Initial Statement of Beneficial Ownership (3)
April 21 2022 - 07:13PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Corre Partners Management, LLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/18/2022
|
3. Issuer Name and Ticker or Trading Symbol
NN INC [NNBR]
|
(Last)
(First)
(Middle)
12 EAST 49TH STREET 40TH FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Street)
NEW YORK, NY 10017
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $0.01 per share | 620735 | I | See Footnote (1) |
Common Stock, par value $0.01 per share | 3768330 | I | See Footnote (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Common Stock Purchase Warrant | 12/11/2019 | 12/11/2026 | Common Stock, par value $0.01 per share | 195000 | $12.00 | I | See Footnote (1) |
Common Stock Purchase Warrant | 12/11/2019 | 12/11/2026 | Common Stock, par value $0.01 per share | 720000 | $12.00 | I | See Footnote (2) |
Explanation of Responses: |
(1) | The reported securities are directly owned by Corre Horizon Fund, LP (the "Partnership"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Partnership, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Partnership, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
(2) | The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre, the investment manager of the Qualified Master Fund, Corre GP, the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Corre Partners Management, LLC 12 EAST 49TH STREET 40TH FLOOR NEW YORK, NY 10017 |
| X |
|
|
Corre Partners Advisors LLC 12 EAST 49TH STREET 40TH FLOOR NEW YORK, NY 10017 |
| X |
|
|
Barrett John Frederick 12 EAST 49TH STREET 40TH FLOOR NEW YORK, NY 10017 |
| X |
|
|
Soderlund Eric Hjalmar 12 EAST 49TH STREET 40TH FLOOR NEW YORK, NY 10017 |
| X |
|
|
Signatures
|
Corre Partners Management, LLC, /s/ Eric Soderlund, Managing Member | | 4/21/2022 |
**Signature of Reporting Person | Date |
Corre Partners Advisors, LLC, /s/ Eric Soderlund, Managing Member | | 4/21/2022 |
**Signature of Reporting Person | Date |
/s/ John Barrett | | 4/21/2022 |
**Signature of Reporting Person | Date |
/s/ Eric Soderlund | | 4/21/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
NN (NASDAQ:NNBR)
Historical Stock Chart
From Feb 2024 to Mar 2024
NN (NASDAQ:NNBR)
Historical Stock Chart
From Mar 2023 to Mar 2024