Amended Statement of Ownership (sc 13g/a)
February 16 2021 - 11:01AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment
No. 2)*
Gogo
Inc.
(Name
of Issuer)
Common
Stock, par value $0.0001 per share
(Title
of Class of Securities)
38046C109
(CUSIP
Number)
December
31, 2020
(Date
of Event Which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐
Rule 13d-1(b)
☒
Rule 13d-1(c)
☐
Rule 13d-1(d)
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided
in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18
of the Securities Exchange Act of 1934, as amended (“Act”) or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Name,
Address and Telephone Number of Person Authorized to Receive Notices and Communications:
Ricardo
Davidovich, Esq.
Haynes and Boone, LLP
30
Rockefeller Plaza
26th Floor
New
York, NY 10112
(212) 835-4837
CUSIP No. 38046C109
|
1. Names of Reporting Persons.
North Peak Capital Management, LLC
|
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) þ
(b) ☐
|
3. SEC Use Only
|
4. Citizenship or Place of Organization
Delaware
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
|
5. Sole Voting Power
0
|
6. Shared Voting Power
0
|
7. Sole Dispositive Power
0
|
8. Shared Dispositive Power
0
|
9. Aggregate Amount Beneficially Owned by Each Reporting Person
0
|
10. Check if the Aggregate Amount in Row (9) Excludes Certain
Shares (See Instructions) o
|
11. Percent of Class Represented by Amount in Row (9)
0% (1)
|
12. Type of Reporting Person (See Instructions)
OO, IA
|
|
(1)
|
Based upon 85,249,840 shares of Common Stock, $0.0001 par value, of the Issuer outstanding as of
November 6, 2020, as disclosed in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended September 30,
2020, that was filed by the Issuer with the U.S. Securities and Exchange Commission on November 9, 2020.
|
CUSIP No. 38046C109
|
1. Names of Reporting Persons.
North Peak Capital GP, LLC
|
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) þ
(b) ☐
|
3. SEC Use Only
|
4. Citizenship or Place of Organization
Delaware
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
|
5. Sole Voting Power
0
|
6. Shared Voting Power
0
|
7. Sole Dispositive Power
0
|
8. Shared Dispositive Power
0
|
9. Aggregate Amount Beneficially Owned by Each Reporting Person
0
|
10. Check if the Aggregate Amount in Row (9) Excludes Certain
Shares (See Instructions) o
|
11. Percent of Class Represented by Amount in Row (9)
0% (1)
|
12. Type of Reporting Person (See Instructions)
OO
|
|
(1)
|
Based upon 85,249,840 shares of Common Stock, $0.0001 par value, of the Issuer outstanding as of
November 6, 2020, as disclosed in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended September 30,
2020, that was filed by the Issuer with the U.S. Securities and Exchange Commission on November 9, 2020.
|
CUSIP No. 38046C109
|
1. Names of Reporting Persons.
North Peak Capital Partners, LP
|
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) þ
(b) ☐
|
3. SEC Use Only
|
4. Citizenship or Place of Organization
Delaware
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
|
5. Sole Voting Power
0
|
6. Shared Voting Power
0
|
7. Sole Dispositive Power
0
|
8. Shared Dispositive Power
0
|
9. Aggregate Amount Beneficially Owned by Each Reporting Person
0
|
10. Check if the Aggregate Amount in Row (9) Excludes Certain
Shares (See Instructions) o
|
11. Percent of Class Represented by Amount in Row (9)
0% (1)
|
12. Type of Reporting Person (See Instructions)
PN
|
|
(1)
|
Based upon 85,249,840 shares of Common Stock, $0.0001 par value, of the Issuer outstanding as of
November 6, 2020, as disclosed in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended September 30,
2020, that was filed by the Issuer with the U.S. Securities and Exchange Commission on November 9, 2020.
|
CUSIP No. 38046C109
|
1. Names of Reporting Persons.
North Peak Capital Partners II, LP
|
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) þ
(b) ☐
|
3. SEC Use Only
|
4. Citizenship or Place of Organization
Delaware
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
|
5. Sole Voting Power
0
|
6. Shared Voting Power
0
|
7. Sole Dispositive Power
0
|
8. Shared Dispositive Power
0
|
9. Aggregate Amount Beneficially Owned by Each Reporting Person
0
|
10. Check if the Aggregate Amount in Row (9) Excludes Certain
Shares (See Instructions) o
|
11. Percent of Class Represented by Amount in Row (9)
0% (1)
|
12. Type of Reporting Person (See Instructions)
PN
|
|
(1)
|
Based upon 85,249,840 shares of Common Stock, $0.0001 par value, of the Issuer outstanding as of
November 6, 2020, as disclosed in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended September 30,
2020, that was filed by the Issuer with the U.S. Securities and Exchange Commission on November 9, 2020.
|
CUSIP No. 38046C109
|
1. Names of Reporting Persons.
Michael Kevin Kahan
|
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) þ
(b) ☐
|
3. SEC Use Only
|
4. Citizenship or Place of Organization
United States
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
|
5. Sole Voting Power
0
|
6. Shared Voting Power
0
|
7. Sole Dispositive Power
0
|
8. Shared Dispositive Power
0
|
9. Aggregate Amount Beneficially Owned by Each Reporting Person
0
|
10. Check if the Aggregate Amount in Row (9) Excludes Certain
Shares (See Instructions) o
|
11. Percent of Class Represented by Amount in Row (9)
0% (1)
|
12. Type of Reporting Person (See Instructions)
IN, HC
|
|
(1)
|
Based upon 85,249,840 shares of Common Stock, $0.0001 par value, of the Issuer outstanding as of
November 6, 2020, as disclosed in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended September 30,
2020, that was filed by the Issuer with the U.S. Securities and Exchange Commission on November 9, 2020.
|
CUSIP No. 38046C109
|
1. Names of Reporting Persons.
Jeremy Steven Kahan
|
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) þ
(b) ☐
|
3. SEC Use Only
|
4. Citizenship or Place of Organization
United States
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
|
5. Sole Voting Power
0
|
6. Shared Voting Power
0
|
7. Sole Dispositive Power
0
|
8. Shared Dispositive Power
0
|
9. Aggregate Amount Beneficially Owned by Each Reporting Person
0
|
10. Check if the Aggregate Amount in Row (9) Excludes Certain
Shares (See Instructions) o
|
11. Percent of Class Represented by Amount in Row (9)
0% (1)
|
12. Type of Reporting Person (See Instructions)
IN, HC
|
|
(1)
|
Based upon 85,249,840 shares of Common Stock, $0.0001 par value, of the Issuer outstanding as of
November 6, 2020, as disclosed in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended September 30,
2020, that was filed by the Issuer with the U.S. Securities and Exchange Commission on November 9, 2020.
|
Item 1.
Gogo
Inc. (the “Issuer”).
|
(b)
|
Address
of Issuer’s Principal Executive Offices
|
111
N. Canal St., Suite 1500
Chicago,
IL 60606
Item
2.
|
(a)
|
Name
of Person Filing
|
This
statement is jointly filed by and on behalf of each of North Peak Capital Management, LLC, a Delaware limited liability company
(“North Peak Management”), North Peak Capital GP, LLC, a Delaware limited liability company (“North
Peak GP”), North Peak Capital Partners, LP, a Delaware limited partnership (“Fund I”),
North Peak Capital Partners II, LP, a Delaware limited partnership (“Fund II”), Jeremy Kahan, and Michael
Kahan (collectively referred to herein as the “Reporting Persons”).
Fund
I and Fund II are the record and direct beneficial owners of the securities covered by this statement. Fund I disclaims beneficial
ownership of the shares of Common Stock of the Issuer held by Fund II. Fund II disclaims beneficial ownership of the shares of
Common Stock of the Issuer held by Fund I.
North
Peak Management is the investment manager of, and may be deemed to indirectly beneficially own securities owned by, each of Fund
I and Fund II. North Peak GP is the general partner of, and may be deemed to indirectly beneficially own securities owned by,
each of Fund I and Fund II. Neither North Peak Management nor North Peak GP owns any shares of Common Stock of the Issuer directly
and they each disclaim beneficial ownership of any shares of Common Stock of the Issuer held by either Fund I or Fund II.
Messrs.
Kahan are each a co-manager of, and each may be deemed to beneficially own securities beneficially owned by, each of North Peak
Management and North Peak GP. Neither of Messrs. Kahan own any shares of Common Stock of the Issuer directly and they each disclaim
beneficial ownership of any securities beneficially owned by either North Peak Management or North Peak GP.
Each
of the Reporting Persons declares that neither the filing of this statement nor anything herein shall be construed as an admission
that such Reporting Person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, the beneficial owner
of any securities covered by this statement.
Each
of the Reporting Persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for the
purposes of Section 13(d) or 13(g) of the Act. Each of the Reporting Persons declares that neither the filing of this statement
nor anything herein shall be construed as an admission that such Reporting Person is, for the purposes of Section 13(d) or 13(g)
of the Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership,
limited partnership, syndicate, or other group for the purpose of acquiring, holding, or disposing of securities of the Issuer
or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer
or any securities of the Issuer.
|
(b)
|
Address
of Principal Business Office or, if none, Residence
|
The
address of the principal business office of each of the Reporting Persons is c/o North Peak
Capital Management, LLC, 155 East 44th Street, 5th Floor, New York, NY 10017.
See
Item 4 on the cover page(s) hereto.
|
(d)
|
Title
of Class of Securities
|
Common
Stock, par value $0.0001 per share (“Common Stock”).
38046C109
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is:
|
(a)
|
☐
|
A broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
|
|
|
|
|
|
(b)
|
☐
|
A bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
|
|
|
|
|
|
(c)
|
☐
|
An insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
|
|
|
|
|
|
(d)
|
☐
|
An investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
|
|
|
|
|
(e)
|
☐
|
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
|
|
|
|
(f)
|
☐
|
An employee benefit plan or endowment fund in accordance with §240.13d- 1(b)(1)(ii)(F);
|
|
|
|
|
|
(g)
|
☐
|
A parent holding company or control person in accordance with §240.13d- 1(b)(1)(ii)(G);
|
|
|
|
|
|
(h)
|
☐
|
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
|
|
|
|
(i)
|
☐
|
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
|
|
|
|
|
(j)
|
☐
|
A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
|
|
|
|
|
|
(k)
|
☐
|
A group, in accordance with §240.13d-1(b)(1)(ii)(K).
|
If
filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:
_______________
Item 4. Ownership
|
(a)
|
Amount
beneficially owned: See Item 9 on the cover page(s) hereto.
|
|
(b)
|
Percent
of class: See Item 11 on the cover page(s) hereto.
|
|
(c)
|
Number
of shares as to which such person has:
|
|
(i)
|
Sole
power to vote or to direct the vote: See Item 5 on the cover page(s) hereto.
|
|
(ii)
|
Shared
power to vote or to direct the vote: See Item 6 on the cover page(s) hereto.
|
|
(iii)
|
Sole
power to dispose or to direct the disposition of: See Item 7 on the cover page(s) hereto.
|
|
(iv)
|
Shared
power to dispose or to direct the disposition of: See Item 8 on the cover page(s) hereto.
|
Item 5. Ownership of 5% or Less of a Class
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following ☑.
Item 6. Ownership of More than 5% on Behalf of Another Person
Not
Applicable
Item
7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding
Company or Control Person
Not
Applicable
Item 8. Identification and Classification of Members of the Group
Not
Applicable
Item 9. Notice of Dissolution of Group
Not
Applicable
Item 10. Certifications
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect other than
activities solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: February 16, 2021
|
North Peak Capital Management, LLC
|
|
|
|
|
By:
|
/s/ Jeremy Kahan
|
|
Name:
|
Jeremy Kahan
|
|
Title:
|
Managing Member
|
|
|
|
|
North Peak Capital gp, LLC
|
|
|
|
|
By:
|
/s/ Jeremy Kahan
|
|
Name:
|
Jeremy Kahan
|
|
Title:
|
Manager
|
|
|
|
|
NORTH PEAK CAPITAL PARTNERS, LP
|
|
|
|
|
By:
|
North Peak Capital GP, LLC
|
|
Its:
|
General Partner
|
|
|
|
|
By:
|
/s/ Jeremy Kahan
|
|
Name:
|
Jeremy Kahan
|
|
Title:
|
Manager
|
|
|
|
|
NORTH PEAK CAPITAL PARTNERS II, LP
|
|
|
|
|
By:
|
North Peak Capital GP, LLC
|
|
Its:
|
General Partner
|
|
|
|
|
By:
|
/s/ Jeremy Kahan
|
|
Name:
|
Jeremy Kahan
|
|
Title:
|
Manager
|
|
|
|
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JEREMY KAHAN
|
|
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|
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/s/ Jeremy Kahan
|
|
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MICHAEL KAHAN
|
|
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/s/ Michael Kahan
|
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