Statement of Changes in Beneficial Ownership (4)
February 01 2021 - 04:31PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
KUEHNE AARON |
2. Issuer Name and Ticker or Trading Symbol
Clarus Corp
[
CLAR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CAO and CFO |
(Last)
(First)
(Middle)
C/O CLARUS CORPORATION, 2084 EAST 3900 SOUTH |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/28/2021 |
(Street)
SALT LAKE CITY, UT 84124
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $0.0001 per share ("Common Stock") | 1/28/2021 | | A | | 100000 (1) | A | $16.23 | 131319 | D | |
Common Stock | 1/28/2021 | | F | | 40163 (2) | D | $16.23 | 91156 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | 100,000 shares of Common Stock vested and became nonforfeitable on January 28, 2021 pursuant to a restricted stock award (the "Restricted Stock Award") previously granted to the Reporting Person on August 27, 2020 under the Issuer's 2015 Stock Incentive Plan (the "Plan") that vested upon the Fair Market Value (as defined in the Plan) of the Common Stock equaling or exceeding $15.00 per share for twenty consecutive trading days. |
(2) | Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations incurred by Mr. Kuehne as a result of the vesting on January 28, 2021 of the Restricted Stock Award. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
KUEHNE AARON C/O CLARUS CORPORATION 2084 EAST 3900 SOUTH SALT LAKE CITY, UT 84124 |
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| CAO and CFO |
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Signatures
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/s/ Aaron Kuehne | | 2/1/2021 |
**Signature of Reporting Person | Date |
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