Current Report Filing (8-k)
November 24 2020 - 10:53AM
Edgar (US Regulatory)
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0000350797
2020-11-24
2020-11-24
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iso4217:USD
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest
event reported): November 24, 2020
EATON VANCE CORP.
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(Exact name of registrant as specified in its charter)
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Maryland
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1-8100
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04-2718215
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS
Employer Identification No.)
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Two International Place, Boston MA
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02110
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number,
including area code: (617) 482-8260
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see
General Instruction A.2. below):
[_] Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[_] Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[_]
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Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act
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(17 CFR 240.14d-2(b))
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[_]
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Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act
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(17 CFR 240.13e-4(c))
Securities registered pursuant
to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of exchange on which registered
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Non-Voting Common Stock, $0.00390625 par value
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EV
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New York Stock Exchange
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or
Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [_]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [_]
INFORMATION INCLUDED IN THE REPORT
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Item 2.02.
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Results of Operations and Financial Condition
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Registrant
has reported its results of operations for the three months and fiscal year ended
October 31, 2020, as described in Registrant’s news release dated November 24, 2020, a copy of which is furnished
herewith as Exhibit 99.1 and incorporated herein by reference.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
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EATON VANCE CORP.
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(Registrant)
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Date: November 24, 2020
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/s/ Laurie G. Hylton
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Laurie G. Hylton, Chief Financial Officer
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