Amended Statement of Ownership (sc 13g/a)
February 16 2021 - 4:28PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Amendment No. 1)
Under the Securities Exchange Act of 1934
Exantas
Capital Corp.
(Name of Issuer)
Common Stock, $0.001 par value
(Title of Class of Securities)
30068N105
(CUSIP Number)
December 31, 2020
(Date of Event Which Requires Filing of
this Statement)
Check the following box to designate the rule pursuant to which
the Schedule is filed:
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act")
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP No. 30068N105
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1.
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Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
D. E. Shaw & Co., L.P.
13-3695715
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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[ ]
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(b)
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[ ]
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Delaware
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
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5.
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Sole Voting Power
-0-
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6.
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Shared Voting Power
521,340
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7.
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Sole Dispositive Power
-0-
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8.
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Shared Dispositive Power
523,035
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
523,035
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain
Shares (See Instructions) [ ]
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11.
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Percent of Class Represented by Amount in Row (9)
1.6%
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12.
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Type of Reporting Person (See Instructions)
IA, PN
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CUSIP No. 30068N105
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1.
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Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
David E. Shaw
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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[ ]
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(b)
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[ ]
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
United States
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
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5.
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Sole Voting Power
-0-
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6.
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Shared Voting Power
521,340
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7.
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Sole Dispositive Power
-0-
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8.
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Shared Dispositive Power
523,035
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
523,035
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain
Shares (See Instructions) [ ]
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11.
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Percent of Class Represented by Amount in Row (9)
1.6%
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12.
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Type of Reporting Person (See Instructions)
IN
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Item 1.
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(a)
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Name of Issuer
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Exantas Capital Corp.
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(b)
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Address of Issuer's Principal Executive Offices
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865 Merrick Avenue, Suite 200S
Westbury, NY 11590
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Item 2.
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(a)
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Name of Person Filing
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D. E. Shaw & Co., L.P.
David E. Shaw
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(b)
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Address of Principal Business Office or, if none, Residence
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The business address for each reporting person is:
1166 Avenue of the Americas, 9th Floor
New York, NY 10036
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(c)
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Citizenship
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D. E. Shaw & Co., L.P. is a limited partnership organized
under the laws of the state of Delaware.
David E. Shaw is a citizen of the United States of America.
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(d)
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Title of Class of Securities
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Common Stock, $0.001 par value
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(e)
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CUSIP Number
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30068N105
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Item 3.
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If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b)
or (c), check whether the person filing is a:
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Not Applicable
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Item 4.
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Ownership
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As of December 31, 2020:
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(a)
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Amount beneficially owned:
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D. E. Shaw & Co., L.P.:
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523,035 shares
This is composed of (i) 166,794 shares in the name of D.
E. Shaw Oculus Portfolios, L.L.C., (ii) 141,783 shares in the name of D. E. Shaw Valence Portfolios, L.L.C., (iii) 59 shares
in the name of D. E. Shaw Asymptote Portfolios, L.L.C., and (iv) 214,399 shares under the management of D. E. Shaw Investment
Management, L.L.C.
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David E. Shaw:
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523,035 shares
This is composed of (i) 166,794 shares in the name of D.
E. Shaw Oculus Portfolios, L.L.C., (ii) 141,783 shares in the name of D. E. Shaw Valence Portfolios, L.L.C., (iii) 59 shares
in the name of D. E. Shaw Asymptote Portfolios, L.L.C., and (iv) 214,399 shares under the management of D. E. Shaw Investment
Management, L.L.C.
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D. E. Shaw & Co., L.P.:
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1.6%
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David E. Shaw:
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1.6%
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(c)
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Number of shares to which the person has:
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(i)
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Sole power to vote or to direct the vote:
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D. E. Shaw & Co., L.P.:
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-0- shares
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David E. Shaw:
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-0- shares
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(ii)
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Shared power to vote or to direct the vote:
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D. E. Shaw & Co., L.P.:
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521,340 shares
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David E. Shaw:
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521,340 shares
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(iii)
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Sole power to dispose or to direct the disposition
of:
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D. E. Shaw & Co., L.P.:
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-0- shares
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David E. Shaw:
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-0- shares
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(iv)
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Shared power to dispose or to direct the disposition
of:
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D. E. Shaw & Co., L.P.:
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523,035 shares
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David E. Shaw:
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523,035 shares
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David E. Shaw does not own any shares directly. By virtue of
David E. Shaw’s position as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of
D. E. Shaw & Co., L.P., which in turn is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. and D. E. Shaw Oculus
Portfolios, L.L.C. and the managing member of D. E. Shaw Investment Management, L.L.C. and D. E. Shaw Adviser, L.L.C.,
which in turn is the investment adviser of D. E. Shaw Asymptote Portfolios, L.L.C., and by virtue of David E. Shaw’s position
as President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw &
Co., L.L.C., which in turn is the manager of D. E. Shaw Valence Portfolios, L.L.C. and D. E. Shaw Oculus Portfolios, L.L.C. and
the managing member of D. E. Shaw Manager, L.L.C., which in turn is the manager of D. E. Shaw Asymptote Portfolios, L.L.C.,
David E. Shaw may be deemed to have the shared power to vote or direct the vote of 521,340 shares, and the shared power to dispose
or direct the disposition of 523,035 shares, the 523,035 shares as described above constituting 1.6% of the outstanding shares
and, therefore, David E. Shaw may be deemed to be the beneficial owner of such shares. David E. Shaw disclaims beneficial
ownership of such 523,035 shares.
Item 5.
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Ownership of Five Percent or Less of a Class
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If this statement is being filed to report the fact that as
of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities,
check the following [X].
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not Applicable
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
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Not Applicable
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Item 8.
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Identification and Classification of Members of the Group
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Not Applicable
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Item 9.
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Notice of Dissolution of Group
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Not Applicable
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Item 10.
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Certification
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By signing below, each of D. E. Shaw & Co., L.P.
and David E. Shaw certify that, to the best of such reporting person’s knowledge and belief, the securities referred to above
were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purposes
or effect.
SIGNATURE
After reasonable inquiry and to the best of their knowledge
and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. A Power of
Attorney, dated March 1, 2017, granted by David E. Shaw in favor of Nathan Thomas, is attached hereto.
Dated: February 16, 2021
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D. E. Shaw & Co., L.P.
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By:
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/s/ Nathan Thomas
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Nathan Thomas
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Chief Compliance Officer
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David E. Shaw
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By:
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/s/ Nathan Thomas
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Nathan Thomas
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Attorney-in-Fact for David E. Shaw
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