Current Report Filing (8-k)
January 15 2021 - 07:21AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event
reported):
January 15, 2021
____________________________
ChineseInvestors.com, Inc.
(Exact name of registrant as specified
in its charter)
____________________________
Indiana
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000-54207
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35-2089868
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(State of Organization)
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(Commission File Number)
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(I.R.S. Employer Identification Number)
|
|
|
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227 W. Valley Blvd. #208A, San Gabriel, CA
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91776
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(Address of principal executive offices)
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(Zip Code)
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(626) 589-2468
(Registrant’s telephone number, including
area code)
Check appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
☐ Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
☐ If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION
On January 14, 2021, ChineseInvestors.com, Inc., an Indiana
corporation, (the "Company") filed with United States Bankruptcy Court for the Central District of California (the “Bankruptcy
Court”) its Monthly Operating Report, for the period from December 1, 2020 to December 31, 2020 (the "Operating Report").
Exhibit 99.1 to this Current Report on Form 8-K contains the material portions of the Operating Report.
ITEM 7. REGULATION FD DISCLOSURE
On January 14, 2021, ChineseInvestors.com, Inc., an Indiana
corporation, (the "Company") filed with United States Bankruptcy Court for the Central District of California (the “Bankruptcy
Court”) its Monthly Operating Report for the period from December 1, 2020 to December 31, 2020 (the "Operating Report").
Exhibit 99.1 to this Current Report on Form 8-K contains the material portions of the Operating Report.
CAUTIONARY STATEMENT REGARDING FINANCIAL AND OPERATING DATA
The Company cautions readers not to place undue reliance upon
the information contained in the Operating Report and the supplementary operating report, which contains unaudited information
and is in a format prescribed by the applicable bankruptcy law. The Operating Report is not prepared in accordance with generally
accepted accounting principles ("GAAP") and may not accurately reflect the condition of the Company on a GAAP basis.
The Operating Report and the supplementary operating report are not presented on a consolidated basis and therefore do not present
the consolidated results of the Company and its subsidiaries. The Company has provided the summary portions of the Operating Report
without the detailed exhibits filed with the Bankruptcy Court in order to exclude information identifying the Company’s customers
and vendors. Additionally, the Company notes that certain corporate costs are paid for by the parent company for the benefit of
its subsidiaries. The Operating Report may be subject to revision. The Operating Report and the supplementary report for August
also contain information for periods shorter and otherwise different from those contained in the Company's reports pursuant to
the Exchange Act.
Additionally, readers are reminded that on June 18, 2020, the
Company filed a voluntary petition for Chapter 11 bankruptcy protection under the Bankruptcy Code. This case is being administered
under case number 2:20-bk-15501-ER in the Central District of California.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
Date: January 14, 2021
ChineseInvestors.com, Inc.
By: /s/ Wei Wang
Name: Wei Wang
Title: Chief Executive Officer