Notice by Closed-end Investment Companies of Intention to Call or Redeem Their Own Securities (n-23c-2)
February 05 2021 - 4:50PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
NOTIFICATION OF REDEMPTION OF SECURITIES
PURSUANT TO RULE 23C-2 UNDER THE
INVESTMENT COMPANY ACT OF 1940
File No. 814-00832
New Mountain
Finance Corporation
__________________________________________
(Exact name of registrant as specified in its charter)
787 7th Avenue, 48th Floor, New York,
NY 10019
(Address of Principal Executive Offices)
(Zip Code)
The undersigned hereby notifies the Securities and Exchange
Commission (the "Commission") that it intends to redeem securities of which it is the issuer, as set forth below in accordance
with the requirements of Rule 23c-2 under the Investment Company Act of 1940, and states that it is filing this notice with
the Commission fewer than 30 days prior to the date set for the redemption in reliance upon no-action relief previously granted
by the Commission staff to another issuer under similar facts and circumstances.
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(1)
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Title of the class of securities of New Mountain Finance Corporation (the “Company”) to be redeemed:
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5.313% Senior Notes due May 15,
2021 (the “Notes”).
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(2)
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Date on which the securities are to be redeemed:
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The Notes will be prepaid on
February 16, 2021.
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(3)
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Applicable provisions of the governing instrument pursuant to which the securities are to be redeemed:
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The Notes are to be prepaid pursuant
to Section 8.2 of the Company’s Amended and Restated Note Purchase Agreement, dated as of September 30, 2016 (the “NPA”),
by and among the Company and the purchasers signatory thereto.
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(4)
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The principal amount or number of shares and the basis upon which the securities to be redeemed are to be selected:
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The Company will prepay $90,000,000 in aggregate principal
amount of issued and outstanding Notes, which represents the entire amount of Notes outstanding, pursuant to the terms of the NPA.
SIGNATURE
Pursuant to the requirements of Rule 23c-2 under the Investment
Company Act of 1940, as amended, the Company has duly caused this Notice of Intention to Redeem Securities to be signed on its
behalf by the undersigned on this 5th day of February, 2021.
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New Mountain Finance Corporation
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By:
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/s/ Karrie J. Jerry
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Name:
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Karrie J. Jerry
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Title:
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Corporate Secretary
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