Current Report Filing (8-k)
May 05 2021 - 5:08PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 5, 2021
RED CAT HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
Nevada
(State or other
jurisdiction of incorporation)
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814-00175
(Commission
File Number)
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86-0490034
(I.R.S. Employer
Identification No.)
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370 Harbour Drive, Palmas del Mar
Humacao, PR
(Address of principal executive offices)
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00791
(Zip Code)
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Registrant’s telephone number, including area code: (833) 373-3228
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common stock, par value $0.001
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RCAT
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Nasdaq Capital Market
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Indicate by check mark whether the registrant is an
emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Section 7 – Regulation FD
Item 7.01 Regulation FD Disclosure
On May 5, 2021, we released the press release furnished
herewith as Exhibit 99.1.
Section 9 – Financial Statements and
Exhibits
Item. 9.01. Financial Statements and Exhibits.
Exhibit No.
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Description
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99.1
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Press Release
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SIGNATURES
Pursuant to the requirements of
the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Date: May 5, 2021
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RED CAT HOLDINGS, INC.
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By:
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/s/ Jeffrey M. Thompson
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Name:
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Jeffrey M. Thompson
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Title:
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President and Chief Executive Officer
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