Current Report Filing (8-k)
March 15 2021 - 4:11PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d)
of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March
15, 2021
CarLotz, Inc.
(Exact name of registrant as specified in
its charter)
Delaware
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001-38818
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83-2456129
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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611 Bainbridge Street, Suite 100
Richmond, Virginia 23224
(Address of principal executive offices,
including zip code)
Registrant’s telephone number, including
area code: (804) 728-3833
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b)
of the Act:
Title of Each Class
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Trading Symbol(s)
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Name of Each Exchange on Which Registered
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Class A common stock, par value $0.0001 per share
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LOTZ
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The Nasdaq Global Market
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Redeemable warrants, exercisable for Class A common stock at an exercise price of $11.50 per share
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LOTZW
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The Nasdaq Global Market
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or
Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
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Item 2.02
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Results of Operations and Financial Condition.
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On March 15, 2021, CarLotz, Inc. issued a press release announcing
its financial results for the three and twelve months ended December 31, 2020. CarLotz will host an earnings conference call and
webcast, Monday, March 15, 2021 at 4:30 p.m, Eastern Standard Time. The conference call may be accessed by calling 1-833-962-1461
(U.S.) or 1-929-517-0392 (International) and the Conference ID is 3417456. A live webcast of the conference call will also be available
on the investor relations page of CarLotz’ website at investors.carlotz.com. The call will be hosted by CarLotz’ Chief
Executive Officer, Michael W. Bor, and Chief Financial Officer, Thomas W. Stoltz. The press release dated March 15, 2021 is attached
to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated herein by reference in its entirety.
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Item 9.01.
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Financial Statements and Exhibits.
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(d) Exhibits
See the Exhibit Index below, which is incorporated
by reference herein.
EXHIBIT INDEX
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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CARLOTZ, INC.
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Dated: March 15, 2021
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By:
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/s/ Rebecca C. Polak
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Name:
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Rebecca C. Polak
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Title:
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Chief Commercial Officer and General Counsel
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