Initial Statement of Beneficial Ownership (3)
February 24 2021 - 6:33PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Mercier Laurent |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/15/2021
|
3. Issuer Name and Ticker or Trading Symbol
COTY INC. [COTY]
|
(Last)
(First)
(Middle)
350 FIFTH AVENUE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Financial Officer / |
(Street)
NEW YORK, NY 10118
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A common stock | 30000 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | (1) | Class A common stock | 212363.0 | (1) | D | |
Explanation of Responses: |
(1) | Upon vesting, each Restricted Stock Unit ("RSU") settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions 6,442 of the RSUs vest as follows: 50% on December 5, 2021 and 50% on December 5, 2022. Subject to certain vesting conditions and exceptions, 23,492 of the RSUs vest as follows: 60% on September 4, 2021, 20% on September 4, 2022 and 20% on September 4, 2023. Subject to certain vesting conditions and exceptions, 26,666 of the RSUs vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024. Subject to certain vesting conditions and exceptions, 155,763 of the RSUs vest as follows: one third on October 19, 2021, one third on October 19, 2022 and one third on October 19, 2023. |
Remarks: Exhibit List: Exhibit 24 - Power of Attorney |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Mercier Laurent 350 FIFTH AVENUE NEW YORK, NY 10118 |
|
| Chief Financial Officer |
|
Signatures
|
/s/ Christina Kiely, Attorney-in-Fact | | 2/24/2021 |
**Signature of Reporting Person | Date |
Coty (NYSE:COTY)
Historical Stock Chart
From Mar 2024 to Apr 2024
Coty (NYSE:COTY)
Historical Stock Chart
From Apr 2023 to Apr 2024