Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
November 16 2020 - 4:01PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
6-K
REPORT
OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For
the month of November 2020
Commission
File Number: 001-38206
TDH
HOLDINGS, INC.
(Translation
of registrant’s name into English)
c/o
Qingdao Tiandihui Foodstuffs Co. Ltd.,
2521
Tiejueshan Road, Huangdao District, Qingdao, Shandong Province
People’s
Republic of China
Tel:
+86-532-8615-7918
(Address
of Principal Executive Office)
Indicate
by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form
20-F ☒ Form 40-F ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate
by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes ☐ No ☒
If
“Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): -.
Nasdaq
Compliance Matters
On
November 12, 2020, TDH Holdings, Inc. (the “Company”), was informed that, following a 12-month compliance monitoring
period under a Panel Monitor pursuant to a Compliance with Monitor letter dated October 29, 2019, the Company was currently in
compliance with applicable Nasdaq Listing Rules, and the Panel has determined to continue the listing of the Company’s securities
on The Nasdaq Stock Market.
This
matter is now closed.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
Dated:
November 16, 2020
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TDH
Holdings, Inc.
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By:
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/s/
Dandan Liu
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Name:
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Dandan
Liu
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Title:
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Chief
Executive Officer
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2
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