Statement of Changes in Beneficial Ownership (4)
May 04 2021 - 4:36PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Watzinger Gerhard |
2. Issuer Name and Ticker or Trading Symbol
CrowdStrike Holdings, Inc.
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CRWD
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O CROWDSTRIKE HOLDINGS, INC., 150 MATHILDA PLACE, SUITE 300 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/30/2021 |
(Street)
SUNNYVALE, CA 94086
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A common stock | 4/30/2021 | | C | | 5000 | A | (1) | 5000 | I | By Clavius Capital LLC (2) |
Class A common stock | 4/30/2021 | | S | | 1400 | D | $208.99 (3) | 3600 | I | By Clavius Capital LLC (2) |
Class A common stock | 4/30/2021 | | S | | 1900 | D | $209.82 (4) | 1700 | I | By Clavius Capital LLC (2) |
Class A common stock | 4/30/2021 | | S | | 1000 | D | $210.93 (5) | 700 | I | By Clavius Capital LLC (2) |
Class A common stock | 4/30/2021 | | S | | 500 | D | $212.01 (6) | 200 | I | By Clavius Capital LLC (2) |
Class A common stock | 4/30/2021 | | S | | 100 | D | $213.05 | 100 | I | By Clavius Capital LLC (2) |
Class A common stock | 4/30/2021 | | S | | 100 | D | $214.29 | 0 | I | By Clavius Capital LLC (2) |
Class A common stock | | | | | | | | 1785 (7) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B common stock | $0 | 4/30/2021 | | C | | | 5000 | (8) | (8) | Class A common stock | 5000 | $0 | 230000 | I | By Clavius Capital LLC (2) |
Class B common stock | $0 | | | | | | | (8) | (8) | Class A common stock | 100000 | | 100000 | I | By Clavius AP, LLC (2) |
Explanation of Responses: |
(1) | The Class B common stock was converted into Class A common stock on a one-for-one basis. |
(2) | The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares. |
(3) | This transaction was executed in multiple trades at prices ranging from $208.39 to $209.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(4) | This transaction was executed in multiple trades at prices ranging from $209.40 to $210.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(5) | This transaction was executed in multiple trades at prices ranging from $210.42 to $211.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(6) | This transaction was executed in multiple trades at prices ranging from $211.68 to $212.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(7) | Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
(8) | Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. |
Remarks: All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Watzinger Gerhard C/O CROWDSTRIKE HOLDINGS, INC. 150 MATHILDA PLACE, SUITE 300 SUNNYVALE, CA 94086 | X |
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Signatures
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/s/ Remie Solano, as Attorney-in-Fact for Gerhard Watzinger | | 5/4/2021 |
**Signature of Reporting Person | Date |
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