SCHEDULE
13D
CUSIP
No. 88339B102
1
|
NAMES
OF REPORTING PERSONS
|
B.
Riley Financial, Inc.
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☒
(b)
☐
|
3
|
SEC
USE ONLY
|
|
4
|
SOURCE
OF FUNDS (See Instructions)
|
WC,
AF
|
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
☐
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
Delaware
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
|
0
|
8
|
SHARED
VOTING POWER
|
2,119,515
(1)(2)(3)(4)(5)
|
9
|
SOLE
DISPOSITIVE POWER
|
0
|
10
|
SHARED
DISPOSITIVE POWER
|
2,119,515
(1)(2)(3)(4)(5)
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
2,119,515
(1)(2)(3)(4)(5)
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☒
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
4.99%*
|
14
|
TYPE
OF REPORTING PERSON (See Instructions)
|
HC
|
|
|
|
|
*
|
Percent
of class is calculated based on 42,475,169 shares of common stock, par value $0.01 (the “Common Stock”),
of TheMaven, Inc. (the “Issuer”), which is based on (i) 40,355,654 shares of Common Stock outstanding
as reported as outstanding by the Issuer in the Definitive Information Statement on Schedule 14C, filed with the Securities
and Exchange Commission on November 24, 2020 (the “Information Statement”) plus (ii) 2,119,515 shares of
Common Stock issuable upon conversion of 699.44 shares of the Issuer’s Series H Convertible Preferred Stock (the “Series
H Preferred Stock”) held by BRC Partners Opportunity Fund LP (“BRPLP”).
|
(1)
|
Includes 2,119,515
shares of Common Stock issuable upon conversion of 699.44 shares of Series H Preferred Stock held by BRPLP. The
shares of Series H Preferred Stock held by BRPLP, BRPI (defined below) and Dialectic (defined below), as applicable, are subject
to blocking provisions preventing the Reporting Persons from acquiring beneficial ownership of Common Stock in excess of 4.99%
within 60 days (the “Beneficial Ownership Limitation”).
|
(2)
|
Excludes 10,744,122
shares of Common Stock issuable upon conversion of the shares of Series H Preferred Stock held by BRPLP, BRPI and Dialectic,
as applicable, which cannot be acquired by the Reporting Persons within 60 days due to the Beneficial Ownership Limitation.
|
(3)
|
Excludes 47,992,121
shares of Common Stock issuable upon conversion of the shares of the Issuer’s Series J Convertible Preferred Stock (the
“Series J Preferred Stock”) held by BRPLP and BRPI. See Item 6.
|
(4)
|
Excludes 875,000
shares of Common Stock issuable upon exercise of the warrants to purchase Common Stock (the “Warrants”)
held by BRPLP and BRPI. See Item 6.
|
(5)
|
Excludes 36,319,933
shares of Common Stock issuable upon conversion of the Convertible Debentures (defined below) held by BRPLP, BRPI and Dialectic. See
Item 6.
|
CUSIP
No. 88339B102
1
|
NAMES
OF REPORTING PERSONS
|
BRC
Partners Opportunities Fund, LP
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☒
(b)
☐
|
3
|
SEC
USE ONLY
|
|
4
|
SOURCE
OF FUNDS (See Instructions)
|
WC
|
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
☐
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
Delaware
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
|
0
|
8
|
SHARED
VOTING POWER
|
2,119,515
(1)(2)(3)(4)(5)
|
9
|
SOLE
DISPOSITIVE POWER
|
0
|
10
|
SHARED
DISPOSITIVE POWER
|
2,119,515
(1)(2)(3)(4)(5)
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
2,119,515
(1)(2)(3)(4)(5)
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☒
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
4.99%*
|
14
|
TYPE
OF REPORTING PERSON (See Instructions)
|
PN
|
|
|
|
|
*
|
Percent
of class is calculated based on 42,475,169 shares of Common Stock, which is based on (i) 40,355,654 shares of Common
Stock outstanding as reported as outstanding by the Issuer in the Information Statement plus (ii) 2,119,515 shares of Common
Stock issuable upon conversion of 699.44 shares of Series H Preferred Stock held by BRPLP.
|
(1)
|
Includes 2,119,515
shares of Common Stock issuable upon conversion of 699.44 shares of Series H Preferred Stock held by BRPLP.
|
(2)
|
Excludes 5,456,243
shares of Common Stock issuable upon conversion of the shares of Series H Preferred Stock held by BRPLP which cannot be acquired
by BRPLP within 60 days due to the Beneficial Ownership Limitation.
|
(3)
|
Excludes 1,780,000
shares of Common Stock issuable upon conversion of the shares of Series J Preferred Stock held by BRPLP. See Item
6.
|
(4)
|
Excludes 250,000
shares of Common Stock issuable upon exercise of the Warrants held by BRPLP. See Item 6.
|
(5)
|
Excludes 4,590,067
shares of Common Stock issuable upon conversion of the Convertible Debentures held by BRPLP. See Item 6.
|
CUSIP
No. 88339B102
1
|
NAMES
OF REPORTING PERSONS
|
BRC
Partners Management GP, LLC
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☒
(b)
☐
|
3
|
SEC
USE ONLY
|
|
4
|
SOURCE
OF FUNDS (See Instructions)
|
AF
|
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
☐
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
Delaware
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
|
0
|
8
|
SHARED
VOTING POWER
|
2,119,515
(1)(2)(3)(4)(5)
|
9
|
SOLE
DISPOSITIVE POWER
|
0
|
10
|
SHARED
DISPOSITIVE POWER
|
2,119,515
(1)(2)(3)(4)(5)
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
2,119,515
(1)(2)(3)(4)(5)
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☒
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
4.99%*
|
14
|
TYPE
OF REPORTING PERSON (See Instructions)
|
OO
|
|
|
|
|
*
|
Percent
of class is calculated based on 42,475,169 shares of Common Stock, which is based on (i) 40,355,654 shares of Common
Stock outstanding as reported as outstanding by the Issuer in the Information Statement plus (ii) 2,119,515 shares of Common
Stock issuable upon conversion of 699.44 shares of Series H Preferred Stock held by BRPLP.
|
(1)
|
Includes 2,119,515
shares of Common Stock issuable upon conversion of 699.44 shares of Series H Preferred Stock held by BRPLP.
|
(2)
|
Excludes 5,456,243
shares of Common Stock issuable upon conversion of the shares of Series H Preferred Stock held by BRPLP which cannot be acquired
by BRPLP within 60 days due to the Beneficial Ownership Limitation.
|
(3)
|
Excludes 1,780,000
shares of Common Stock issuable upon conversion of the shares of Series J Preferred Stock held by BRPLP. See Item
6.
|
(4)
|
Excludes 250,000
shares of Common Stock issuable upon exercise of the Warrants held by BRPLP. See Item 6.
|
(5)
|
Excludes 4,590,067
shares of Common Stock issuable upon conversion of the Convertible Debentures held by BRPLP. See Item 6.
|
CUSIP
No. 88339B102
1
|
NAMES
OF REPORTING PERSONS
|
Dialectic
Antithesis Partners, LP
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☒
(b)
☐
|
3
|
SEC
USE ONLY
|
|
4
|
SOURCE
OF FUNDS (See Instructions)
|
WC
|
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
☐
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
Delaware
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
|
0
|
8
|
SHARED
VOTING POWER
|
2,119,515
(1)(2)(3)
|
9
|
SOLE
DISPOSITIVE POWER
|
0
|
10
|
SHARED
DISPOSITIVE POWER
|
2,119,515
(1)(2)(3)
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
2,119,515
(1)(2)(3)
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☒
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
4.99%*
|
14
|
TYPE
OF REPORTING PERSON (See Instructions)
|
PN
|
|
|
|
|
*
|
Percent
of class is calculated based on 42,475,169 shares of Common Stock, which is based on (i) 40,355,654 shares of Common
Stock outstanding as reported as outstanding by the Issuer in the Information Statement plus (ii) 2,119,515 shares of Common
Stock issuable upon conversion of 699.44 shares of Series H Preferred Stock held by Dialectic Antithesis Partners, LP (“Dialectic”).
|
(1)
|
Includes 2,119,515
shares of Common Stock issuable upon conversion of 699.44 shares of Series H Preferred Stock held by Dialectic.
|
(2)
|
Excludes 547,152
shares of Common Stock issuable upon conversion of the shares of Series H Preferred Stock held by Dialectic which cannot be
acquired by Dialectic within 60 days due to the Beneficial Ownership Limitation.
|
(3)
|
Excludes 1,515,152
shares of Common Stock issuable upon conversion of the Convertible Debentures held by Dialectic. See Item 6.
|
CUSIP
No. 88339B102
1
|
NAMES
OF REPORTING PERSONS
|
BR
Dialectic Capital Management, LLC
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☒
(b)
☐
|
3
|
SEC
USE ONLY
|
|
4
|
SOURCE
OF FUNDS (See Instructions)
|
WC
|
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
☐
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
Delaware
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
|
0
|
8
|
SHARED
VOTING POWER
|
2,119,515
(1)(2)(3)
|
9
|
SOLE
DISPOSITIVE POWER
|
0
|
10
|
SHARED
DISPOSITIVE POWER
|
2,119,515
(1)(2)(3)
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
2,119,515
(1)(2)(3)
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☒
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
4.99%*
|
14
|
TYPE
OF REPORTING PERSON (See Instructions)
|
IA,
OO
|
|
|
|
|
*
|
Percent
of class is calculated based on 42,475,169 shares of Common Stock, which is based on (i) 40,355,654 shares of Common
Stock outstanding as reported as outstanding by the Issuer in the Information Statement plus (ii) 2,119,515 shares of Common
Stock issuable upon conversion of 699.44 shares of Series H Preferred Stock held by Dialectic Antithesis Partners, LP (“Dialectic”).
|
(1)
|
Includes 2,119,515
shares of Common Stock issuable upon conversion of 699.44 shares of Series H Preferred Stock held by Dialectic.
|
(2)
|
Excludes 547,152
shares of Common Stock issuable upon conversion of the shares of Series H Preferred Stock held by Dialectic which cannot be
acquired by Dialectic within 60 days due to the Beneficial Ownership Limitation.
|
(3)
|
Excludes 1,515,152
shares of Common Stock issuable upon conversion of the Convertible Debentures held by Dialectic. See Item 6.
|
CUSIP
No. 88339B102
1
|
NAMES
OF REPORTING PERSONS
|
B.
Riley Capital Management, LLC
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☒
(b)
☐
|
3
|
SEC
USE ONLY
|
|
4
|
SOURCE
OF FUNDS (See Instructions)
|
AF
|
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
☐
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
New
York
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
|
0
|
8
|
SHARED
VOTING POWER
|
2,119,515
(1)(2)(3)(4)(5)
|
9
|
SOLE
DISPOSITIVE POWER
|
0
|
10
|
SHARED
DISPOSITIVE POWER
|
2,119,515
(1)(2)(3)(4)(5)
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
2,119,515
(1)(2)(3)(4)(5)
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☒
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
4.99%*
|
14
|
TYPE
OF REPORTING PERSON (See Instructions)
|
IA,
OO
|
|
|
|
|
*
|
Percent of class is calculated based on 42,475,169 shares of Common Stock, which is based on (i) 40,355,654 shares of Common Stock outstanding as reported as outstanding by the Issuer in the Information Statement plus (ii) 2,119,515 shares of Common Stock issuable upon conversion of 699.44 shares of Series H Preferred Stock held by BRPLP.
|
(1)
|
Includes 2,119,515 shares of Common Stock issuable upon conversion of 699.44 shares of Series H Preferred Stock held by BRPLP.
|
(2)
|
Excludes (i) 5,456,243 shares of Common Stock issuable upon conversion of the shares of Series H Preferred Stock held by BRPLP and (ii) 547,152 shares of Common Stock issuable upon conversion of the shares of Series H Preferred Stock held by Dialectic which cannot be acquired by BRPLP or Dialectic, as applicable, within 60 days due to the Beneficial Ownership Limitation.
|
(3)
|
Excludes 1,780,000 shares of Common Stock issuable upon conversion of the shares of Series J Preferred Stock held by BRPLP. See Item 6.
|
(4)
|
Excludes 250,000 shares of Common Stock issuable upon exercise of the Warrants held by BRPLP. See Item 6.
|
(5)
|
Excludes (i) 4,590,067 shares of Common Stock issuable upon conversion of the Convertible Debentures held by BRPLP and (ii) 1,515,152 shares of Common Stock issuable upon conversion of the Convertible Debentures held by Dialectic. See Item 6.
|
CUSIP
No. 88339B102
1
|
NAMES
OF REPORTING PERSONS
|
B.
Riley Principal Investments, LLC
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☒
(b)
☐
|
3
|
SEC
USE ONLY
|
|
4
|
SOURCE
OF FUNDS (See Instructions)
|
WC
|
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
☐
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
Delaware
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
|
0
|
8
|
SHARED
VOTING POWER
|
2,119,515
(1)(2)(3)(4)(5)
|
9
|
SOLE
DISPOSITIVE POWER
|
0
|
10
|
SHARED
DISPOSITIVE POWER
|
2,119,515
(1)(2)(3)(4)(5)
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
2,119,515
(1)(2)(3)(4)(5)
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☒
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
4.99%*
|
14
|
TYPE
OF REPORTING PERSON (See Instructions)
|
OO
|
|
|
|
|
*
|
Percent
of class is calculated based on 42,475,169 shares of Common Stock, which is based on (i) 40,355,654 shares of Common
Stock outstanding as reported as outstanding by the Issuer in the Information Statement plus (ii) 2,119,515 shares of Common
Stock issuable upon conversion of 699.44 shares of Series H Preferred Stock held by B. Riley Principal Investments, LLC (“BRPI”).
|
(1)
|
Includes 2,119,515
shares of Common Stock issuable upon conversion of 699.44 shares of Series H Preferred Stock held by BRPI.
|
(2)
|
Excludes 501,697
shares of Common Stock issuable upon conversion of the shares of Series H Preferred Stock held by BRPI which cannot be acquired
by BRPI within 60 days due to the Beneficial Ownership Limitation.
|
(3)
|
Excludes 46,212,091
shares of Common Stock issuable upon conversion of the shares of Series J Preferred Stock held by BRPI. See Item
6.
|
(4)
|
Excludes 625,000
shares of Common Stock issuable upon exercise of the Warrants held by BRPI. See Item 6.
|
(5)
|
Excludes 28,095,199
shares of Common Stock issuable upon the conversion of the Convertible Debentures held by BRPI. See Item 6.
|
CUSIP
No. 88339B102
1
|
NAMES
OF REPORTING PERSONS
|
Bryant
R. Riley
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☒
(b)
☐
|
3
|
SEC
USE ONLY
|
|
4
|
SOURCE
OF FUNDS (See Instructions)
|
PF,
AF
|
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
☐
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
United
States of America
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
|
0
|
8
|
SHARED
VOTING POWER
|
2,119,515
(1)(2)(3)(4)(5)
|
9
|
SOLE
DISPOSITIVE POWER
|
0
|
10
|
SHARED
DISPOSITIVE POWER
|
2,119,515
(1)(2)(3)(4)(5)
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
2,119,515
(1)(2)(3)(4)(5)
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☒
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
4.99%*
|
14
|
TYPE
OF REPORTING PERSON (See Instructions)
|
IN
|
|
|
|
|
*
|
Percent
of class is calculated based on 42,475,169 shares of Common Stock, which is based on (i) 40,355,654 shares of Common
Stock outstanding as reported as outstanding by the Issuer in the Information Statement plus (ii) 2,119,515 shares of Common
Stock issuable upon conversion of 699.44 shares of Series H Preferred Stock held by BRPLP.
|
(1)
|
Includes 2,119,515
shares of Common Stock issuable upon conversion of 699.44 shares of Series H Preferred Stock held by BRPLP. The
shares of Series H Preferred Stock held by BRPLP, BRPI and Dialectic, as applicable, are subject to the Beneficial Ownership
Limitation.
|
(2)
|
Excludes 10,744,122
shares of Common Stock issuable upon conversion of the shares of Series H Preferred Stock held by BRPLP, BRPI and Dialectic,
as applicable, which cannot be acquired by the Reporting Persons within 60 days due to the Beneficial Ownership Limitation.
|
(3)
|
Excludes 47,992,121
shares of Common Stock issuable upon conversion of the shares of Series J Preferred Stock held by BRPLP and BRPI. See
Item 6.
|
(4)
|
Excludes 875,000
shares of Common Stock issuable upon exercise of the Warrants held by BRPLP and BRPI. See Item 6.
|
(5)
|
Excludes 36,319,933
shares of Common Stock issuable upon conversion of the Convertible Debentures (defined below) held by BRPLP, BRPI and Dialectic. See
Item 6.
|
Item
1.
|
Security
and the Issuer
|
This
statement on Schedule 13D (this “Schedule 13D”) relates to the common stock, par value $0.01 per share
(the “Common Stock”) of TheMaven, Inc., a Delaware corporation (the “Issuer”). The address
of the principal executive offices of the Issuer is 1500 Fourth Avenue, Suite 200 Seattle, WA 98101.
Item
2.
|
Identity
and Background
|
(1)
B. Riley Financial, Inc. (“BRF”) is a Delaware corporation with a principal place of business located at 11100
Santa Monica Blvd., Suite 800, Los Angeles, California 90025. The principal business of BRF is serving as a holding company. Set
forth on Schedule A is the name and present principal business, occupation or employment and the name, principal business
and address of any corporation or other organization in which such employment is conducted, and the citizenship of the executive
officers and directors of BRF. To the best of BRF’s knowledge, except as otherwise described herein, none of the persons
listed on Schedule A beneficially owns any securities of the Issuer or is a party to any contract, agreement or understanding
required to be disclosed herein.
(2) BRC
Partners Opportunity Fund, LP (“BRPLP”) is a Delaware limited partnership with a principal place of business
located at 11100 Santa Monica Blvd., Suite 800, Los Angeles, California 90025.
(3) BRC
Partners Management GP, LLC (“BRPGP”) is a Delaware limited liability company with a principal place of business
located at 11100 Santa Monica Blvd., Suite 800, Los Angeles, California 90025. The principal business of BRPGP is serving as the
general partner of BRPLP.
(4) Dialectic
Antithesis Partners, LP (“Dialectic”) is a Delaware limited partnership with a principal place of business
located at 119 Rowayton Avenue, 2nd Floor, Norwalk, Connecticut 06853. The principal business of Dialectic is investing in securities.
(5)
BR Dialectic Capital Management, LLC (“BR Dialectic”) is a Delaware limited liability company with a principal
place of business located at 119 Rowayton Avenue, 2nd Floor, Norwalk, Connecticut 06853. The principal business of BR Dialectic
is serving as a general partner of hedge funds and acting as an exempt reporting advisor to various clients, including Dialectic.
(6)
B. Riley Capital Management, LLC (“BRCM”) is a New York limited liability company with a principal place of
business located at 11100 Santa Monica Blvd., Suite 800, Los Angeles, California 90025. The principal business of BRCM is acting
as a registered investment advisor to various clients.
(7) B.
Riley Principal Investments, LLC (“BRPI”) is a Delaware limited liability company with a principal place of
business located at 11100 Santa Monica Blvd., Suite 800, Los Angeles, California 90025. The principal business of BRPI is investing
in securities.
(8) Mr.
Bryant R. Riley is an individual with a business office located at 11100 Santa Monica Blvd., Suite 800, Los Angeles, California
90025. Mr. Riley is the Chairman and Co-Chief Executive Officer of BRF.
During
the last five years, none of the Reporting Persons or any person listed on Schedule A has been: (i) convicted in a
criminal proceeding (excluding traffic violations or similar misdemeanors); or (ii) a party to a civil proceeding of a judicial
or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or
final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws
or finding any violation with respect to such laws.
Item
3.
|
Source
and Amount of Funds or Other Consideration
|
The
shares of Common Stock to which this Schedule 13D relates are issuable upon conversion of 669.44 shares of Series H Preferred
Stock. The aggregate purchase price for the 669.44 shares of Series H Preferred Stock was $669,440. The purchase of the 669.44
shares of Series H Preferred Stock was funded with the investment capital of the applicable Reporting Person.
Item
4.
|
Purpose
of Transaction
|
The
Reporting Persons purchased the shares of Series H Preferred Stock convertible into the shares of Common Stock to which this Schedule 13D
relates, the Convertible Debentures, the shares of Series J Preferred Stock and Warrants held by the Reporting Persons for investment
purposes, and such purchases were made in the ordinary course of business of the Reporting Persons.
In
pursuing such investment purposes, the Reporting Persons may further purchase, hold, vote, trade, dispose or otherwise deal in
Company securities at times, and in such manner, as they deem advisable to benefit from, among other things, (1) changes in the
market prices of such securities; (2) changes in the Issuer’s operations, business strategy or prospects; or (3) from the
sale or merger of the Issuer. To evaluate such alternatives, the Reporting Persons intend to closely monitor the Issuer’s
operations, prospects, business development, management, competitive and strategic matters, capital structure, and prevailing
market conditions, as well as other economic, securities markets and investment considerations.
Consistent
with their investment research methods and evaluation criteria, the Reporting Persons may discuss such matters with the management
or Board of Directors of the Issuer (the “Board”), other stockholders, industry analysts, existing or potential
strategic partners or competitors, investment and financing professionals, sources of credit, and other investors. Such evaluations
and discussions may materially affect, and result in, among other things, the Reporting Persons (1) modifying their ownership
of Company securities; (2) exchanging information with the Issuer pursuant to appropriate confidentiality or similar agreements;
(3) proposing changes in the Issuer’s operations, governance or capitalization; (4) pursuing a transaction that would result
in the Reporting Persons’ acquisition of all or a controlling interest in the Issuer; or (5) pursuing one or more of the
other actions described in subsections (a) through (j) of Item 4 of Schedule 13D.
Currently,
Todd Sims, an employee of a subsidiary of BRF, serves as a member of the Board. In addition, on November 24, 2020, certain of
the Reporting Persons together with 180 Degree Capital Corp. (collectively, the “Group”) delivered a letter to the Board
requesting the resignation of five members of the Board effective immediately: David Bailey, Chairman John A. Fichthorn, Josh
Jacobs, Peter B. Mills and Rinku Sen (the “Letter”). A copy of the Letter is filed as Exhibit 1 to
this Schedule 13D and is incorporated by reference herein. As indicated in the Letter, the Reporting Persons, together with
180 Degree Capital Corp., are prepared to commence a consent solicitation to solicit consents from other stockholders to
remove those five members of the Board if they do not resign. The Reporting Persons have also had discussions with the
Issuer’s management, certain of those five directors and the remaining members of the Board regarding proposed
individuals to be appointed or elected to the Board. BRF and 180 Degree Capital Corp. have entered into a Group Agreement,
dated as of November 25, 2020 (the “Group Agreement”), with respect to the removal of the directors as
described in the Letter. Pursuant to the Group Agreement, the Group agreed, among other things, (i) to solicit proxies or
written consents in connection with the removal of the directors as described in the Letter, (ii) to take such other actions
as the Group deems necessary or advisable to achieve the removal of the directors as described in the Letter and
(iii) that the Group’s expenses incurred in connection with the solicitation of proxies or written consents of the
Issuer’s shareholders be shared equally by 180 Degree Capital Corp. and BRF. A copy of the Group Agreement is filed as Exhibit
2 to this Schedule 13D and is incorporated by reference herein.
Each member of the Group will file a separate Schedule 13D (or Schedule 13D amendment)
under the Act containing its required information. No member of the Group assumes any responsibility for the information contained
in the Schedule 13D or Schedule 13D amendment filed by another member of the Group. Additionally, in the event that the Group
shall be deemed to be the beneficial owners of all of the securities of the Issuer reported in the Schedule 13Ds or Schedule 13D
amendments filed by the members of the Group, none of the Reporting Persons shall be deemed to be the beneficial owners of the
securities of the Issuer reported in the Schedule 13D or Schedule 13D amendment of any other member of the Group, and each of
the Reporting Persons expressly disclaims beneficial ownership of any securities of the Issuer other than those reported in this
Schedule 13D.
In
addition to the information disclosed in this Schedule 13D, the Reporting Persons reserve the right to (1) formulate other
plans and proposals; (2) take any actions with respect to their investment in the Issuer, including any or all of the actions
set forth in subsections (a) through (j) of Item 4 of Schedule 13D; and (3) acquire additional Company securities or dispose of
some or all of the Company securities beneficially owned by them, in each case in the open market, through privately negotiated
transactions or otherwise. The Reporting Persons may at any time reconsider and change their plans or proposals relating to the
foregoing.
This
Schedule 13D shall not constitute a solicitation of a consent as to any matter.
Item
5.
|
Interest
in Securities of the Issuer
|
(a)
– (b)
|
1.
|
As
of the date hereof, each of BRPLP, Dialectic and BRPI may be deemed to beneficially own 2,119,515 shares of Common Stock
issuable upon conversion of 699.44 shares of Series H Preferred Stock held of record by BRPLP, Dialectic or BRPI (as applicable),
representing 4.99% of the Issuer’s Common Stock based on a total of (i) 40,355,654 shares of Common Stock outstanding
as reported by the Issuer in its Definitive Information Statement on Schedule 14C, filed with the Securities and
Exchange Commission on November 24, 2020, plus (ii) 2,119,515 shares of Common Stock issuable upon conversion of 699.44
shares of Series H Preferred Stock held by BRPLP, Dialectic or BRPI (as applicable). Each of the Reporting Persons disclaims
beneficial ownership of the Common Stock underlying the additional shares of Series H Preferred Stock directly held by
BRPLP, Dialectic and BRPI in excess of the Beneficial Ownership Limitation.
|
|
2.
|
BRPGP
is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent
company of BRCM. As a result, BRPGP, BRCM and BRF may, subject to the Beneficial Ownership Limitation, be deemed to indirectly
beneficially own the shares of Common Stock beneficially owned by BRPLP.
|
|
3.
|
BR
Dialectic is the general partner and an investment advisor to Dialectic. BR Dialectic is a wholly-owned subsidiary
of BRCM, and BRF is the parent company of BRCM. As a result, BR Dialectic, BRCM and BRF may, subject to the Beneficial
Ownership Limitation, be deemed to indirectly beneficially own the shares of Common Stock beneficially owned by Dialectic.
|
|
4.
|
BRF
is the parent company of BRPI. As a result, BRF may, subject to the Beneficial Ownership Limitation, be deemed
to indirectly beneficially own the shares of Common Stock beneficially owned by BRPI.
|
|
5.
|
BRF
and Mr. Riley may be deemed to indirectly beneficially own an aggregate of 2,119,515 shares of Common Stock issuable upon
the conversion of the shares of Series H Preferred Stock held directly by BRPLP, Dialectic and/or BRPI. Each of
BRF and Mr. Riley expressly disclaims beneficial ownership of the shares of Common Stock beneficially owned by BRPLP, Dialectic
and/or BRPI, except to the extent of its/his pecuniary interest therein.
|
BRF
Finance Co., LLC, a subsidiary of BRF, made a loan to the former chief executive officer of the Issuer, Mr. James Heckman, secured
by 4,094,708 shares of Common Stock and 400 shares of Series H Preferred Stock and which may be secured by other Issuer securities
that may be issued to him or his designees. The Issuer’s securities securing the loan to Mr. Heckman are excluded from the
amounts reported above and elsewhere in this Schedule 13D. Additionally, BRF Finance Co., LLC purchased 3,367 shares of the Issuer’s
Series K Convertible Preferred Stock (the “Series K Preferred Stock”) from the Issuer on October 28, 2020.
The shares of Series K Preferred Stock held by BRF Finance Co., LLC are not currently convertible into Common Stock and only become
convertible into Common Stock if the Issuer amends its Certificate of Incorporation to authorize additional shares of Common Stock
with the approval of the Issuer’s shareholders. This amendment has not been filed and/or accepted by the State of Delaware
as of the date of this Schedule 13D.
Each
of the Reporting Persons, as a member of a “group” with the other Reporting Persons for purposes of Rule 13d-5(b)(1)
of the Exchange Act, may be deemed to beneficially own the securities of the Issuer owned by the other Reporting Persons (subject,
in each case, to the Beneficial Ownership Limitation). The filing of this Schedule 13D shall not be deemed an admission that the
Reporting Persons are, for purposes of Section 13(d) of the Exchange Act, the beneficial owners of any securities of the Issuer
it does not directly own or control. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities
reported herein that it does not directly own or control.
In connection with the matters contemplated by the Group Agreement, the Reporting Persons and 180 Degree Capital Corp. have formed a “group” under Rule 13d-5(b)(1) promulgated under the Act. The shares of Common Stock and
other securities of the Issuer described in this Schedule 13D do not include securities of the Issuer owned by 180 Degree
Capital Corp., which will file a separate Schedule 13D or Schedule 13D amendment reporting beneficial ownership of the shares
of Common Stock beneficially owned by 180 Degree Capital Corp. The Reporting Persons assume no responsibility for the
information contained in the Schedule 13D or Schedule 13D amendment to be filed by 180 Degree Capital Corp., and disclaim
beneficial ownership with respect to any shares of Common Stock beneficially owned by 180 Degree Capital Corp.
(c)
Not applicable.
(d) Not
applicable.
(e)
Not applicable.
Item
6.
|
Contracts,
Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
|
Series
H Preferred Stock
Pursuant
to the Securities Purchase Agreement, dated as of August 10, 2018, certain of the Reporting Persons purchased 5,592 shares of
Series H Preferred Stock at a stated value of $1,000 per share from the Issuer. The Series H Preferred Stock is convertible into
an amount of shares of Common Stock equal to dividing the stated value by the conversion price ($0.33 per share as of the date
of this Schedule 13D). As described in the cover pages to this Schedule 13D, the Reporting Persons’ right to convert
the shares of Series Preferred Stock into shares of Common Stock is subject to a Beneficial Ownership Limitation of 4.99%. The
Beneficial Ownership Limitation may be increased to up to 9.9% at the election of the Reporting Persons upon 60 days’ notice
to the issuer, with the corresponding change in beneficial ownership taking effect on the 61st day following such notice.
Series
J Preferred Stock
In
addition to the Series H Preferred Stock described herein, BRPLP and BRPI directly hold, collectively, an aggregate of 16,496
shares of Series J Preferred Stock. As of the date that this Schedule 13D is filed, the shares of Series J Preferred Stock held
by BRPLP and BRPI are not convertible into Common Stock and only become convertible into Common Stock if the Issuer amends its
Certificate of Incorporation to authorize additional shares of Common Stock. This amendment has not been filed and/or accepted
by the State of Delaware as of the date of this Schedule 13D.
In
connection with the Reporting Persons’ investment in the Series J Preferred Stock, the Reporting Persons and certain of
their affiliates entered into voting agreements that provide for (i) James Heckman and Robert Scott with respect to the shares
of Series J Preferred Stock purchased in September 2019 (the “2019 Voting Agreement”) and (ii) Ross Levinsohn
and Robert Scott with respect to the shares of Series J Preferred Stock purchased in August 2020 (the “2020 Voting Agreement”)
to vote the Reporting Persons’ shares of Series J Preferred Stock in favor of any resolution presented to the shareholders
of the Issuer to approve a reverse split of Common Stock of the Issuer in any amount of 2 to 1 up to 100 to 1 (such amount to
be determined in the discretion of the Board). The foregoing description of the 2019 Voting Agreement and 2020 Voting Agreement
does not purport to be complete and is qualified in its entirety by reference to the 2019 Voting Agreement and 2020 Voting Agreement,
which are filed as Exhibit 3 and Exhibit 4 of this Schedule 13D, respectively.
Convertible
Debentures
On
December 12, 2018, certain of the Reporting Persons entered into the Securities Purchase Agreement with the Issuer pursuant to
which the Issuer issued 12% senior secured subordinated convertible debentures (the “2018 Convertible Debentures”)
in an aggregate principal amount of $13,091,528 to the purchasers party thereto. Additionally, pursuant to the Securities Purchase
Agreement dated as of March 18, 2019, the Issuer issued 12% senior secured subordinated convertible debentures (the “2019
Convertible Debentures” and, together with the 2018 Convertible Debentures, the “Convertible Debentures”)
in an aggregate principal amount of $2,114,000 to certain accredited investors. B. Riley Securities, Inc. fka B. Riley FBR, Inc.,
a subsidiary of BRF, purchased 114,000 2019 Convertible Debentures and subsequently transferred such 2019 Convertible Debentures
to BRPI on September 24, 2020. Interest on the Convertible Debentures accrues at the rate of 12% per annum, payable until the
earlier of conversion or December 31, 2020.
As
of the date that this Schedule 13D is filed, the Convertible Debentures held of record by the Reporting Persons are not convertible
into shares of Common Stock and only become convertible into shares of Common Stock in the event the Issuer receives shareholder
approval to increase its authorized shares of Common Stock. The Convertible Debentures are also subject to beneficial ownership
blocker provisions, which prevent the Reporting Persons from acquiring beneficial ownership of Common Stock upon conversion of
the Convertible Debentures in excess of 4.99% unless notice is provided to the Issuer within 60 days.
Warrants
Pursuant
to the Securities Purchase Agreement, dated as of October 18, 2018, the Issuer issued warrants to purchase up to 875,000 shares
of the Company’s Common Stock (the “Warrants”) to certain of the Reporting Persons. The Warrants are
exercisable for a period of seven years at an initial exercise price of $1.00 per share, subject to customary anti-dilution adjustments.
As of the date that this Schedule 13D is filed, the Warrants held of record by the Reporting Persons only become exercisable in
the event the Issuer receives shareholder approval to increase its authorized shares of Common Stock. The Warrants are also subject
to beneficial ownership blocker provisions, which prevent the Reporting Persons from exercising the Warrants if such exercise
would cause the Reporting Persons to obtain beneficial ownership of the issued and outstanding Common Stock in excess of 4.99%.
Group
Agreement
The
description of the Group Agreement contained in Item 4 of this Schedule 13D is hereby incorporated in this Item 6 by reference.
Item
7.
|
Material to
Be Filed as Exhibits
|
The
following documents are filed as exhibits:
Exhibit
|
|
|
Number
|
|
Description
|
|
|
|
1
|
|
Letter
to the Board of Directors of the Issuer, from Certain of the Reporting Persons and 180 Degree Capital Corp., dated as
of November 24, 2020.
|
2
|
|
Group
Agreement, dated as of November 25, 2020, by and between B. Riley Financial, Inc. and 180 Degree Capital Corp.
|
3
|
|
Voting
Agreement, undated, executed by BRC Partners Opportunity Fund, LP
|
4
|
|
Voting
Agreement, undated, executed by B. Riley Securities, Inc.
|
5
|
|
Joint
Filing Agreement, dated as of November 27, 2020, by and among B. Riley Financial, Inc., BRC Partners Opportunities Fund, LP,
BRC Partners Management GP, LLC, Dialectic Antithesis Partners, LP, BR Dialectic Capital Management, LLC, B. Riley Capital
Management, LLC, B. Riley Principal Investments, LLC and Bryant R. Riley.
|
Signature
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated:
November 27, 2020
|
B.
RILEY FINANCIAL, INC.
|
|
|
|
By:
|
/s/
Bryant R. Riley
|
|
Name:
|
Bryant R.
Riley
|
|
Title:
|
Co-Chief
Executive Officer
|
|
|
|
BRC
PARTNERS OPPORTUNITIES FUND, LP
|
|
|
|
By:
|
/s/
Bryant R. Riley
|
|
Name:
|
Bryant R.
Riley
|
|
Title:
|
Chief Investment
Officer
|
|
|
|
BRC
PARTNERS MANAGEMENT GP, LLC
|
|
|
|
By:
|
B. Riley
Capital Management, LLC, its sole member
|
|
|
|
By:
|
/s/
Bryant R. Riley
|
|
Name:
|
Bryant R.
Riley
|
|
Title:
|
Chief Executive
Officer
|
|
|
|
Dialectic
Antithesis Partners, LP
|
|
|
|
By:
|
BR Dialectical
Capital Management, LLC, its general partner
|
|
|
|
|
By:
|
/s/
Bryant R. Riley
|
|
Name:
|
Bryant R.
Riley
|
|
|
|
BR
Dialectic Capital management, llc
|
|
|
|
By:
|
B. Riley
Capital Management, LLC, its sole member
|
|
|
|
By:
|
/s/
Bryant R. Riley
|
|
Name:
|
Bryant R.
Riley
|
|
|
|
B.
RILEY CAPITAL MANAGEMENT, LLC
|
|
|
|
By:
|
/s/
Bryant R. Riley
|
|
Name:
|
Bryant R.
Riley
|
|
Title:
|
Chief Executive
Officer
|
|
|
|
B.
RILEY Principal Investments, LLC
|
|
|
|
By:
|
/s/
Daniel Shribman
|
|
Name:
|
Daniel Shribman
|
|
Title:
|
President
|
|
/s/
Bryant R. Riley
|
|
Bryant R.
Riley
|
The
original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If
the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner
of this filing person), evidence of the representative’s authority to sign on behalf of such person shall be filed with
the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be
incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his
signature.
Attention:
Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).
Schedule
A
Executive
Officers and Directors of B. Riley Financial, Inc.
Name
and Position
|
|
Present
Principal Occupation
|
|
Business
Address
|
|
Citizenship
|
|
|
|
|
|
|
|
Bryant
R. Riley
Chairman
of the Board of
Directors
and Co-Chief Executive Officer
|
|
Chief
Investment Officer of BRC Partners Opportunity Fund, LP; Chief Executive Officer
of B. Riley Capital Management, LLC; Chairman of B. Riley Principal Merger Corp
II, LLC; and Chairman of the Board of Directors and Co-Chief Executive Officer of
B. Riley Financial, Inc.
|
|
11100
Santa Monica Blvd.
Suite 800, Los Angeles,
CA 90025
|
|
United
States
|
|
|
|
|
|
|
|
Thomas
J. Kelleher
Co-Chief
Executive Officer and Director
|
|
Co-Chief
Executive Officer and Director of B. Riley Financial, Inc. and President of B. Riley Capital Management, LLC.
|
|
11100 Santa
Monica Blvd.
Suite 800, Los Angeles,
CA 90025
|
|
United
States
|
|
|
|
|
|
|
|
Phillip
J. Ahn
Chief
Financial Officer and Chief
Operating
Officer
|
|
Chief
Financial Officer and Chief Operating Officer of
B.
Riley Financial, Inc.
|
|
11100
Santa Monica Blvd.
Suite
800, Los Angeles,
CA 90025
|
|
United
States
|
|
|
|
|
|
|
|
Kenneth Young
President
|
|
President
of B. Riley Financial, Inc.; Chief Executive Officer of B. Riley Principal Investments, LLC; and Director of B.
Riley Principal Merger Corp II, LLC
|
|
11100
Santa Monica Blvd. Suite 800 Los Angeles,
CA 90025
|
|
United
States
|
|
|
|
|
|
|
|
Alan N. Forman
Executive Vice President, General Counsel and Secretary
|
|
Executive
Vice President, General Counsel and Secretary of B. Riley Financial, Inc.
|
|
299 Park
Avenue, 21st Floor
New York, NY 10171
|
|
United
States
|
|
|
|
|
|
|
|
Howard E.
Weitzman
Senior Vice President & Chief Accounting Officer
|
|
Senior Vice
President & Chief Accounting Officer of B. Riley Financial, Inc.
|
|
11100 Santa
Monica Blvd.
Suite 800 Los Angeles,
CA 90025
|
|
United
States
|
|
|
|
|
|
|
|
Daniel Shribman
Chief Investment Officer
|
|
Chief
Investment Officer of B. Riley Financial, Inc.; President of B. Riley Principal
Investments, LLC; and Chief Executive Officer and Chief Financial Officer of
B.
Riley Principal Merger Corp II, LLC
|
|
299 Park
Avenue, 21st Floor
New York, NY 10171
|
|
United
States
|
Robert
L. Antin
Director
|
|
Co-Founder
of VCA, Inc., an owner and operator of Veterinary care centers & hospitals
|
|
11100
Santa Monica Blvd.
Suite 800 Los Angeles,
CA 90025
|
|
United
States
|
|
|
|
|
|
|
|
Robert D’Agostino
Director
|
|
President
of Q-mation, Inc., a supplier of software solutions
|
|
11100 Santa Monica Blvd.
Suite 800, Los Angeles,
CA 90025
|
|
United
States
|
|
|
|
|
|
|
|
Randall
E. Paulson
Director
|
|
Special Advisor
to Odyssey Investment Partners, LLC, 11100 Santa Monica B Blvd.
|
|
11100 Santa
Monica Blvd.
Suite 800, Los Angeles,
CA 90025
|
|
United
States
|
|
|
|
|
|
|
|
Michael J.
Sheldon
Director
|
|
Chairman
and Chief Executive Officer of Deutsch North America, a creative agency – Retired
|
|
11100 Santa
Monica Blvd.
Suite 800, Los Angeles,
CA 90025
|
|
United
States
|
|
|
|
|
|
|
|
Todd D. Sims
Director
|
|
Senior Vice
President of Digital Strategy of Anschutz Entertainment Group, Inc., a sports and entertainment company
|
|
11100 Santa
Monica Blvd.
Suite 800, Los Angeles,
CA 90025
|
|
United
States
|
|
|
|
|
|
|
|
Mimi K. Walters
Director
|
|
U.S. Representative
from California’s 45th Congressional District – Retired
|
|
11100 Santa
Monica Blvd.
Suite 800, Los Angeles,
CA 90025
|
|
United
States
|
|
|
|
|
|
|
|
Mikel Williams
Director
|
|
Chief Executive
Officer and Director of privately held Targus International, LLC, supplier of carrying cases and accessories
|
|
11100
Santa Monica Blvd.
Suite 800
Los
Angeles, CA 90025
|
|
United
States
|
17