As filed with the Securities and Exchange Commission on February 24, 2021

Registration No. 333-                

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

CytomX Therapeutics, Inc.

(Exact name of Registrant as specified in its charter)

 

 

 

Delaware

(State or other jurisdiction of

incorporation or organization)

 

2834

Primary Standard Industrial

Classification Code Number)

 

27-3521219

(I.R.S. Employer

Identification Number)

151 Oyster Point Blvd.

Suite 400

South San Francisco, CA 94080

(Address of Principal Executive Offices) (Zip Code)

CytomX Therapeutics, Inc. 2015 Equity Incentive Plan

(Full Title of the Plan)

Sean A. McCarthy, D.Phil.

President and Chief Executive Officer

CytomX Therapeutics, Inc.

151 Oyster Point Blvd., Suite 400

South San Francisco, CA 94080

(650) 515-3185

(Name and address of agent for service)

(Telephone number, including area code, of agent for service)

 

 

Copies to:

Mark V. Roeder, Esq.

Latham & Watkins LLP

140 Scott Drive

Menlo Park, California 94025

(650) 328-4600

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer      Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for comply with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

 

 

CALCULATION OF REGISTRATION FEE

 

 

Title of Each Class of

Securities to be Registered

 

Amount

to be

Registered(1)

 

Proposed

Maximum
Offering Price

Per Share(2)

 

Proposed

Maximum
Aggregate

Offering Price

  Amount of
Registration Fee

Common Stock, par value $0.00001 per share

  1,930,072 shares (3)   $8.02   $15,479,177.44   $1,688.78

Total:

  1,930,072 shares   $8.02   $15,479,177.44   $1,688.78

 

 

(1)

Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement shall also cover any additional shares of the Registrant’s common stock that become issuable under the CytomX Therapeutics, Inc. 2015 Equity Incentive Plan (the “2015 Plan”) by reason of any stock dividend, stock split, recapitalization or similar transaction effected without the Registrant’s receipt of consideration which would increase the number of outstanding shares of common stock.

(2)

This estimate is made pursuant to Rule 457(c) and Rule 457(h) of the Securities Act solely for purposes of calculating the registration fee. The Proposed Maximum Offering Price Per Share for shares available for future grant is the average of the high and low prices for the registrant’s common stock as reported on The Nasdaq Global Select Market on February 23, 2021, which is $8.02.

(3)

Represents the additional shares of common stock available for future issuance under the 2015 Plan resulting from an annual increase as of January 1, 2021.

Proposed sale to take place as soon after the effective date of the

registration statement as awards under the plans are exercised and/or vest.

 

 

 


EXPLANATORY NOTE

This Registration Statement on Form S-8 is being filed for the purpose of registering an additional 1,930,072 shares of the Registrant’s common stock issuable under the following employee benefit plans for which Registration Statements of the Registrant on Form S-8 (File Nos. 333-207694, 333-209992, 333-215795, 333-223491, 333-229916 and 333-236711) are effective: the CytomX Therapeutics, Inc. 2015 Equity Incentive Plan, as a result of the operation of an automatic annual increase provision therein, which added 1,930,072 shares of common stock.

INCORPORATION BY REFERENCE OF CONTENTS OF REGISTRATION STATEMENT ON

FORM S-8

Pursuant to Instruction E of Form S-8, the contents of the Registration Statements on Form S-8 filed with the Securities and Exchange Commission on October 30, 2015 (File No. 333-207694), March 7, 2016 (File No. 333-209992), January 27, 2017 (File No. 333-215795), March 7, 2018 (File No. 333-223491), February 27, 2019 (File No. 333-229916) and February 27, 2020 (File No. 333-236711) are incorporated by reference herein; except for Item 8 which is being updated by this Registration Statement.

Item 8. Exhibits

 

         

Incorporated by Reference

   Filed
Herewith
Exhibit
Number
   Exhibit Description    Form    Date      Number     

  4.1

   Amended and Restated Certificate of Incorporation.    8-K      10/19/2015      3.1   

  4.2

   Certificate of Amendment to Amended and Restated Certificate of Incorporation of CytomX Therapeutics, Inc.    8-K      6/23/2020      3.1   

  4.3

   Amended and Restated Bylaws.    8-K      10/19/2015      3.2   

  4.4

   Form of Common Stock Certificate.    S-1/A      9/28/2015      4.1   

  4.5

   Registration Rights Agreement dated as of September 29, 2017 by and between CytomX Therapeutics, Inc. and Amgen, Inc.    10-Q      11/7/2017      4.4   

  5.1

   Opinion of Latham & Watkins LLP.             X

23.1

   Consent of independent registered public accounting firm.             X

23.3

   Consent of Latham & Watkins LLP (included in Exhibit 5.1).             X

24.1

   Power of Attorney. Reference is made to the signature page to the Registration Statement.             X

99.1(a)#

   CytomX Therapeutics, Inc. 2015 Equity Incentive Plan.    S-1/A      10/6/2015      10.5   

99.1(b)#

   Form of Option Award Notice under the CytomX Therapeutics, Inc. 2015 Equity Incentive Plan.    10-Q      11/23/2015      10.4   

99.1(c)#

   Form of Early Exercise Option Award Notice under the CytomX Therapeutics, Inc. 2015 Equity Incentive Plan.    10-Q      11/23/2015      10.5   

 

#

Indicates management contract or compensatory plan.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in South San Francisco, California, on this 24th day of February, 2021.

 

CytomX Therapeutics, Inc.
By:  

/s/ Sean A. McCarthy

  Sean A. McCarthy, D.Phil.
  President and Chief Executive Officer

POWER OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below does hereby constitute and appoint Sean A. McCarthy and Lloyd A. Rowland, and each of them, with full power of substitution and full power to act without the other, his or her true and lawful attorney-in-fact and agent to act for him or her in his or her name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this registration statement, and to file this registration statement, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in order to effectuate the same as fully, to all intents and purposes, as they or he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed by the following persons in the capacities and on the date indicated.

 

Signature

  

Title

  

Date

/s/ Sean A. McCarthy

Sean A. McCarthy, D.Phil

  

President, Chief Executive Officer and Director

(Principal Executive Officer)

   February 24, 2021

/s/ Carlos Campoy

Carlos Campoy

  

Chief Financial Officer

(Principal Financial Officer and Principal Accounting Officer)

   February 24, 2021

/s/ Matthew P. Young

Matthew P. Young

   Director    February 24, 2021

/s/ Charles S. Fuchs

Charles S. Fuchs, M.D., M.P.H.

   Director    February 24, 2021

/s/ Frederick W. Gluck

Frederick W. Gluck

   Director    February 24, 2021

/s/ John A. Scarlett

John A. Scarlett, M.D.

   Director    February 24, 2021

/s/ James R. Meyers

James R. Meyers

   Director    February 24, 2021


Signature

  

Title

  

Date

/s/ Elaine V. Jones

Elaine V. Jones, Ph.D.

   Director    February 24, 2021

/s/ Halley E. Gilbert

Halley E. Gilbert

   Director    February 24, 2021

/s/ Mani Mohindru, Ph.D.

Mani Mohindru, Ph.D.

   Director    February 24, 2021
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