Current Report Filing (8-k)
April 29 2022 - 2:32PM
Edgar (US Regulatory)
0000796505
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0000796505
2022-04-28
2022-04-28
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iso4217:USD
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UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report: April 28, 2022
(Date of earliest event reported)
CLEARFIELD, INC.
(Exact Name of Registrant as Specified in Charter)
Minnesota
(State or Other Jurisdiction of Incorporation)
0-16106 |
|
41-1347235 |
(Commission File No.) |
|
(IRS Employer Identification No.) |
7050 Winnetka Avenue North, Suite 100, Brooklyn
Park, Minnesota 55428
(Address of Principal Executive Offices)(Zip Code)
(763) 476-6866
(Registrant’s Telephone Number, Including
Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since
Last Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class |
Trading Symbol |
Name of each exchange on which registered |
Common Stock, $0.01 par value |
CLFD |
The Nasdaq Stock Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934
(17 CFR §240.12b-2). Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ☐
Items under Sections 1 and 3 through 8 are not applicable and therefore
omitted.
| Item 2.02 | Results of Operations and Financial Condition. |
Clearfield, Inc. (the “Company”) hereby
furnishes as Exhibit 99.1 its “FieldReport” relating to the second quarter ended March 31, 2022 that was issued via webcast
on April 28, 2022. The FieldReport is a slide presentation and an embedded script of remarks by Cheryl Beranek, the Company’s President
and Chief Executive Officer, and Daniel Herzog, the Company’s Chief Financial Officer. Simultaneously with the webcast, the remarks
relating to second quarter ended March 31, 2022 were also delivered via telephone conference.
| Item 9.01 | Financial Statements and Exhibits. |
The following exhibits are being furnished herewith:
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
|
CLEARFIELD, INC. |
|
|
|
Dated: April 29, 2022 |
By: |
/s/ Cheryl Beranek |
|
|
Cheryl Beranek, Chief Executive Officer |
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