Initial Statement of Beneficial Ownership (3)
November 05 2021 - 4:43PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Teehan Brendan |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/1/2021
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3. Issuer Name and Ticker or Trading Symbol
ACADIA PHARMACEUTICALS INC [ACAD]
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(Last)
(First)
(Middle)
C/O ACADIA PHARMACEUTICALS INC., 12830 EL CAMINO REAL, SUITE 400 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP, COO, Head of Commercial / |
(Street)
SAN DIEGO, CA 92130
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 807 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (Right to Buy) | (1) | 7/15/2028 | Common Stock | 52500 | $16.87 | D | |
Employee Stock Option (Right to Buy) | (2) | 4/28/2029 | Common Stock | 10993 | $25.12 | D | |
Employee Stock Option (Right to Buy) | (3) | 1/5/2030 | Common Stock | 9336 | $42.81 | D | |
Employee Stock Option (Right to Buy) | (4) | 2/22/2031 | Common Stock | 8152 | $49.74 | D | |
Restricted Stock Units | (5) | (5) | Common Stock | 3134 | (6) | D | |
Restricted Stock Units | (7) | (7) | Common Stock | 3859 | (6) | D | |
Restricted Stock Units | (8) | (8) | Common Stock | 4427 | (6) | D | |
Explanation of Responses: |
(1) | 25% of the 70,000 shares originally subject to the stock option vested and became exercisable on July 16, 2019, and the remaining shares vest and become exercisable in 36 equal monthly installments thereafter. |
(2) | 25% of the shares subject to the Stock Option vested and became exercisable on April 29, 2020, and the remaining shares vest and become exercisable in 36 equal monthly installments thereafter. |
(3) | 25% of the shares subject to the Stock Option vested and became exercisable on January 6, 2021, and the remaining shares vest and become exercisable in 36 equal monthly installments thereafter. |
(4) | 25% of the shares subject to the Stock Option vest and become exercisable on February 23, 2022, and the remaining shares vest and become exercisable in 36 equal monthly installments thereafter. |
(5) | 50% of the shares subject to the restricted stock units vest on each of April 29, 2022 and April 29, 2023. |
(6) | Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
(7) | One-third of the shares subject to the restricted stock units vest on each of January 6, 2022, January 6, 2023 and January 6, 2024. |
(8) | The restricted stock units vest in four equal annual installments beginning February 23, 2022. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Teehan Brendan C/O ACADIA PHARMACEUTICALS INC. 12830 EL CAMINO REAL, SUITE 400 SAN DIEGO, CA 92130 |
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| EVP, COO, Head of Commercial |
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Signatures
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/s/ Austin D. Kim, Attorney-in-Fact | | 11/5/2021 |
**Signature of Reporting Person | Date |
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