Statement of Changes in Beneficial Ownership (4)
July 07 2021 - 5:41PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
OQuinn William L Jr |
2. Issuer Name and Ticker or Trading Symbol
PYXUS INTERNATIONAL, INC.
[
PYYX
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP Chief Legal Officer & Sec |
(Last)
(First)
(Middle)
8001 AERIAL CENTER PKWY, C/O PYXUS INTERNATINAL |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/6/2021 |
(Street)
MORRISVILLE, NC 27560
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock, no par value | | | | | | | | 0 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | 7/6/2021 | | A | | 36000 | | (2) | 3/31/2028 | Common Stock | 36000 | $0 | 36000 | D | |
Explanation of Responses: |
(1) | Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock. |
(2) | The restricted stock units were awarded on July 6, 2021 with
scheduled vesting in equal installments on March 31, 2022, March 31, 2023 and March 31, 2024, contigent upon Pyxus International, Inc's common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
OQuinn William L Jr 8001 AERIAL CENTER PKWY C/O PYXUS INTERNATINAL MORRISVILLE, NC 27560 |
|
| SVP Chief Legal Officer & Sec |
|
Signatures
|
Laura D. Jones, Attorney-in-Fact | | 7/7/2021 |
**Signature of Reporting Person | Date |
Pyxus (PK) (USOTC:PYYX)
Historical Stock Chart
From Mar 2024 to Apr 2024
Pyxus (PK) (USOTC:PYYX)
Historical Stock Chart
From Apr 2023 to Apr 2024