Initial Statement of Beneficial Ownership (3)
May 05 2021 - 4:11PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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van der Valk Eric |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/3/2021
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3. Issuer Name and Ticker or Trading Symbol
Ollie's Bargain Outlet Holdings, Inc. [OLLI]
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(Last)
(First)
(Middle)
C/O OLLIE'S BARGAIN OUTLET HOLDINGS, INC, 6295 ALLENTOWN BOULEVARD, SUITE 1 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP, COO / |
(Street)
HARRISBURG, PA 17112
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Option (right to buy) | (1) | 5/3/2031 | Common Stock | 8643 | $88.26 | D | |
Restricted Stock Units | (2) | (2) | Common Stock | 3399 | (3) | D | |
Explanation of Responses: |
(1) | Options vest and become exercisable in 25% installments on each anniversary date of the grant, May 3, 2021, subject to continued service through each applicable vesting date. The reporting person was granted 8,643 options, of which 2,161 of the options vest on May 3, 2022; 2,161 of the options vest on May 3, 2023; 2,160 of the options vest on May 3, 2024 and 2,161 of the options vest on May 3, 2025. |
(2) | The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, May 3, 2021, subject to continued service through each applicable vesting date. The reporting person was granted 3,399 restricted stock units, of which 850 of the restricted stock units vest on May 3, 2022; 850 of the restricted stock units vest on May 3, 2023; 849 of the restricted stock units vest on May 3, 2024 and 850 of the restricted stock units vest on May 3, 2025. |
(3) | Each restricted stock unit represents a contingent right to receive one share of common stock at settlement. |
Remarks: See Exhibit 24.1 - Power of Attorney. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
van der Valk Eric C/O OLLIE'S BARGAIN OUTLET HOLDINGS, INC 6295 ALLENTOWN BOULEVARD, SUITE 1 HARRISBURG, PA 17112 |
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| EVP, COO |
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Signatures
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/s/ Robert Bertram, as Attorney In-Fact | | 5/5/2021 |
**Signature of Reporting Person | Date |
Ollies Bargain Outlet (NASDAQ:OLLI)
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