Current Report Filing (8-k)
November 12 2020 - 10:12AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): November 9, 2020
Red
Cat Holdings, Inc.
(Exact
name of registrant as specified in its charter)
Nevada
(State or Other Jurisdiction of Incorporation)
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000-31587
(Commission File Number)
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86-0490034
(I.R.S. Employer Identification Number)
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370
Harbour Drive
Palmas
del Mar
Humacao,
PR 00791
(Address
of principal executive offices) (zip code)
(833)
373-3228
(Registrant’s
telephone number, including area code)
(Former
Name or Former Address, if Changed Since Last Report)
607
Ponce de Leon Ave, Suite 407 San Juan, PR 00909
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
Registered pursuant to Section 12(b) of the Act:
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Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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None
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item
7.01 Regulation FD disclosure.
On
November 9, 2020 the Company issued a press release announcing the closing of the acquisition of Fat Shark Holdings, Ltd. and
subsidiaries. A copy of the press release is attached as Exhibit 99.1 hereto.
Item
9.01. Financial Statements and Exhibits.
In
accordance with General Instruction B.2 of Form 8-K, the information in this Current Report on Form 8-K under Item 7.01, including
Exhibit 99.1 hereto, shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of
1934, as amended, or otherwise subject to the liabilities of that section, and shall not be deemed to be incorporated by reference
into any of the Company's filings under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended,
whether made before or after the date hereof and regardless of any general incorporation language in such filings, except to the
extent expressly set forth by specific reference in such a filing.
(d)
Exhibits.
Exhibit
Number
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Description
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Exhibit
99.1
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Press
Release dated November 9, 2020.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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RED CAT HOLDINGS, INC.
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Date: November __, 2020
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By:
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/s/
Jeffrey Thompson
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Name: Jeffrey Thompson
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Title: Chief Executive Officer
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