Current Report Filing (8-k)
August 23 2021 - 10:18AM
Edgar (US Regulatory)
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2021-08-18
2021-08-18
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): August 18, 2021
GOLDEN MINERALS COMPANY
(Exact name of registrant as specified in its charter)
delaware
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1-13627
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26-4413382
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(State or other jurisdiction of
incorporation or organization)
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(Commission
File Number)
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(I.R.S. Employer
Identification Number)
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350 Indiana Street, Suite 800
Golden, Colorado 80401
Registrant’s telephone number, including
area code: (303) 839-5060
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.
below):
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to
Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.01 par value
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AUMN
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NYSE American
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
TABLE OF CONTENTS
Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
of Certain Officers.
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On August 18, 2021, Robert Vogels, Chief
Financial Officer of Golden Minerals Company (the “Company”), notified the Company of his plan to retire. Mr. Vogels’s
decision to retire was not related to any disagreements with the Company regarding financial disclosures, accounting, or legal matters.
Mr. Vogels will remain employed by the Company until his retirement, which is expected to be effective near the end of the year.
The Company is searching for Mr. Vogels’s successor.
Item 7.01
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Regulation FD Disclosure.
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On August 23, 2021, the Company issued a
press release announcing the pending retirement of the Company’s Chief Financial Officer described in Item 5.02 of this Form 8-K.
The full text of the press release is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The information contained in Item 7.01 of this
Form 8-K, including Exhibit 99.1, is being furnished and shall not be deemed “filed” for purposes of Section 18
of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor
shall it be deemed incorporated by reference in any filing by the company under the Securities Act of 1933 or the Exchange Act, except
as shall be expressly set forth by specific reference in such filing.
Item 9.01
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Financial Statements and Exhibits.
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SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: August 23, 2021
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Golden Minerals Company
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By:
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/s/ Robert P. Vogels
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Name: Robert P. Vogels
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Title: Senior Vice President and Chief Financial Officer
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