternative investment funds managers, UCITS management companies

           

Capital requirement for other financial sectors (Non-insurance capital requirements) - Institutions for occupational retirement provisions

      12,260    

Capital requirement for other financial sectors (Non-insurance capital requirements) - Capital requirement for non- regulated entities

      29,141    

carrying out financial activities

           

Capital requirement for non-controlled participation requirements

      8,011    

Capital requirement for residual undertakings

      66,130    

Overall SCR

           

SCR for undertakings included via D and A

      3,220,422    

Solvency capital requirement

      9,226,080    
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

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11    SFCR 2021 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

                                                       Criteria of
influence		              Inclusion in the
scope of group
supervision		    Group
solvency
calculation
Country   

Identification code of

the undertaking

    Type of
code of the
ID of the
undertaking		    Legal Name of
the undertaking		    Type of
undertaking		    Legal
form		    Category
(mutual/
non mutual)		    Supervisory
Authority		    %
capital
share		    % used for the
establishment of
consolidated
accounts		    % voting
rights		    Other criteria    Level of
influence		    Proportional
share used
for group
solvency
calculation		    Yes/No   

Date of

decision if

art. 214 is

applied

    Method
used and
under
method 1,
treatment
of the
undertaking
US    IESWU3ORVB7T21TZOK62    1 - LEI    Transamerica Life Insurance Company    1 - Life insurance undertaking    Corporation    2 -Non-mutual    Iowa Insurance Division    100.00%    100.00%    100.00%       1 -Dominant    100.00%    1 - Included in the scope      

7 - Method

2: Local rules

US    EG0GJY3CGOTGWBG64Z75    1 - LEI    Transamerica Financial Life Insurance Company    1 - Life insurance undertaking    Corporation    2 - Non-mutual    New York Department of Financial Services    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope      

7 - Method

2: Local rules

US    549300XX9C0OGHTMTQ11    1 - LEI    Transamerica Casualty Insurance Company    1 - Life insurance undertaking    Corporation    2 - Non-mutual    Ohio Department of Insurance    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope      

7 - Method

2: Local rules

US    549300FGO9JLKGVZTF71    1 - LEI    River Ridge Insurance Company    1 - Life insurance undertaking    Corporation    2 - Non-mutual    Vermont Department of Financial Regulation    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       7 - Method 2: Local rules
BM    549300G481NLE2F1CB87    1 - LEI    Transamerica Life (Bermuda) Ltd.    1 - Life insurance undertaking    Exempted Company Limited by Shares    2 - Non-mutual    Bermuda Monetary Authority    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       7 - Method 2: Local rules
BM    5493005M7H149SPFW983    1 - LEI    Transamerica Life International (Bermuda) Ltd    1 - Life insurance undertaking    Exempted Company Limited by Shares    2 - Non-mutual    Bermuda Monetary Authority    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope      

7 - Method

2: Local rules

NL    724500AM4MYHCTRLF551    1 - LEI    N.V. Levensverzekering- Maatschappij “De Hoop”    1 - Life insurance undertaking    Naamloze vennootschap (NV)    2 -Non-mutual    De Nederlandsche Bank    33.33%    33.33%    33.33%       2 - Significant    33.33%    1 - Included in the scope      

3 - Method

1: Adjusted equity method

NL    5493003SPEWN841SWG39    1 - LEI    AEGON Levensverzekering N.V.    1 - Life insurance undertaking    Naamloze vennootschap (NV)    2 - Non-mutual    De Nederlandsche Bank    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope      

1 - Method

1: Full consolidation

NL    549300CHB5Q2591H4S21    1 - LEI    AEGON Spaarkas N.V.    1 - Life insurance undertaking    Naamloze vennootschap (NV)    2 - Non-mutual    De Nederlandsche Bank    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope      

1 - Method

1: Full consolidation

PL    259400V1O5VA6Q1W6M65    1 - LEI    AEGON Towarzystwo Ubezpieczeń na Życie Spółka Akcyjna    1 - Life insurance undertaking    Private Company    2 -Non-mutual    Komisja Nadzoru Finansowego    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope      

1 - Method

1: Full consolidation

TR    789000YBW1GZ8EHB5L13    1 - LEI    AEGON EMEKLİLİK VE HAYAT A.Ş.    1 - Life insurance undertaking    Private Company    2 - Non-mutual    Capital Markets Board of Turkey    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 -Included in the scope      

5 - Method

2: Solvency II

BR    54930095O77VVERKG006    1 - LEI    Mongeral AEGON Seguros e Previdência SA    1 - Life insurance undertaking    Private Company    2 - Non-mutual    Superintendência de Seguros Privados    54.90%    50.00%    50.00%       2 - Significant    54.90%    1 - Included in the scope      

7 - Method

2: Local rules

CN    3003008RJ9AEOYOVNK85    1 - LEI    Aegon THTF Life Insurance Co., Ltd.    1 - Life insurance undertaking    Private Company    2 - Non-mutual    China Insurance Regulatory Commission    50.00%    50.00%    50.00%       2 - Significant    50.00%    1 - Included in the scope      

5 - Method

2: Solvency II

GB    213800X1T29YFAYMPC26    1 - LEI    Scottish Equitable plc    1 - Life insurance undertaking    Public Limited Company    2 - Non-mutual    The Prudential Regulation Authority    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
IN    3358006ZVG6LSYJNV614    1 - LEI    Aegon Life Insurance Company Limited    1 - Life insurance undertaking    Public Limited Company    2 - Non-mutual    Insurance Regulatory and Development Authority    49.00%    49.00%    49.00%    Aegon has a call option over Aegon Employee Benefits Trust and could have a call option over a portion of BCCL’s shares in India JV.    2 - Significant    49.00%    1 - Included in the scope      

5 - Method

2: Solvency II

ES    9598007TGFFJ24RXG723    1 - LEI    Liberbank Vida y Pensiones, Seguros y Reaseguros S.A.    1 - Life insurance undertaking    Sociedad Anónima (SA)    2 - Non-mutual    Direccion General de Seguros y Fondos de Pensiones    50.00%    50.00%    50.00%    Generally decisions adopted by absolute majority of shares. exceptions exist Reserving related matters when 2/3 of votes is required. Aegon has no control. but exercises this along with other shareholder.    2 - Significant    50.00%    1 -Included in the scope       2 - Method 1: Proportional consolidation
ES    959800TNUM2TV0D7HB66    1 - LEI    SANTANDER VIDA SEGUROS Y REASEGUROS, S.A.    1 - Life insurance undertaking    Sociedad Anónima (SA)    2 - Non-mutual    Direccion General de Seguros y Fondos de Pensiones    51.00%    51.00%    51.00%    Generally decisions adopted by absolute majority of shares. exceptions exist Reserving related matters when 2/3 of votes is required. Aegon has no control. but exercises this along with other shareholder.    2 -Significant    51.00%    1 - Included in the scope      

2 - Method

1: Proportional consolidation

PT    959800S4Y2DCN7EVAG59    1 - LEI    AEGON SANTANDER PORTUGAL VIDA - COMPAN-HIA DE SEGUROS DE VIDA S.A.    1 - Life insurance undertaking    Sociedade anónima (SA)    2 - Non-mutual    Autoridade de Supervisão de Seguros e Fundos de Pensões    51.00%    51.00%    51.00%    Generally decisions adopted by absolute majority of shares. exceptions exist Reserving related matters when 2/3 of votes is required. Aegon has no control. but exercises this along with other shareholder.    2 - Significant    51.00%    1 - Included in the scope      

2 - Method

1: Proportional consolidation

IE    5493009T9CZP0MOE0E15    1 - LEI    Esprit Insurance Designated Activity Company    2 - Non life insurance undertaking    Designated Activity Company (Ltd. by Shares) (DAC)    2 - Non-mutual    Central Bank of Ireland    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope      

1 - Method

1: Full consolidation

NL    549300TPP7QUEOY5QS39    1 - LEI    AEGON Schadeverzekering N.V.    2 - Non life insurance undertaking    Naamloze vennootschap (NV)    2 - Non-mutual    De Nederlandsche Bank    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope      

1 - Method

1: Full consolidation

ES    959800DGNJ1GACEM9J49    1 - LEI    SANTANDER GENERALES SEGUROS Y REASEGUROS, S.A.    2 - Non life insurance undertaking    Sociedad Anónima (SA)    2 - Non-mutual    Direccion General de Seguros y Fondos de Pensiones    51.00%    51.00%    51.00%    Generally decisions adopted by absolute majority of shares. exceptions exist Reserving related matters when 2/3 of votes is required. Aegon has no control. but exercises this along with other shareholder.    2 - Significant    51.00%    1 - Included in the scope      

2 - Method

1: Proportional consolidation

PT    9598001GSAW026UNLE02    1 - LEI    AEGON SANTANDER PORTUGAL NÃO VIDA - COM-PANHIA DE SEGUROS S.A.    2 - Non life insurance undertaking    Sociedade anónima (SA)    2 - Non-mutual    Autoridade de Supervisão de Seguros e Fundos de Pensões    51.00%    51.00%    51.00%    Generally decisions adopted by absolute majority of shares. exceptions exist Reserving related matters when 2/3 of votes is required. Aegon has no control. but exercises this along with other shareholder.    2 - Significant    51.00%    1 - Included in the scope      

2 - Method

1: Proportional consolidation

HU    2138002WE79XZSYJB750    1 - LEI    AEGON Magyarország Általános Biztosító Zártköruen Muködo Részvénytársaság    4 - Composite undertaking    Private Company    2 - Non-mutual    Magyar Nemzeti Bank    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 -Included in the scope      

1 - Method

1: Full consolidation

ES    549300CUCUP9990FPP88    1 - LEI    AEGON España, S.A.U. de Seguros y Reaseguros    4 - Composite undertaking    Sociedad Anónima Unipersonal (SAU)    2 -Non-mutual    Direccion General de Seguros y Fondos de Pensiones    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope      

1 - Method

1: Full consolidation

US    5493005N0P0HDBHNGS46    1 - LEI    Ironwood Re Corp.    3 - Reinsurance undertaking    Corporation    2 - Non-mutual    Hawaii Insurance Division    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope      

7 - Method

2: Local rules

US    549300PLTRQIXEQSKZ20    1 - LEI    TLIC Oakbrook Reinsurance Inc.    3 - Reinsurance undertaking    Corporation    2 - Non-mutual    Iowa Insurance Division    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300Y0RURXSZUUM173    1 - LEI    TLIC Watertree Reinsurance Inc.    3 - Reinsurance undertaking    Corporation    2 - Non-mutual    Iowa Insurance Division    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300Q4BUS0CAEMHR56    1 - LEI    LIICA Re II, Inc.    3 - Reinsurance undertaking    Corporation    2 - Non-mutual    Vermont Department of Financial Regulation    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 -Included in the scope       10 - Other method
US    549300IYJZQ4CFNQNT26    1 - LEI    Transamerica Pacific Re, Inc.    3 - Reinsurance undertaking    Corporation    2 - Non-mutual    Vermont Department of Financial Regulation    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 -Included in the scope       10 - Other method
BM    549300F53XTGWVRTP875    1 - LEI    Transamerica International Re (Bermuda) Ltd.    3 - Reinsurance undertaking    Limited by Shares    2 - Non-mutual    Bermuda Monetary Authority    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope      

7 - Method

2: Local rules

 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
12    SFCR 2021 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

                                                       Criteria of
influence		              Inclusion in the
scope of group
supervision		    Group
solvency
calculation
Country   

Identification code of

the undertaking

    Type of
code of the
ID of the
undertaking		    Legal Name of
the undertaking		    Type of
undertaking		    Legal
form		    Category
(mutual/
non mutual)		    Supervisory
Authority		    %
capital
share		    % used for the
establishment of
consolidated
accounts		    % voting
rights		    Other criteria    Level of
influence		    Proportional
share used
for group
solvency
calculation		    Yes/
No		   

Date of

decision if

art. 214 is

applied

    Method
used and
under
method 1,
treatment
of the
undertaking

NL

    724500GN5HQ87O4RLC12    1 - LEI    AEGON Brazil Holding B.V.    5 - Insurance holding company as defined in Article 212(1) (f) of Directive 2009/138/EC    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 -Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation

NL

    724500TOC1GK64ILRE95    1 - LEI    AEGON DMS Holding B.V.    5 - Insurance holding company as defined in Article 212(1) (f) of Directive 2009/138/EC    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 -Included in the scope       1 - Method 1: Full consolidation

NL

    7245007CB23NPKLTAF76    1 - LEI    AEGON Hungary Holding B.V.    5 - Insurance holding company as defined in Article 212(1) (f) of Directive 2009/138/EC    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation

NL

    7245005V3YIB25655F12    1 - LEI    AEGON Hungary Holding II B.V.    5 - Insurance holding company as defined in Article 212(1) (f) of Directive 2009/138/EC    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation

NL

    724500BNI7FJN7RDZL50    1 - LEI    AEGON India Holding B.V.    5 - Insurance holding company as defined in Article 212(1) (f) of Directive 2009/138/EC    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation

NL

    724500DI4AFL8RDQEG22    1 - LEI    AEGON International B.V.    5 - Insurance holding company as defined in Article 212(1) (f) of Directive 2009/138/EC    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation

NL

    724500NHLYEPGXHSA148    1 - LEI    AEGON Poland/Romania Holding B.V.    5 - Insurance holding company as defined in Article 212(1) (f) of Directive 2009/138/EC    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation

NL

    724500VCE5M77E44XC35    1 - LEI    AEGON Spain Holding B.V.    5 - Insurance holding company as defined in Article 212(1) (f) of Directive 2009/138/EC    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation

NL

    724500J2DTRKSYFGBT31    1 - LEI    AEGON Turkey Holding B.V.    5 - Insurance holding company as defined in Article 212(1) (f) of Directive 2009/138/EC    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation

US

    549300EK264PVU3MXI25    1 - LEI    AEGON Management Company    5 - Insurance holding company as defined in Article 212(1) (f) of Directive 2009/138/EC    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation

US

    549300MWIOC0W2Z2ZM36    1 - LEI    Commonwealth General Corporation    5 - Insurance holding company as defined in Article 212(1) (f) of Directive 2009/138/EC    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation

US

    FY3O3L8GSDIMQ51Q5H26    1 - LEI    Transamerica Corporation    5 - Insurance holding company as defined in Article 212(1) (f) of Directive 2009/138/EC    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation

GB

    213800FHP235751PZS37    1 - LEI    Scottish Equitable Holdings Limited    5 - Insurance holding company as defined in Article 212(1) (f) of Directive 2009/138/EC    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation

GB

    213800UR9NMDEAS51K32    1 - LEI    Cornerstone International Holdings Ltd.    5 - Insurance holding company as defined in Article 212(1) (f) of Directive 2009/138/EC    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation

GB

    213800HW5JU8BA4IMC33    1 - LEI    AEGON UK plc    5 - Insurance holding company as defined in Article 212(1) (f) of Directive 2009/138/EC    Public Limited Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation

NL

    724500XKR0HKSLU3IX44    1 - LEI    AEGON Europe Holding B.V.    7 - Mixed financial holding company as defined in Article 212(1)(h) of Directive 2009/138/EC    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation

NL

    549300Q3DX11LN548072    1 - LEI    AEGON Nederland N.V.    7 - Mixed financial holding company as defined in Article 212(1)(h) of Directive 2009/138/EC    Naamloze vennootschap (NV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation

NL

    O4QK7KMMK83ITNTHUG69    1 - LEI    AEGON N.V.    7 - Mixed financial holding company as defined in Article 212(1)(h) of Directive 2009/138/EC    Naamloze vennootschap (NV)    2 - Non-mutual    De Nederlandsche Bank                #N/B       1 - Included in the scope       1 - Method 1: Full consolidation

ES

    959800STA0C4RRLGAB80    1 - LEI    AEGON Administracion y Servicios Aie    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Agrupación de Interés Económico (AIE)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation

NL

    27076669NL10013    2 - Specific code    AMVEST Core Fund    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual       28.29%    28.29%    28.29%       2 - Significant    28.29%    1 - Included in the scope       2 - Method 1: Proportional consolidation

NL

    27076669NL10012    2 - Specific code    Amvest Development Fund B.V.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual       50.00%    50.00%    50.00%       1 - Dominant    50.00%    1 - Included in the scope       2 - Method 1: Proportional consolidation

NL

    27076669NL10014    2 - Specific code    AMVEST Living & Care Fund    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual       50.00%    50.00%    50.00%       2 - Significant    50.00%    1 - Included in the scope       2 - Method 1: Proportional consolidation

NL

    724500XN2QI8YGC9R673    1 - LEI    AMVEST Vastgoed B.V.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual       50.00%    50.00%    50.00%       2 - Significant    50.00%    1 - Included in the scope       2 - Method 1: Proportional consolidation

NL

    724500C6N7L40T8E2449    1 - LEI    OBRA SERVICES B.V.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual       93.67%    93.67%    93.67%       1 -Dominant    93.67%    1 - Included in the scope       2 - Method 1: Proportional consolidation

NL

    724500XV5S7H3JY72005    1 - LEI    AEGON Administratie B.V.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation

NL

    724500TPYP3DXYWG9N63    1 - LEI    AEGON Administratieve Dienstverlening B.V.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 -Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
13    SFCR 2021 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

                                                       Criteria of
influence		              Inclusion in the
scope of group
supervision		    Group
solvency
calculation
Country   

Identification code of

the undertaking

    Type of
code of the
ID of the
undertaking		    Legal Name of
the undertaking		    Type of
undertaking		    Legal
form		    Category
(mutual/
non mutual)		    Supervisory
Authority		    %
capital
share		    % used for the
establishment of
consolidated
accounts		    % voting
rights		    Other criteria    Level of
influence		    Proportional
share used
for group
solvency
calculation		    Yes/
No		   

Date of

decision if

art. 214 is

applied

    Method
used and
under
method 1,
treatment
of the
undertaking
NL    724500UH6Q0L2X7W1E02    1 - LEI    AEGON Advies B.V.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
NL    724500FULFF65L4FGQ78    1 - LEI    AEGON Bemiddeling B.V.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
NL    72450030UBZJ2I3F1M72    1 - LEI    AEGON Capital Management US B.V.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
NL    7245004PI4RB6Z2IA840    1 - LEI    Aegon DL B.V.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
NL    724500GPD8BLPYEIBI04    1 - LEI    AEGON Global Investment Fund B.V.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
NL    724500CRNPD9VT3I5993    1 - LEI    AMVEST Home Free B.V.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
NL    7245004OZYVVG24VCN52    1 - LEI    TKP Pensioen B.V.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
NL    724500NZPODZAC8SI487    1 - LEI    Vastgoedmaatschappij Inpa B.V.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
NL    27076669NL10017    2 - Specific code    Risk Groep B.V.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual       25.00%    25.00%    25.00%       2 - Significant    25.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    27076669NL10022    2 - Specific code    Hera Life B.V.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual       35.00%    35.00%    35.00%       2 - Significant    35.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    549300NP1U0PJA5T9N08    1 - LEI    Coöperatieve AEGON Financieringsmaatschappij U.A.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Coöperatie    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300P14I8AMF56R295    1 - LEI    AEGON Asset Management Services, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300MZ6RZWGMOPSM17    1 - LEI    AEGON Institutional Markets, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300WQR0QLZKV7PY19    1 - LEI    AUSA Properties, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300LDNKDB2BD4NJ66    1 - LEI    Creditor Resources, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300XBOVRBRXXK6328    1 - LEI    CRI Solutions, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300VQ0NE08PBZTO04    1 - LEI    Financial Planning Services, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300ORWQA6WAZ3G755    1 - LEI    Garnet Assurance Corporation II    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    5493001EJGY2YS9Y7S04    1 - LEI    Massachusetts Fidelity Trust Company    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300SPI8S6R3YR2783    1 - LEI    Money Services, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300GKCL1NYZEN7S04    1 - LEI    Monumental General Administrators, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300O481B1WNR3BV29    1 - LEI    Stonebridge Benefit Services, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300DXM2KFUK280891    1 - LEI    Transamerica Affordable Housing, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300404NXDZDER4F48    1 - LEI    Transamerica Capital, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300UE4P7N6SM75991    1 - LEI    Transamerica Corporation    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300CNQ8U5YYVYF622    1 - LEI    Transamerica Finance Corporation    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation CONTINUED >
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
14    SFCR 2021 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

                                                       Criteria of
influence		              Inclusion in the
scope of group
supervision		    Group
solvency
calculation
Country   

Identification code of

the undertaking

    Type of
code of the
ID of the
undertaking		    Legal Name of
the undertaking		    Type of
undertaking		    Legal
form		    Category
(mutual/
non mutual)		    Supervisory
Authority		    %
capital
share		    % used for the
establishment of
consolidated
accounts		    % voting
rights		    Other criteria    Level of
influence		    Proportional
share used
for group
solvency
calculation		    Yes/
No		   

Date of

decision if

art. 214 is

applied

    Method
used and
under
method 1,
treatment
of the
undertaking
US    549300JW32XCZSHI0878    1 - LEI    Transamerica Financial Advisors, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300ZI1REXKDS0XX96    1 - LEI    Transamerica Fund Services, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300FO5QGHCQB22X64    1 - LEI    Transamerica Investors Securities Corporation    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300R1FYMIVFX3C461    1 - LEI    Transamerica Resources, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300JGJLZXUHZOOX52    1 - LEI    Transamerica Stable Value Solutions Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    5493005PYDPCCVG6AB02    1 - LEI    United Financial Services, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300QPPLKNB32B8133    1 - LEI    World Financial Group, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300ECYE0GJJX8UW74    1 - LEI    Zahorik Company, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    5493007KU4DY8WGBFS15    1 - LEI    AEGON Direct Marketing Services, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300CTAPOEO82TRN22    1 - LEI    AEGON Financial Services Group, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300Q8UW4HQ7M5SK87    1 - LEI    Garnet Assurance Corporation    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300Z1I3GL0EVGDC83    1 - LEI    Garnet Assurance Corporation III    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300DTU38NRL2H6996    1 - LEI    Real Estate Alternatives Portfolio 3A, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300DZA4ZCLQ8JE491    1 - LEI    Transamerica Asset Management, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300HNPLHEUTETWZ90    1 - LEI    World Financial Group Insurance Agency of Hawaii, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493006U134HNBT21U73    1 - LEI    World Financial Group Insurance Agency of Massachusetts, Inc    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300D5WJ1NKU3G7S55    1 - LEI    World Financial Group Insurance Agency of Wyoming, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
BM    54930063LHUJIUBMOI77    1 - LEI    Transamerica (Bermuda) Services Center, Ltd.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Exempted Company Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
BM    54930060R8GMDFCYEZ34    1 - LEI    Primus Guaranty Ltd.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Exempted Company Limited by Shares    2 - Non-mutual    Bermuda Monetary Authority    20.00%    20.00%    20.00%       2 - Significant    20.00%    1 - Included in the scope       10 - Other method
US    549300LOE2LOY8DQQV68    1 - LEI    AEGON Transamerica Foundation    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Foundation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300VV3PPLEUXOL890    1 - LEI    Transamerica Institute    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Foundation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
GB    213800NTHB13U889C602    1 - LEI    AEGON EDC Limited    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
HK    213800M7EAHGN1HTAL11    1 - LEI    AEGON Direct Marketing Services Insurance Broker (HK) Limited    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
HK    213800VY8S65RR6E8L74    1 - LEI    Aegon Insights Limited    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    54930050MSHDNHYDEC28    1 - LEI    Aegon LIHTC Fund 51, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300MXWLP5OKI7K463    1 - LEI    Aegon LIHTC Fund 57, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
15    SFCR 2021 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

                                                       Criteria of
influence		              Inclusion in the
scope of group
supervision		    Group
solvency
calculation
Country   

Identification code of

the undertaking

    Type of
code of the
ID of the
undertaking		    Legal Name of
the undertaking		    Type of
undertaking		    Legal
form		    Category
(mutual/
non mutual)		    Supervisory
Authority		    %
capital
share		    % used for the
establishment of
consolidated
accounts		    % voting
rights		    Other criteria    Level of
influence		    Proportional
share used
for group
solvency
calculation		    Yes/
No		   

Date of

decision if

art. 214 is

applied

    Method
used and
under
method 1,
treatment
of the
undertaking
US    549300ELQY6BPLF14V79    1 - LEI    AMTAX Holdings 561 LLC    10 -Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300P1FGCXCUE5U774    1 - LEI    Apollo Housing Capital Arrowhead Gardens, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    54930031M55TCAH2GK62    1 - LEI    Garnet LIHTC Fund X, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300T9OFZU82K3H547    1 - LEI    Garnet LIHTC Fund XII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300JTLC7F10FPYS37    1 - LEI    Garnet LIHTC Fund XII-A, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300U4XXD62OFMXH76    1 - LEI    Garnet LIHTC Fund XII-B, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    54930035LGY1QUM0H065    1 - LEI    Garnet LIHTC Fund XII-C, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300ALP4RVGGLMOM10    1 - LEI    Garnet LIHTC Fund XIII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300H5URJHRYYLJT18    1 - LEI    Garnet LIHTC Fund XIII-A, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300MFKHXLJ4LX2K59    1 - LEI    Garnet LIHTC Fund XIII-B, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300RFMCWODN7YQ360    1 - LEI    Garnet LIHTC Fund XIV, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300UX38Y28QDO5T34    1 - LEI    Garnet LIHTC Fund XIX, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    5493005ETTV62RSFML59    1 - LEI    Garnet LIHTC Fund XL, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300C7NL5X8PJ63472    1 - LEI    Garnet LIHTC Fund XLII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300LMLL5NEH96OZ59    1 - LEI    Garnet LIHTC Fund XLVI, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300RTCXUGW4QBR145    1 - LEI    Garnet LIHTC Fund XV, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300HDYPZ7C1JY1T36    1 - LEI    Garnet LIHTC Fund XVI, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300Z47RH2QLR4WW58    1 - LEI    Garnet LIHTC Fund XVII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300VVVF7TTMWB1339    1 - LEI    Garnet LIHTC Fund XVIII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300XV44TF825KAS89    1 - LEI    Garnet LIHTC Fund XXII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300O5S7JTWJVKID74    1 - LEI    Garnet LIHTC Fund XXIII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300V6SVKA0SBE6088    1 - LEI    Garnet LIHTC Fund XXIX, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300KLCY6S2RFD0O83    1 - LEI    Garnet LIHTC Fund XXV, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300PL00MPBABIN093    1 - LEI    Garnet LIHTC Fund XXVI, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300L3CK61D3ZL8U12    1 - LEI    Garnet LIHTC Fund XXVIII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300DHBM7T6FZ0NM44    1 - LEI    Garnet LIHTC Fund XXXI, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
16    SFCR 2021 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

                                                       Criteria of
influence		              Inclusion in the
scope of group
supervision		    Group
solvency
calculation
Country   

Identification code of

the undertaking

    Type of
code of the
ID of the
undertaking		    Legal Name of
the undertaking		    Type of
undertaking		    Legal
form		    Category
(mutual/
non mutual)		    Supervisory
Authority		    %
capital
share		    % used for the
establishment of
consolidated
accounts		    % voting
rights		    Other criteria    Level of
influence		    Proportional
share used
for group
solvency
calculation		    Yes/
No		   

Date of

decision if

art. 214 is

applied

    Method
used and
under
method 1,
treatment
of the
undertaking
US    54930098NQIIP2EOR227    1 - LEI    Garnet LIHTC Fund XXXII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300VI4IBHJ448IP68    1 - LEI    Garnet LIHTC Fund XXXIII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300FPUUUWSB4H9507    1 - LEI    Garnet LIHTC Fund XXXV, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    5493004I41768LSBKN02    1 - LEI    TAHP Fund VII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    549300NN5MMVBK8FK966    1 - LEI    Garnet LIHTC Fund XXXIX, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       1.00%    1.00%    1.00%       2 - Significant    1.00%    1 - Included in the scope       10 - Other method
US    549300NK9DS2NIKW2045    1 - LEI    Garnet LIHTC Fund XXXVI, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       1.00%    1.00%    1.00%       2 - Significant    1.00%    1 - Included in the scope       10 - Other method
US    549300N8UPLGS24W4K40    1 - LEI    Garnet LIHTC Fund XXXVII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       1.00%    1.00%    1.00%       2 - Significant    1.00%    1 - Included in the scope       10 - Other method
US    549300QFPDVB17PW2R60    1 - LEI    Aegon LIHTC Fund 55, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       2.83%    2.83%    2.83%       2 - Significant    2.83%    1 - Included in the scope       10 - Other method
US    549300V3VZ21ZNBUA577    1 - LEI    Aegon LIHTC Fund 58, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       2.88%    2.88%    2.88%       2 - Significant    2.88%    1 - Included in the scope       10 - Other method
US    5493005EIVUN3S1BEZ69    1 - LEI    Aegon Workforce Housing JV 4C, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       3.70%    3.70%    3.70%       2 - Significant    3.70%    1 - Included in the scope       10 - Other method
US    549300RGO11R1OBD4050    1 - LEI    AEGON Affordable Housing Debt Fund I, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       5.01%    5.01%    5.01%       2 - Significant    5.01%    1 - Included in the scope       10 - Other method
US    549300VW7S8U8C5SXG43    1 - LEI    Aegon Workforce Housing Boynton Place REIT, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       8.42%    8.42%    8.42%       2 - Significant    8.42%    1 - Included in the scope       10 - Other method
US    5493001ESUSV0CYG6D75    1 - LEI    Aegon Workforce Housing Park at Via Rosa REIT, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       8.42%    8.42%    8.42%       2 - Significant    8.42%    1 - Included in the scope       10 - Other method
US    549300OHXSDJTSGY6F13    1 - LEI    Aegon Workforce Housing Separate Account 1, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       8.42%    8.42%    8.42%       2 - Significant    8.42%    1 - Included in the scope       10 - Other method
US    5493000T31YO58MD5X91    1 - LEI    Aegon Workforce Housing JV 4B, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       9.25%    9.25%    9.25%       2 - Significant    9.25%    1 - Included in the scope       10 - Other method
US    549300HWN8CSSBZ4LT23    1 - LEI    Garnet LIHTC Fund XLI, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       10.01%    10.01%    10.01%       2 - Significant    10.01%    1 - Included in the scope       10 - Other method
US    549300751M4BBRH4JZ78    1 - LEI    Aegon LIHTC Fund 52, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       11.82%    11.82%    11.82%       2 - Significant    11.82%    1 - Included in the scope       10 - Other method
US    549300Y0XBHMBUH13M31    1 - LEI    Cupples State LIHTC Investors, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       15.00%    15.00%    15.00%       1 - Dominant    15.00%    1 - Included in the scope       10 - Other method
US    549300HPKPXNR7IDMH77    1 - LEI    Garnet LIHTC Fund XLVII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       15.00%    15.00%    15.00%       2 - Significant    15.00%    1 - Included in the scope       10 - Other method
US    549300RN4J911V8VIL64    1 - LEI    Aegon Workforce Housing JV 4A, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       16.46%    16.46%    16.46%       2 - Significant    16.46%    1 - Included in the scope       10 - Other method
US    549300J64E50E4UZID54    1 - LEI    Garnet LIHTC Fund XXVII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       16.72%    16.72%    16.72%       2 - Significant    16.72%    1 - Included in the scope       10 - Other method
US    549300HWP4QM4TXUEO41    1 - LEI    25 East 38th Street, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       17.64%    17.64%    17.64%       2 - Significant    17.64%    1 - Included in the scope       10 - Other method
US    549300H1WKVVA1IWZI22    1 - LEI    313 East 95th Street, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       17.64%    17.64%    17.64%       2 - Significant    17.64%    1 - Included in the scope       10 - Other method
US    549300CVIUECWU77MJ28    1 - LEI    319 East 95th Street, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       17.64%    17.64%    17.64%       2 - Significant    17.64%    1 - Included in the scope       10 - Other method
US    549300IYT675482ELI49    1 - LEI    Yarra Rapids, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       17.64%    17.64%    17.64%       2 - Significant    17.64%    1 - Included in the scope       10 - Other method
US    549300PKUNXMJNBJO817    1 - LEI    AEGON Managed Enhanced Cash, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       20.80%    20.80%    20.80%       1 - Dominant    20.80%    1 - Included in the scope       10 - Other method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
17    SFCR 2021 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

                                                       Criteria of
influence		              Inclusion in the
scope of group
supervision		    Group
solvency
calculation
Country   

Identification code of

the undertaking

    Type of
code of the
ID of the
undertaking		    Legal Name of
the undertaking		    Type of
undertaking		    Legal
form		    Category
(mutual/
non mutual)		    Supervisory
Authority		    %
capital
share		    % used for the
establishment of
consolidated
accounts		    % voting
rights		    Other criteria    Level of
influence		    Proportional
share used
for group
solvency
calculation		    Yes/
No		   

Date of

decision if

art. 214 is

applied

    Method
used and
under
method 1,
treatment
of the
undertaking
US    549300XXJB4ZT1OZ3X85    1 - LEI    Aegon Multi-Family Equity Fund, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       20.83%    20.83%    20.83%       1 - Dominant    20.83%    1 - Included in the scope       10 - Other method
US    5493008IF4AVVMVACP15    1 - LEI    Garnet LIHTC Fund XXIV, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       21.27%    21.27%    21.27%       2 - Significant    21.27%    1 - Included in the scope       10 - Other method
US    54930082XZCX92K2CB75    1 - LEI    Real Estate Alternatives Portfolio 3, L.L.C.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       25.60%    25.60%    25.60%       1 - Dominant    25.60%    1 - Included in the scope       10 - Other method
US    5493004WL1SZ3ZUWJK60    1 - LEI    Natural Resources Alternatives Portfolio I, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       36.00%    36.00%    36.00%       1 - Dominant    36.00%    1 - Included in the scope       10 - Other method
US    549300PDVVV2SBVNCH80    1 - LEI    Real Estate Alternatives Portfolio 4 HR, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       36.00%    36.00%    36.00%       1 - Dominant    36.00%    1 - Included in the scope       10 - Other method
US    549300UFVMZ3RG7BFY05    1 - LEI    Real Estate Alternatives Portfolio 4 MR, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       36.00%    36.00%    36.00%       1 - Dominant    36.00%    1 - Included in the scope       10 - Other method
US    549300U7VU73RQQMMT96    1 - LEI    Aegon Workforce Housing Fund 2 Holding Company, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       37.00%    37.00%    37.00%       1 - Dominant    37.00%    1 - Included in the scope       10 - Other method
US    549300CJOUW4C25EZ518    1 - LEI    Aegon Workforce Housing Fund 2 Holding Company B, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       37.00%    37.00%    37.00%       2 - Significant    37.00%    1 - Included in the scope       10 - Other method
US    549300ET2RK47EL77391    1 - LEI    Aegon Workforce Housing Fund 3 Holding Company, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       40.00%    40.00%    40.00%       1 - Dominant    40.00%    1 - Included in the scope       10 - Other method
US    549300QOVHMBPQQ7Y889    1 - LEI    Real Estate Alternatives Portfolio 2, L.L.C.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       44.75%    44.75%    44.75%       1 - Dominant    44.75%    1 - Included in the scope       10 - Other method
US    549300FEK3ITEZBCL341    1 - LEI    Natural Resources Alternatives Portfolio 3, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       45.00%    45.00%    45.00%       1 - Dominant    45.00%    1 - Included in the scope       10 - Other method
US    549300Q8FF7GLGXF1G53    1 - LEI    239 West 20th Street, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       49.00%    49.00%    49.00%       2 - Significant    49.00%    1 - Included in the scope       10 - Other method
US    549300BI7UYO30CEX949    1 - LEI    Transamerica International Direct Marketing Consultants, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       49.00%    49.00%    49.00%       2 - Significant    49.00%    1 - Included in the scope       10 - Other method
US    549300KS3XVJRUSMLE10    1 - LEI    Barfield Ranch Associates, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       50.00%    50.00%    50.00%       2 - Significant    50.00%    1 - Included in the scope       2 - Method 1: Proportional consolidation
US    549300WCSXGBO4HEYF34    1 - LEI    Osceola Mitigation Partners, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       50.00%    50.00%    50.00%       2 - Significant    50.00%    1 - Included in the scope       2 - Method 1: Proportional consolidation
US    54930029PERJ527UW475    1 - LEI    Placer 400 Investors, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       50.00%    50.00%    50.00%       2 - Significant    50.00%    1 - Included in the scope       2 - Method 1: Proportional consolidation
US    549300VK82YW9FDB6Z90    1 - LEI    Aegon LIHTC Fund 50, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       51.01%    51.01%    51.01%       1 - Dominant    51.01%    1 - Included in the scope       10 - Other method
US    549300M1MKEYT83VCC80    1 - LEI    Natural Resources Alternatives Portfolio II, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       65.00%    65.00%    65.00%       1 - Dominant    65.00%    1 - Included in the scope       10 - Other method
US    549300430IP6TY087A85    1 - LEI    Zero Beta Fund, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       66.72%    66.72%    66.72%       1 - Dominant    66.72%    1 - Included in the scope       10 - Other method
US    5493005QF3R3S7U0VF03    1 - LEI    Garnet LIHTC Fund XLVIII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       75.19%    75.19%    75.19%       1 - Dominant    75.19%    1 - Included in the scope       10 - Other method
US    5493006PV6C4BE40S950    1 - LEI    AMTAX Holdings 613 LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       99.15%    99.15%    99.15%       1 - Dominant    99.15%    1 - Included in the scope       10 - Other method
US    549300O7FH87FAKZ7J66    1 - LEI    AEGON Direct Marketing Services International, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    KEIOKM01PSK5VZ5CCI74    1 - LEI    AEGON Funding Company LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    5493003JEJ87PBC8MF88    1 - LEI    Aegon Global Services, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300SKERA111LX8B49    1 - LEI    ALH Properties Eight, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300M4GGDYA514HD56    1 - LEI    ALH Properties Eleven, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
18    SFCR 2021 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

                                                       Criteria of
influence		              Inclusion in the
scope of group
supervision		    Group
solvency
calculation
Country   

Identification code of

the undertaking

    Type of
code of the
ID of the
undertaking		    Legal Name of
the undertaking		    Type of
undertaking		    Legal
form		    Category
(mutual/
non mutual)		    Supervisory
Authority		    %
capital
share		    % used for the
establishment of
consolidated
accounts		    % voting
rights		    Other criteria    Level of
influence		    Proportional
share used
for group
solvency
calculation		    Yes/
No		   

Date of

decision if

art. 214 is

applied

    Method
used and
under
method 1,
treatment
of the
undertaking
US    549300FQ85RHI1X6GD97    1 - LEI    ALH Properties Four, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300FV7DWDRG300F41    1 - LEI    ALH Properties Nine, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300ZM0GT06PRNSU81    1 - LEI    ALH Properties Seven, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300KSU0SLH7MI6782    1 - LEI    ALH Properties Seventeen, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    54930036NE3MDX0EVY82    1 - LEI    ALH Properties Sixteen, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    5493005T7P5SRETN9I32    1 - LEI    ALH Properties Ten, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300UFAVK11H1WC672    1 - LEI    ALH Properties Twelve, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300RX905X22ER7I81    1 - LEI    ALH Properties Two, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300M62D4QF17PTO84    1 - LEI    AUSA Holding, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300GVK6KL1J8OP386    1 - LEI    FGH Realty Credit, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300T6I4LSEFT6P532    1 - LEI    FGH USA LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300M6FIIMQ0U0JM73    1 - LEI    Fifth FGP, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300TYGFX51637C240    1 - LEI    First FGP, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    5493002C51EDDD164U83    1 - LEI    Fourth FGP, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300JFVS0SKBXSVQ59    1 - LEI    Horizons Acquisition 5, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300N3976R2XOTG144    1 - LEI    Horizons St. Lucie Development, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300C4EOH3OS4OPW70    1 - LEI    Investors Warranty of America, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    5493006H80Z1VM83F195    1 - LEI    LCS Associates, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300IG0V87JRQ67253    1 - LEI    Mitigation Manager LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300HFOLHQGE6G3H57    1 - LEI    PSL Acquisitions Operating, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    5493006INT7434WQKR24    1 - LEI    RCC North America LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300PZW42ST56KQ512    1 - LEI    Second FGP, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300D3JWB4O0MVL375    1 - LEI    Seventh FGP, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300TKM4Y9PBWESQ08    1 - LEI    St. Lucie West Development Company, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    5493002H4SPMUU2A4J23    1 - LEI    TABR Realty Services, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300CSZB2QI28ET474    1 - LEI    TAH Pentagon Funds, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
19    SFCR 2021 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

                                                       Criteria of
influence		              Inclusion in the
scope of group
supervision		    Group
solvency
calculation
Country   

Identification code of

the undertaking

    Type of
code of the
ID of the
undertaking		    Legal Name of
the undertaking		    Type of
undertaking		    Legal
form		    Category
(mutual/
non mutual)		    Supervisory
Authority		    %
capital
share		    % used for the
establishment of
consolidated
accounts		    % voting
rights		    Other criteria    Level of
influence		    Proportional
share used
for group
solvency
calculation		    Yes/
No		   

Date of

decision if

art. 214 is

applied

    Method
used and
under
method 1,
treatment
of the
undertaking
US    5493002CVVVQHNSZRD21    1 - LEI    TAH-Solar SLP, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 -Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300WT08KMB170P577    1 - LEI    Tradition Development Company, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300K3SBWSYD4NZK46    1 - LEI    Tradition Irrigation Company, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300QUT4BH7E7JPJ42    1 - LEI    Tradition Land Company, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300YGMXG1QHTBNS97    1 - LEI    Transamerica Agency Network, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    27076669US10018    2 - Specific code    Transamerica Health Savings Solutions, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300XNFCQ6RZV81Q59    1 - LEI    Transamerica Retirement Advisors, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300UNFY0ZGYCS0G92    1 - LEI    Transamerica Retirement Insurance Agency, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    5493001HNK5P2VO0FS39    1 - LEI    Transamerica Retirement Solutions, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300YEJGF0KA0LDH24    1 - LEI    Transamerica Travel and Conference Services, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    27076669US10019    2 - Specific code    Transamerica Ventures Fund II, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300QDNTLVLOW2ST65    1 - LEI    ULI Funding LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    5493009KI97D1UK71303    1 - LEI    Universal Benefits, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300GEDDS77EK2O842    1 - LEI    WFG Properties Holdings, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300UW0QON3GN6KL42    1 - LEI    World Financial Group Insurance Agency, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
US    549300CDVM3GDKYY2Y16    1 - LEI    Aegon Community Investments 50, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300ZD6ZTEZ5VDHI35    1 - LEI    Aegon Community Investments 51, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300IFTMTG6ME6CI48    1 - LEI    Aegon Community Investments 52, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    54930018DR0MVK5SZR05    1 - LEI    Aegon Community Investments 53, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300N7O3Y2LATDF785    1 - LEI    Aegon Community Investments 54, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300U5ZAQTUVOZVZ59    1 - LEI    Aegon Community Investments 55, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493006MZ5WPYKQHZ848    1 - LEI    Aegon Community Investments 56, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300N5IOI8H8F48G10    1 - LEI    Aegon Community Investments 57, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300NQUBYWSZZFPL65    1 - LEI    Aegon Community Investments 58, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300C0C35CYMLT4D41    1 - LEI    Aegon Community Investments 59, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300PZO4GIEHN07639    1 - LEI    Aegon Community Investments 60, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
20    SFCR 2021 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

                                                       Criteria of
influence		              Inclusion in the
scope of group
supervision		    Group
solvency
calculation
Country   

Identification code of

the undertaking

    Type of
code of the
ID of the
undertaking		    Legal Name of
the undertaking		    Type of
undertaking		    Legal
form		    Category
(mutual/
non mutual)		    Supervisory
Authority		    %
capital
share		    % used for the
establishment of
consolidated
accounts		    % voting
rights		    Other criteria    Level of
influence		    Proportional
share used
for group
solvency
calculation		    Yes/
No		   

Date of

decision if

art. 214 is

applied

    Method
used and
under
method 1,
treatment
of the
undertaking
US    549300DU6W718IERAH47    1 - LEI    Aegon Community Investments 61, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300G3LWX7QUV3D473    1 - LEI    Aegon Community Investments 62, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300N5K6DT95GCJF02    1 - LEI    Aegon Community Investments 63, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493006J24T3CHTYUT71    1 - LEI    Aegon Community Investments 64, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300CIHB2TT4JZPY33    1 - LEI    Aegon Community Investments 65, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300B2MKEIGERVWQ23    1 - LEI    Aegon Community Investments 66, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300GK2CZEMTSVJK38    1 - LEI    Aegon Community Investments 67, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300CREPZV3FGIG153    1 - LEI    Aegon LIHTC Fund 54, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300UIJGSLWKJ0LR11    1 - LEI    Aegon LIHTC Fund 60, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300FN1J9H7KW3Z302    1 - LEI    Aegon LIHTC Fund 61, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300E1WG1XGN7EQD63    1 - LEI    Aegon LIHTC Fund 62, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300W26PRFHQHSXR51    1 - LEI    Aegon LIHTC Fund 63, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300EHMUIA5GVJ2X75    1 - LEI    Aegon LIHTC Fund 64, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493001OLG4X7AFNP250    1 - LEI    Aegon LIHTC Fund 65, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300HY5H9KBLJ5NI82    1 - LEI    Aegon LIHTC Fund 66, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493000GW1NS7XFOGT68    1 - LEI    Aegon LIHTC Fund 67, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    27076669US10021    2 - Specific code    Aegon Private Opportunities Partners I, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493007HULLXBFYX2P16    1 - LEI    AMTAX Holdings 308 LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300TUJ64B8YLQ2521    1 - LEI    AMTAX Holdings 347 LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300XY4HRH11JGLU24    1 - LEI    AMTAX Holdings 388 LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300GMEWSKTBNVEN40    1 - LEI    AMTAX Holdings 483 LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493007NJNMS6LAN1C34    1 - LEI    AMTAX Holdings 559, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300BN1UD6YDJ74213    1 - LEI    AMTAX Holdings 588 LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300EZB1HRCEDDK394    1 - LEI    AMTAX Holdings 639 LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    54930065RN3R4XBCC229    1 - LEI    AMTAX Holdings 649 LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300SNWJDUTTW7PF60    1 - LEI    AMTAX Holdings 672 LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
21    SFCR 2021 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

                                                       Criteria of
influence		              Inclusion in the
scope of group
supervision		    Group
solvency
calculation
Country   

Identification code of

the undertaking

    Type of
code of the
ID of the
undertaking		    Legal Name of
the undertaking		    Type of
undertaking		    Legal
form		    Category
(mutual/
non mutual)		    Supervisory
Authority		    %
capital
share		    % used for the
establishment of
consolidated
accounts		    % voting
rights		    Other criteria    Level of
influence		    Proportional
share used
for group
solvency
calculation		    Yes/
No		   

Date of

decision if

art. 214 is

applied

    Method
used and
under
method 1,
treatment
of the
undertaking
US    549300P0274082XNR737    1 - LEI    AMTAX Holdings 713 LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493001IUFWQSJL83321    1 - LEI    Bay State Community Investments I, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300XOBLFX75TEUS56    1 - LEI    Bay State Community Investments II, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300UD0J639HBIM974    1 - LEI    Carle Place Leasehold SPE, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300EDO89RGQOI8B32    1 - LEI    FD TLIC Limited Liability Company    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300PJL1E0DZ31VO49    1 - LEI    Garnet Community Investments III, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300DPTHF0KK0TSI40    1 - LEI    Garnet Community Investments IV, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300JZULB8MP3X1B51    1 - LEI    Garnet Community Investments IX, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300O2NN4KJWUWT788    1 - LEI    Garnet Community Investments V, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493002AR837PU1M1C69    1 - LEI    Garnet Community Investments VI, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493004OJBKHJJ9YDB85    1 - LEI    Garnet Community Investments VII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300458U8ZNRDY8G63    1 - LEI    Garnet Community Investments VIII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300ZRSEBXQB1V1A24    1 - LEI    Garnet Community Investments X, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    54930020I1CESHMVKH05    1 - LEI    Garnet Community Investments XI, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300NDVSS3EWNQAL50    1 - LEI    Garnet Community Investments XII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300WADLPQV8UPXH94    1 - LEI    Garnet Community Investments XL, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300QJOH14GVCZNO42    1 - LEI    Garnet Community Investments XLI, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300CNMGQ6DOR4IQ72    1 - LEI    Garnet Community Investments XLII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493002KWL1W68CB8B66    1 - LEI    Garnet Community Investments XLIII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493004ZTZACF44IYD46    1 - LEI    Garnet Community Investments XLIV, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300SPZ8JQ7I8QHZ39    1 - LEI    Garnet Community Investments XLIX, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300JVWBN836JM7096    1 - LEI    Garnet Community Investments XLV, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300JKSMJGA8K5R503    1 - LEI    Garnet Community Investments XLVI, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300RF3SQWKDE7NK49    1 - LEI    Garnet Community Investments XLVII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300B4HINMNZ2M0S84    1 - LEI    Garnet Community Investments XLVIII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300Z56HQTVIRH5K02    1 - LEI    Garnet Community Investments XVIII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
22    SFCR 2021 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

                                                       Criteria of
influence		              Inclusion in the
scope of group
supervision		    Group
solvency
calculation
Country   

Identification code of

the undertaking

    Type of
code of the
ID of the
undertaking		    Legal Name of
the undertaking		    Type of
undertaking		    Legal
form		    Category
(mutual/
non mutual)		    Supervisory
Authority		    %
capital
share		    % used for the
establishment of
consolidated
accounts		    % voting
rights		    Other criteria    Level of
influence		    Proportional
share used
for group
solvency
calculation		    Yes/
No		   

Date of

decision if

art. 214 is

applied

    Method
used and
under
method 1,
treatment
of the
undertaking
US    549300P8OKD7I3X8PA46    1 - LEI    Garnet Community Investments XX, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300PV5R4TNT67Q312    1 - LEI    Garnet Community Investments XXIV, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    54930058MIMGTMKEVG64    1 - LEI    Garnet Community Investments XXIX, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300MCIF4JJ8FVE238    1 - LEI    Garnet Community Investments XXV, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300CJEVLW6KDXQB84    1 - LEI    Garnet Community Investments XXVI, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493008SRGGFICHVKT31    1 - LEI    Garnet Community Investments XXVII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300JY7I7MMIK6VB81    1 - LEI    Garnet Community Investments XXVIII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493003KBIJMY84XQD87    1 - LEI    Garnet Community Investments XXXI, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300NZ1AE6JGQJ2B13    1 - LEI    Garnet Community Investments XXXII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300WRGM2L51RAJP76    1 - LEI    Garnet Community Investments XXXIII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493003O5EDQHH3ET090    1 - LEI    Garnet Community Investments XXXIV, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300O4F7NCA5FG6R18    1 - LEI    Garnet Community Investments XXXIX, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300AWMNM1PGVFA155    1 - LEI    Garnet Community Investments XXXV, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300NC570JF00WZF61    1 - LEI    Garnet Community Investments XXXVI, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300JHFJ0YGNOC0009    1 - LEI    Garnet Community Investments XXXVII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300OZ7Y9LUOFDVJ02    1 - LEI    Garnet Community Investments XXXVIII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493007E9KL80F60VK91    1 - LEI    Garnet Community Investments, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300S2J02BT6UED182    1 - LEI    Garnet LIHTC Fund IV, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300IRQ56C4N7T5948    1 - LEI    Garnet LIHTC Fund IX, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493009I1KGJ3BJYAY69    1 - LEI    Garnet LIHTC Fund V, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300N5ZLAZHMTC1R17    1 - LEI    Garnet LIHTC Fund VI, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300HZEWHQCTPEO307    1 - LEI    Garnet LIHTC Fund VII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493004SHC8WFSE5A694    1 - LEI    Garnet LIHTC Fund VIII, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300OLPPILXC6J3P85    1 - LEI    Garnet LIHTC Fund XI, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300NGU3I8J2HW6Y45    1 - LEI    Garnet LIHTC Fund XX, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300HTYYKUG7LF5I06    1 - LEI    Garnet LIHTC Fund XXI, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
23    SFCR 2021 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

                                                       Criteria of
influence		              Inclusion in the
scope of group
supervision		    Group
solvency
calculation
Country   

Identification code of

the undertaking

    Type of
code of the
ID of the
undertaking		    Legal Name of
the undertaking		    Type of
undertaking		    Legal
form		    Category
(mutual/
non mutual)		    Supervisory
Authority		    %
capital
share		    % used for the
establishment of
consolidated
accounts		    % voting
rights		    Other criteria    Level of
influence		    Proportional
share used
for group
solvency
calculation		    Yes/
No		   

Date of

decision if

art. 214 is

applied

    Method
used and
under
method 1,
treatment
of the
undertaking
US    549300IJ08G1C7XGTL34    1 - LEI    Garnet LIHTC Fund XXXIV, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300PS0CZK1MGCOU47    1 - LEI    Life Investors Alliance LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300TQKHJOK6Q0KB71    1 - LEI    Peoples Benefit Services, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300SZ90VI473SIK62    1 - LEI    SB Frazer Owner, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    27076669US10026    2 - Specific code    TA-APOP I, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    27076669US10024    2 - Specific code    TA-APOP II, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300DP0KVQUQPCQH28    1 - LEI    TAH Imani Fe GP, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300KXFGEQUG0MC082    1 - LEI    TAHP Fund 1, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300WC53SJQWIW1P51    1 - LEI    TAHP Fund 2, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300I2S3SCHEI7O909    1 - LEI    THH Acquisitions, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    5493004MX01X1NU9CG21    1 - LEI    Transamerica Pyramid Properties, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300U0Q546KNO9HF04    1 - LEI    Transamerica Realty Investment Properties, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300OBX4SSOCT8RX94    1 - LEI    Garnet LIHTC Fund III, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    27076669US10022    2 - Specific code    TA Private Equity Assets, LLC    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
US    549300YJCPOR3LLDV758    1 - LEI    Imani FE, L.P.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Liability Partnership    2 - Non-mutual       0.01%    0.01%    0.01%       2 - Significant    0.01%    1 - Included in the scope       10 - Other method
US    5493009A4L1O6NNQBP14    1 - LEI    Aegon Workforce Housing Fund 2, L.P    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Partnership    2 - Non-mutual       37.00%    37.00%    37.00%       1 - Dominant    37.00%    1 - Included in the scope       10 - Other method
US    549300NF7VIPGZRPF546    1 - LEI    Aegon Workforce Housing Fund 3, L.P    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Limited Partnership    2 - Non-mutual       40.00%    40.00%    40.00%       1 - Dominant    40.00%    1 - Included in the scope       10 - Other method
NL    HQ3GGRCL36PHS3MFE294    1 - LEI    AEGON Derivatives N.V.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Naamloze vennootschap (NV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
BR    27076669BR10001    2 - Specific code    MT ADMINISTRADORA E CORRETORA DE SEGUROES LTDA    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual       45.00%    45.00%    45.00%       2 - Significant    45.00%    1 - Included in the scope       2 - Method 1: Proportional consolidation
TH    2138003C9DBI9I4ZR845    1 - LEI    ADMS Global Services (Thailand) Limited    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual       47.37%    47.37%    47.37%       2 - Significant    47.37%    1 - Included in the scope       2 - Method 1: Proportional consolidation
TH    213800CN7ISVO16Y1B81    1 - LEI    Aegon Insights (Thailand) Limited    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual       49.00%    49.00%    49.00%       2 - Significant    49.00%    1 - Included in the scope       10 - Other method
BR    5493006UIZWKF5VM0P73    1 - LEI    Mongeral AEGON Administração e Benefícia Ltda.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual       49.50%    49.50%    49.50%       2 - Significant    49.50%    1 - Included in the scope       10 - Other method
BR    54930097E4TD6S41C577    1 - LEI    Longevity Services Ltda.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual       50.00%    50.00%    50.00%       2 - Significant    50.00%    1 - Included in the scope       2 - Method 1: Proportional consolidation
BR    5493001G8S32MT4MSM24    1 - LEI    Mongeral AEGON Holding Ltda.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual       50.00%    50.00%    50.00%       2 - Significant    50.00%    1 - Included in the scope       2 - Method 1: Proportional consolidation
BR    549300EPWBNT60DO6G38    1 - LEI    Mongeral AEGON Investimentos Ltda.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual       50.00%    50.00%    50.00%       2 - Significant    50.00%    1 - Included in the scope       2 - Method 1: Proportional consolidation
BR    5493000B2G5T5UIWI260    1 - LEI    Mongeral Aegon Pagamentos LTDA.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual       50.00%    50.00%    50.00%       2 - Significant    50.00%    1 - Included in the scope       2 - Method 1: Proportional consolidation
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
24    SFCR 2021 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

                                                       Criteria of
influence		              Inclusion in the
scope of group
supervision		    Group
solvency
calculation
Country   

Identification code of

the undertaking

    Type of
code of the
ID of the
undertaking		    Legal Name of
the undertaking		    Type of
undertaking		    Legal
form		    Category
(mutual/
non mutual)		    Supervisory
Authority		    %
capital
share		    % used for the
establishment of
consolidated
accounts		    % voting
rights		    Other criteria    Level of
influence		    Proportional
share used
for group
solvency
calculation		    Yes/
No		   

Date of

decision if

art. 214 is

applied

    Method
used and
under
method 1,
treatment
of the
undertaking
BR    254900A7P8G1L0GKZE86    1 - LEI    Winsocial Administradora de Benefícios Ltda.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual       50.00%    50.00%    50.00%       2 - Significant    50.00%    1 - Included in the scope       2 - Method 1: Proportional consolidation
MX    549300AQWLALW7T7IP55    1 - LEI    AEGON Direct Marketing Services Mexico, S.A. de C.V.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual       98.78%    98.78%    98.78%       1 - Dominant    98.78%    1 - Included in the scope       2 - Method 1: Proportional consolidation
HU    254900SO9IGPGEJ5OK32    1 - LEI    AGT Hungary IT Service Korlátolt Felelősségű Társaság    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
JP    3538000169DJNOPRTX59    1 - LEI    Aegon Insights Japan Co., Ltd.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
MX    549300Q7JQSIS95PK646    1 - LEI    AEGON Direct Marketing Services Mexico Servicios, S.A. de C.V.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
PL    259400VWAVP1AZGQ0L03    1 - LEI    Profitowi Spółka Akcyjna    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
HU    529900A45DQG7VQKO164    1 - LEI    AEGON Magyarország Közvetítő és Marketing Zártkörűen működő Részvény-társaság    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual    Magyar Nemzeti Bank    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
TH    213800NLLWGM5Z858M59    1 - LEI    AEGON Direct Non Life Insurance Broker (Thailand ) Limited    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual    Office of Insurance Commission    72.74%    72.74%    72.74%       1 - Dominant    72.74%    1 - Included in the scope       2 - Method 1: Proportional consolidation
TH    213800KYU495KRK1TT89    1 - LEI    AEGON Direct Life Insurance Broker (Thailand) Limited    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual    Office of Insurance Commission    73.12%    73.12%    73.12%       1 - Dominant    73.12%    1 - Included in the scope       2 - Method 1: Proportional consolidation
ID    213800IGZFALN69LD862    1 - LEI    PT. Aegon Insights Indonesia    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual    State Minister of Investment/ Head of Capital Investment Coordinating Board (BKPM)    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
PR    5493007PHHMGXQRWHQ03    1 - LEI    WFG Insurance Agency of Puerto Rico, Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual    Commonwealth of Puerto Rico Office of the Commissioner of Insurance    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       10 - Other method
CA    5493004BR6PHJY4Y6Q92    1 - LEI    World Financial Group Insurance Agency of Canada Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Corporation    2 - Non-mutual       50.00%    50.00%    50.00%       1 - Dominant    50.00%    1 - Included in the scope       1 - Method 1: Full consolidation
CA    549300RULQ7JTLONNP07    1 - LEI    WFG Securities Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
CA    5493003SKNYB7RVNOH76    1 - LEI    World Financial Group Canada Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
CA    549300XF2MLFE6X0WV31    1 - LEI    World Financial Group Holding Company of Canada Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
CA    549300MI2MFAWF2DPP52    1 - LEI    World Financial Group Subholding Company of Canada Inc.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Private Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       2 - Method 1: Proportional consolidation
AU    261700O99FHEJSS1E537    1 - LEI    Aegon Insights Australia Pty Limited    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Proprietary Limited    2 - Non-mutual    Australian Securities and Investments Commission    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
AU    2617000JXJVRBPWKMK41    1 - LEI    Transamerica Direct Marketing Asia Pacific Pty. Ltd.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Proprietary Limited    2 - Non-mutual    Australian Securities and Investments Commission    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
AU    261700HSYF6KMH9K2D25    1 - LEI    Transamerica Insurance Marketing Asia Pacific Pty. Ltd.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Proprietary Limited    2 - Non-mutual    Australian Securities and Investments Commission    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
BR    27076669US10023    2 - Specific code    Simple2u Seguros S.A.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Public Company    2 - Non-mutual       50.00%    50.00%    50.00%       1 - Dominant    50.00%    1 - Included in the scope       10 - Other method
ES    959800K35FEUHGH3DB80    1 - LEI    Aegon Mediacion S.L.U.    10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35    Sociedad Limitada Unipersonal (SLU)    2 - Non-mutual    Direccion General de Seguros y Fondos de Pensiones    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       1 - Method 1: Full consolidation
NL    549300X0WBQ509Z6CJ91    1 - LEI    AEGON Asset Management Holding B.V.    8 - Credit institution, investment firm and financial institution    Besloten vennootschap (BV)    2 - Non-mutual    De Nederlandsche Bank    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
NL    549300TTPZVLCFH3HW73    1 - LEI    Aegon Asset Management Pan-Europe B.V.    8 - Credit institution, investment firm and financial institution    Besloten vennootschap (BV)    2 - Non-mutual    De Nederlandsche Bank    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
NL    549300S7DH0HXAJSVI23    1 - LEI    AEGON Hypotheken B.V.    8 - Credit institution, investment firm and financial institution    Besloten vennootschap (BV)    2 - Non-mutual    De Nederlandsche Bank    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
NL    724500G180OW3773WC07    1 - LEI    Orange Loans B.V.    8 - Credit institution, investment firm and financial institution    Besloten vennootschap (BV)    2 - Non-mutual    De Nederlandsche Bank    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
GB    54930068D346B3DJA524    1 - LEI    Aegon Asset Management Limited    8 - Credit institution, investment firm and financial institution    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
GB    549300H04Q2RFS1HPW19    1 - LEI    Aegon Asset Management UK Holdings Limited    8 - Credit institution, investment firm and financial institution    Limited by Shares    2 - Non-mutual       100.00%    100,00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
GB    213800UEB5PQMZYOFM66    1 - LEI    AEGON Investment Solutions Ltd.    8 - Credit institution, investment firm and financial institution    Limited by Shares    2 - Non-mutual    Financial Conduct Authority    100.00%    100,00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
25    SFCR 2021 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

                                                       Criteria of
influence		              Inclusion in the
scope of group
supervision		    Group
solvency
calculation
Country   

Identification code of

the undertaking

    Type of
code of the
ID of the
undertaking		    Legal Name of
the undertaking		    Type of
undertaking		    Legal
form		    Category
(mutual/
non mutual)		    Supervisory
Authority		    %
capital
share		    % used for the
establishment of
consolidated
accounts		    % voting
rights		    Other criteria    Level of
influence		    Proportional
share used
for group
solvency
calculation		    Yes/
No		   

Date of

decision if

art. 214 is

applied

    Method
used and
under
method 1,
treatment
of the
undertaking
GB    213800URT7Q7H4IX5I41    1 - LEI    Aegon Investments Limited    8 - Credit institution, investment firm and financial institution    Limited by Shares    2 - Non-mutual    Financial Conduct Authority    100.00%    100,00%    100,00%       1 - Dominant    100,00%    4 - Method 1: Sectoral rules       4 - Method 1: Sectoral rules
GB    213800115BSUHPDI8695    1 - LEI    AEGON UK Investment Holdings Limited    8 - Credit institution, investment firm and financial institution    Limited by Shares    2 - Non-mutual    Financial Conduct Authority    100.00%    100,00%    100,00%       1 - Dominant    100,00%    4 - Method 1: Sectoral rules       4 - Method 1: Sectoral rules
GB    213800XRUPSOZUPSF553    1 - LEI    Cofunds Limited    8 - Credit institution, investment firm and financial institution    Limited by Shares    2 - Non-mutual    Financial Conduct Authority    100.00%    100,00%    100.00%       1 - Dominant    100.00%    4 - Method 1: Sectoral rules       4 - Method 1: Sectoral rules
GB    2138005XCX3B3QSMOH80    1 - LEI    Origen Financial Services Limited    8 - Credit institution, investment firm and financial institution    Limited by Shares    2 - Non-mutual    Financial Conduct Authority    100.00%    100,00%    100.00%       1 - Dominant    100.00%    4 - Method 1: Sectoral rules       4 - Method 1: Sectoral rules
CN    27076669CN10001    2 - Specific code    AEGON Industrial Fund Management Co., LTD.    8 - Credit institution, investment firm and financial institution    Limited by Shares    2 - Non-mutual    China Insurance Regulatory Commission    49.00%    49.00%    49.00%       1 - Dominant    100.00%    4 - Method 1: Sectoral rules       4 - Method 1: Sectoral rules
HK    549300SI743R1ZT34B49    1 - LEI    AEGON Asset Management (Asia) Limited    8 - Credit institution, investment firm and financial institution    Limited by Shares    2 - Non-mutual    The Hong Kong Confederation of Insurance Brokers    100.00%    100,00%    100.00%       1 - Dominant    100.00%    4 - Method 1: Sectoral rules       4 - Method 1: Sectoral rules
NL    549300772D1G8JPIUR96    1 - LEI    AEGON Bank N.V.    8 - Credit institution, investment firm and financial institution    Naamloze vennootschap (NV)    2 - Non-mutual    De Nederlandsche Bank    100.00%    100,00%    100.00%       2 - Significant    49.00%    4 - Method 1: Sectoral rules       4 - Method 1: Sectoral rules
HU    213800DQISR6G49WXI83    1 - LEI    AEGON Magyarország Befektetési Alapkezelő Zártkörűen Működő Részvénytársaság    8 - Credit institution, investment firm and financial institution    Private Company    2 - Non-mutual    Magyar Nemzeti Bank    100.00%    100.00%    100.00%       1 - Dominant    100.00%    4 - Method 1: Sectoral rules       4 - Method 1: Sectoral rules
NL    724500FTXOFL1M1HHY30    1 - LEI    Aegon Cappital B.V.    9 - Institution for occupational retirement provision    Besloten vennootschap (BV)    2 - Non-mutual    De Nederlandsche Bank    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
US    5493001BX7IX6W8YXF92    1 - LEI    AEGON USA Real Estate Services, Inc.    11 - Non-regulated undertaking carrying out financial activities as defined in Article 1 (52) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
US    5493002J7SZ79DI33T92    1 - LEI    AEGON USA Realty Advisors of California, Inc.    11 - Non-regulated undertaking carrying out financial activities as defined in Article 1 (52) of Delegated Regulation (EU) 2015/35    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
US    5493003SYWQCN68VWG95    1 - LEI    Equitable AgriFinance, LLC    11 - Non-regulated undertaking carrying out financial activities as defined in Article 1 (52) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       50.00%    50.00%    50.00%       2 - Significant    50.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
US    5493004OHKB8GOWS7Q87    1 - LEI    AEGON USA Asset Management Holding, LLC    11 - Non-regulated undertaking carrying out financial activities as defined in Article 1 (52) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
RO    549300FPF48D7U5LXB78    1 - LEI    AEGON PENSII - Societate de Administrare a Fondurilor de Pensii Private S.A.    11 - Non-regulated undertaking carrying out financial activities as defined in Article 1 (52) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual    Autoritatea de Supraveghere Financiara - Sectorul de Pensii Private    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
PL    259400COIIDVAW4L9035    1 - LEI    AEGON Powszechne Towarzystwo Emerytalne Spółka Akcyjna    11 - Non-regulated undertaking carrying out financial activities as defined in Article 1 (52) of Delegated Regulation (EU) 2015/35    Private Company    2 - Non-mutual    Komisja Nadzoru Finansowego    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
NL    5493005S591LT1RDBJ14    1 - LEI    AEGON Investment Management B.V.    14 - UCITS management companies as defined in Article 1 (54) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual    De Nederlandsche Bank    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
GB    213800O24R9L3ZG21H70    1 - LEI    Aegon Asset Management UK plc    14 - UCITS management companies as defined in Article 1 (54) of Delegated Regulation (EU) 2015/35    Public Limited Company    2 - Non-mutual    Financial Conduct Authority    100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
FR    969500EFTR4WOMMCYL31    1 - LEI    La Banque Postale Asset Management S.A.    14 - UCITS management companies as defined in Article 1 (54) of Delegated Regulation (EU) 2015/35    Société Anonyme    2 - Non-mutual    Autorité des Marchés Financiers    25.00%    25.00%    25.00%       2 - Significant    25.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
NL    724500679989NKV3KK05    1 - LEI    Pelargos Capital B.V.    15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35    Besloten vennootschap (BV)    2 - Non-mutual       73.34%    73.34%    73.34%       1 - Dominant    73.34%    1 - Included in the scope       4 - Method 1: Sectoral rules
US    549300G6FTCUN09PW952    1 - LEI    Aegon OZF Investments 1, LLC    15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
US    4DJIF67XTB552L0E3L78    1 - LEI    AEGON USA Investment Management, LLC    15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
US    54930021S1WCKH88L448    1 - LEI    AEGON USA Realty Advisors, LLC    15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
US    54930039LKYHR13O8M95    1 - LEI    AHDF Manager I, LLC    15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
US    549300S3Q1OT1XOHRN33    1 - LEI    AMFETF Manager, LLC    15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
US    549300CRTPRTXDBFSF41    1 - LEI    AUIM Credit Opportunities Fund, LLC    15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
US    549300D62B27EFQ3MX68    1 - LEI    AWHF2 General Partner, LLC    15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
26    SFCR 2021 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

                                                       Criteria of
influence		              Inclusion in the
scope of group
supervision		    Group
solvency
calculation
Country   

Identification code of

the undertaking

    Type of
code of the
ID of the
undertaking		    Legal Name of
the undertaking		    Type of
undertaking		    Legal
form		    Category
(mutual/
non mutual)		    Supervisory
Authority		    %
capital
share		    % used for the
establishment of
consolidated
accounts		    % voting
rights		    Other criteria    Level of
influence		    Proportional
share used
for group
solvency
calculation		    Yes/
No		   

Date of

decision if

art. 214 is

applied

    Method
used and
under
method 1,
treatment
of the
undertaking
US    549300DHCEHV660B7R89    1 - LEI    AWHF3 General Partner, LLC    15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
US    549300JPCGNRUDCZQ166    1 - LEI    AWHJV4 Manager, LLC    15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
US    5493003RUCHUL6I2O037    1 - LEI    AWHSA Manager 1, LLC    15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35    Limited Liability Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
KY    5493008Q0Q91L9DX5X52    1 - LEI    AUIM Credit Opportunities Master Fund Ltd.    15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35    Partnership    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       4 - Method 1: Sectoral rules
NL    7245009FH3J461GU5E11    1 - LEI    OB Capital Coöperatief U.A.    99 - Other    Besloten vennootschap (BV)    1 - Mutual       94.97%    94.97%    94.97%       1 - Dominant    94.97%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    5493004Y543G9EIXOP27    1 - LEI    Mezzanine Partners III Co-Invest LP    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       30.00%    30.00%    30.00%       2 - Significant    30.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    549300W8NKO4ZX7HP298    1 - LEI    HPS Core fund    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       50.00%    50.00%    50.00%       2 - Significant    50.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    72450085ROINJRUDAT34    1 - LEI    Woodpecker Holding B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       50.00%    50.00%    50.00%       2 - Significant    50.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    27076669NL10019    2 - Specific code    BSB Assurantiën B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       85.00%    85.00%    85.00%       1 - Dominant    85.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500BNO29QI7NL3873    1 - LEI    Robidus Groep B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       93.67%    93.67%    93.67%       1 - Dominant    93.67%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500AK8BNGX29XDC36    1 - LEI    Robidus Risk Consulting B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       93.67%    93.67%    93.67%       1 - Dominant    93.67%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    7245008MYEF0J46B9O51    1 - LEI    Robidus Services B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       93.67%    93.67%    93.67%       1 - Dominant    93.67%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500ANZ8IG2D0Z1985    1 - LEI    Robidus Solutions B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       93.67%    93.67%    93.67%       1 - Dominant    93.67%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500ARCNN8JVOQBX96    1 - LEI    AEGON Asia B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500P2KWMJER1T2J60    1 - LEI    AEGON Brazil Holding II B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500NNI6CBPM2LWC36    1 - LEI    AEGON CEE B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500V6ZHI91QY7NZ81    1 - LEI    AEGON Corporate Center B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500PXWI3E446KEX31    1 - LEI    AEGON Czech Republic Holding B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500FF19WGRZFYXG65    1 - LEI    AEGON Digital Investments Holding B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500QXCRAAGDLGC705    1 - LEI    AEGON Growth Capital Fund I GP B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    254900005Z5WXZKUS491    1 - LEI    Aegon Growth Capital Management B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    7245005IV1TNSBVLA885    1 - LEI    AEGON Innovation Investments B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500Y7NP3685CEEV89    1 - LEI    AEGON Ireland Holding B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500213VWWN1ERJ702    1 - LEI    Aegon Loans B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500EVZJMQMAX50A37    1 - LEI    AEGON Mexico Holding B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500UA6GN8PUQLFQ18    1 - LEI    AEGON Mexico Holding II B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500ECYT6QX2FESN95    1 - LEI    AEGON Mexico Holding III B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    7245003TEAHUXU7JJG11    1 - LEI    AEGON Mexico Holding IV B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500PBL1A2TVQKAX63    1 - LEI    AEGON Slovakia Holding B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500LQOWADARWJB642    1 - LEI    AEGON Taiwan Holding B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    54930098NGNU8PNSRM28    1 - LEI    AEGON Treasury Investments B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    27076669NL10016    2 - Specific code    Arbonext B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500IJCP4KIJPHWK05    1 - LEI    Be Suitable B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    27076669NL10020    2 - Specific code    BSB Volmachten B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
27    SFCR 2021 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

                                                       Criteria of
influence		              Inclusion in the
scope of group
supervision		    Group
solvency
calculation
Country   

Identification code of

the undertaking

    Type of
code of the
ID of the
undertaking		    Legal Name of
the undertaking		    Type of
undertaking		    Legal form    Category
(mutual/
non mutual)		    Supervisory
Authority		    %
capital
share		    % used for the
establishment of
consolidated
accounts		    % voting
rights		    Other criteria    Level of
influence		    Proportional
share used
for group
solvency
calculation		    Yes/
No		   

Date of

decision if

art. 214 is

applied

    Method
used and
under
method 1,
treatment
of the
undertaking
NL    7245001F1O84YYEZDP76    1 - LEI    Ensupport B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500DLE2Z6B5YR3869    1 - LEI    Nedasco B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500S36GIRXX6FGV24    1 - LEI    Nedasco Financiële Diensten B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    72450059S7PWK873O939    1 - LEI    NewDutch B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500FNKNFUQR1X6603    1 - LEI    Saecure 16 B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500FJHWC0XBBTLN65    1 - LEI    SAECURE 17 B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500HJUV1CXK2U1P19    1 - LEI    SAECURE 18 NHG B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500037EV3QKWOLA05    1 - LEI    SAECURE 19 B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500Y8ES2FHYDGCF88    1 - LEI    SAECURE 20 B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    724500129UQ0HIU9TJ11    1 - LEI    Romeo Financiële Diensten B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       42.50%    42.50%    42.50%       2 - Significant    42.50%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    549300P8J6EFWEAPGD12    1 - LEI    Aegon Asset Management Value Hub B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    5493003HYP3THDEOG691    1 - LEI    AEGON Custody B.V.    99 - Other    Besloten vennootschap (BV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    254900RO651OOVK5IJ63    1 - LEI    AEGON Growth Capital Fund I C.V.    99 - Other    Commanditaire vennootschap (CV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
US    54930094CUO17HBJ0W89    1 - LEI    Pearl Holdings, Inc. I    99 - Other    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
US    54930038P280NHW4HY18    1 - LEI    Pearl Holdings, Inc. II    99 - Other    Corporation    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    21380089YAVOU765US98    1 - LEI    Tenet Group Limited (Minority Shareholding)    99 - Other    Limited by Shares    2 - Non-mutual       22.04%    22.04%    22.04%       2 - Significant    22.04%    1 - Included in the scope       10 - Other method
GB    549300AMRZPVJ52LT884    1 - LEI    Aegon Asset Management QIF plc - Aegon Enhanced Fund    99 - Other    Limited by Shares    2 - Non-mutual       85.17%    85.17%    85.17%       1 - Dominant    85.17%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    213800S7RU2S9VUO2227    1 - LEI    AEGON Holdings (UK) Limited    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    213800XW5778M5G95M45    1 - LEI    AEGON Investment Solutions - Nominee 1 (Gross) Ltd.    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    2138006FPYVIWJYPWT73    1 - LEI    AEGON Investment Solutions - Nominee 2 (Net) Ltd.    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    213800MU6N7QJUWCEZ34    1 - LEI    AEGON Investment Solutions - Nominee 3 (ISA) Ltd.    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    213800RQS2WCWEPO3S46    1 - LEI    AEGON Pension Trustee Limited    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    213800D2BKEYKQB8S653    1 - LEI    AEGON SIPP GUARANTEE NOMINEE LIMITED    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    213800T2EN7Y3DBFUZ91    1 - LEI    Aegon SIPP Nominee 2 Ltd.    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    213800NSW238W1LX2M70    1 - LEI    AEGON SIPP Nominee Ltd.    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    213800J36W1T73RAUM25    1 - LEI    AEGON UK Corporate Services Limited    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    213800FHIPZGT9PVZD75    1 - LEI    AEGON UK Property Fund Limited    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    2138009UHKLZG7WF6I63    1 - LEI    Andrews Nominees Limited    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    2138008ND7K2NAM3Z989    1 - LEI    Cofunds Leasing Limited    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    213800LLFS57I2QVRN18    1 - LEI    Cofunds Nominees Ltd    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    213800MRW8IPNNSRNT79    1 - LEI    Dorset Nominees Limited    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    2138005VJPBIGSUYDH61    1 - LEI    Lochside Nominees Limited    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    213800J9W9UJTLC4O476    1 - LEI    Minster Nominees Limited    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    213800RMKHHF3Y6QR371    1 - LEI    Momentum Group Limited    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    213800XEAM78W89IMU15    1 - LEI    NEWCAST PROPERTY DEVELOPMENTS (ONE) LIMITED    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
28    SFCR 2021 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

                                                       Criteria of
influence		              Inclusion in the
scope of group
supervision		    Group
solvency
calculation
Country   

Identification code of

the undertaking

    Type of
code of the
ID of the
undertaking		    Legal Name of
the undertaking		    Type of
undertaking		    Legal
form		    Category
(mutual/
non mutual)		    Supervisory
Authority		    %
capital
share		    % used for the
establishment of
consolidated
accounts		    % voting
rights		    Other criteria    Level of
influence		    Proportional
share used
for group
solvency
calculation		    Yes/
No		   

Date of

decision if

art. 214 is

applied

    Method
used and
under
method 1,
treatment
of the
undertaking
GB    213800JGJ88WL6SHDZ54    1 - LEI    NEWCAST PROPERTY DEVELOPMENTS (TWO) LIMITED    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    213800MQKCGEXWYZSA30    1 - LEI    Origen Limited    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    213800PXS4F64EG6CG71    1 - LEI    Pension Geeks Limited    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    2138004URG54I4AY7C42    1 - LEI    Scottish Equitable (Managed Funds) Limited    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
GB    213800Y6F5TEHRNEVQ22    1 - LEI    Victoria Nominees Limited    99 - Other    Limited by Shares    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
NL    7245004BD2VTVTCOGH38    1 - LEI    Hague Reinsurance Management N.V.    99 - Other    Naamloze vennootschap (NV)    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
HU    529900WONIAY1TPGY043    1 - LEI    Help24 Assistance Korlátolt Felelősségű Társaság    99 - Other    Partnership    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
IN    335800TROFOEPZC6NR33    1 - LEI    Transamerica Direct Marketing Consultants Private Limited    99 - Other    Private Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
HU    529900NPFBHZ6OLPHB75    1 - LEI    AEGON Magyarország Pénztárszolgáltató Zártkörűen Működő Részvénytársaság    99 - Other    Private Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
PL    259400KCGRY9E2W3KA15    1 - LEI    AEGON Services spółka z ograniczoną odpowiedzialnością    99 - Other    Private Company    2 - Non-mutual       100.00%    100.00%    100.00%       1 - Dominant    100.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
PL    259400ZLEYNUG1B48D49    1 - LEI    Phinance Spółka Akcyjna    99 - Other    Private Company    2 - Non-mutual    Komisja Nadzoru Finansowego    49.00%    49.00%    49.00%       2 - Significant    49.00%    1 - Included in the scope       3 - Method 1: Adjusted equity method
ID    2138003M3NTP1HB19R27    1 - LEI    PT. Futuready Insurance Broker    99 - Other    Private Company    2 - Non-mutual    Otoritas Jasa Keuangan – Indonesia Financial Services Authority    80.00%    80.00%    80.00%         1 - Dominant    80.00%    1 - Included in the scope         3 - Method 1: Adjusted equity method
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents

 

 

 

 

 

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