Amended Statement of Beneficial Ownership (3/a)
June 28 2021 - 7:00PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Rubel Matthew E |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/2/2017
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3. Issuer Name and Ticker or Trading Symbol
JOINT Corp [JYNT]
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(Last)
(First)
(Middle)
16767 N. PERIMETER DR., STE. 240 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
SCOTTSDALE, AZ 85260
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 6/6/2017
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 9316 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | This amendment is being filed to show an additional 2,816 shares of Common Stock beneficially owned by the reporting person, which were mistakenly omitted from his Form 3 filing, as amended on 7/17/2017, and also were omitted from subsequent Forms 4 filed by the reporting person up until (but not including) the Form 4 filed on 6/28/2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Rubel Matthew E 16767 N. PERIMETER DR., STE. 240 SCOTTSDALE, AZ 85260 | X |
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Signatures
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/s/ Robin C. Friedman, Attorney-in-fact | | 6/28/2021 |
**Signature of Reporting Person | Date |
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