Statement of Changes in Beneficial Ownership (4)
February 26 2021 - 04:04PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MARAGANORE JOHN |
2. Issuer Name and Ticker or Trading Symbol
ALNYLAM PHARMACEUTICALS, INC.
[
ALNY
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
(Last)
(First)
(Middle)
675 WEST KENDALL STREET, HENRI A. TERMEER SQUARE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/24/2021 |
(Street)
CAMBRIDGE, MA 02142
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/25/2021 | | M(1) | | 33979 | A | $7.1 | 240015 | D | |
Common Stock | 2/25/2021 | | S(1) | | 1001 | D | $143.88 (2) | 239014 | D | |
Common Stock | 2/25/2021 | | S(1) | | 6129 | D | $145.15 (3) | 232885 | D | |
Common Stock | 2/25/2021 | | S(1) | | 9376 | D | $146.13 (4) | 223509 | D | |
Common Stock | 2/25/2021 | | S(1) | | 6097 | D | $146.98 (5) | 217412 | D | |
Common Stock | 2/25/2021 | | S(1) | | 4375 | D | $148.0 (6) | 213037 | D | |
Common Stock | 2/25/2021 | | S(1) | | 1364 | D | $148.96 (7) | 211673 | D | |
Common Stock | 2/25/2021 | | S(1) | | 2054 | D | $150.22 (8) | 209619 | D | |
Common Stock | 2/25/2021 | | S(1) | | 1415 | D | $151.31 (9) | 208204 | D | |
Common Stock | 2/25/2021 | | S(1) | | 1138 | D | $152.46 (10) | 207066 | D | |
Common Stock | 2/25/2021 | | S(1) | | 431 | D | $153.33 (11) | 206635 | D | |
Common Stock | 2/25/2021 | | S(1) | | 599 | D | $154.59 (12) | 206036 | D | |
Common Stock | | | | | | | | 3133 | I | by Managed Account (13) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (right to buy) | $151.59 | 2/24/2021 | | A | | 79998 (14) | | (15) | 2/23/2031 | Common Stock | 79998 | $0.0 | 79998 | D | |
Stock Option (right to buy) | $7.1 | 2/25/2021 | | M (1) | | | 33979 | (16) | 11/30/2021 | Common Stock | 33979 | $0.0 | 101936 | D | |
Explanation of Responses: |
(1) | All sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2020. The 33,979 options exercised and sold by the reporting person were due to expire on November 30, 2021. |
(2) | Sale prices ranged from $143.50 to $144.43. |
(3) | Sale prices ranged from $144.54 to $145.54. |
(4) | Sale prices ranged from $145.55 to $146.55. |
(5) | Sale prices ranged from $146.59 to $147.59. |
(6) | Sale prices ranged from $147.60 to $148.59. |
(7) | Sale prices ranged from $148.66 to $149.65. |
(8) | Sale prices ranged from $149.73 to $150.62. |
(9) | Sale prices ranged from $150.88 to $151.68. |
(10) | Sale prices ranged from $151.92 to $152.76. |
(11) | Sale prices ranged from $153.05 to $153.90. |
(12) | Sale prices ranged from $154.37 to $154.68. |
(13) | Reflects shares of ALNY common stock acquired by the reporting person under the ALNY 401(k) plan as a result of the ALNY 401(k) matching contribution program. |
(14) | Represents the time-vested stock option portion of the reporting person's Annual Equity Award for 2020. The reporting person also received 42,879 performance stock units that will vest upon the achievement of four specific performance conditions, which will be reported on a Form 4 if and when each performance condition is met and the performance stock units vest. |
(15) | The stock option vests as to 25% of the shares on the 1st anniversary of the date of the stock option grant and as to an additional 6.25% of the shares each successive three month period thereafter. |
(16) | The stock option vested as to 25% of the shares on the 1st anniversary of the date of the stock option grant and as to an additional 6.25% of the shares each successive three month period thereafter. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MARAGANORE JOHN 675 WEST KENDALL STREET HENRI A. TERMEER SQUARE CAMBRIDGE, MA 02142 | X |
| Chief Executive Officer |
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Signatures
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By: /s/ Mary Beth DeLena, Attorney-in-Fact For: John M. Maraganore | | 2/26/2021 |
**Signature of Reporting Person | Date |
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