Small Company Offering and Sale of Securities Without Registration (d)
October 27 2020 - 4:20PM
Edgar (US Regulatory)
o
NoneEntity Type | 0001098880 | BIG FLASH CORP |
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other |
| Name of Issuer |
IntelGenx Technologies Corp. |
| Jurisdiction of Incorporation/Organization |
| DELAWARE |
| |
| Year of Incorporation/Organization |
| |
x
| Over Five Years Ago |
| |
o
| Within Last Five Years (Specify Year) | |
| |
o
| Yet to Be Formed | |
| 2. Principal Place of Business and Contact Information |
| Name of Issuer | |
| IntelGenx Technologies Corp. | |
| Street Address 1 | Street Address 2 |
| 6420 ABRAMS | |
| City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
| VILLE SAINT LAURENT | QUEBEC, CANADA | H4S 1Y2 | 514-331-7440 |
| Last Name | First Name | Middle Name |
| Zerbe | Horst | G. |
| Street Address 1 | Street Address 2 |
| 6420 Abrams | |
| City | State/Province/Country | ZIP/Postal Code |
| Ville Saint-Laurent | QUEBEC, CANADA | H4S 1Y2 |
| Relationship: |
x
| Executive Officer |
x
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | |
| Last Name | First Name | Middle Name |
| Godin | Andre | |
| Street Address 1 | Street Address 2 |
| 6420 Abrams | |
| City | State/Province/Country | ZIP/Postal Code |
| Ville Saint-Laurent | QUEBEC, CANADA | H4S 1Y2 |
| Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | |
| Last Name | First Name | Middle Name |
| Boudreau | J. Bernard | |
| Street Address 1 | Street Address 2 |
| 6420 Abrams | |
| City | State/Province/Country | ZIP/Postal Code |
| Ville Saint-Laurent | QUEBEC, CANADA | H4S 1Y2 |
| Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | |
| Last Name | First Name | Middle Name |
| Melchers | Bernd | J. |
| Street Address 1 | Street Address 2 |
| 6420 Abrams | |
| City | State/Province/Country | ZIP/Postal Code |
| Ville Saint-Laurent | QUEBEC, CANADA | H4S 1Y2 |
| Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | |
| Last Name | First Name | Middle Name |
| Marinucci | John | |
| Street Address 1 | Street Address 2 |
| 6420 Abrams | |
| City | State/Province/Country | ZIP/Postal Code |
| Ville Saint-Laurent | QUEBEC, CANADA | H4S 1Y2 |
| Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | |
| Last Name | First Name | Middle Name |
| Mayr | Clemens | |
| Street Address 1 | Street Address 2 |
| 6420 Abrams | |
| City | State/Province/Country | ZIP/Postal Code |
| Ville Saint-Laurent | QUEBEC, CANADA | H4S 1Y2 |
| Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | |
| Last Name | First Name | Middle Name |
| Nawacki | Mark | |
| Street Address 1 | Street Address 2 |
| 6420 Abrams | |
| City | State/Province/Country | ZIP/Postal Code |
| Ville Saint-Laurent | QUEBEC, CANADA | H4S 1Y2 |
| Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | |
|
o
| Agriculture | | Health Care |
o
| Retailing |
| | Banking & Financial Services | |
o
| Biotechnology |
o
| Restaurants |
| |
o
| Commercial Banking | |
o
| Health Insurance | | Technology |
| |
o
| Insurance | |
o
| Hospitals & Physicians | |
o
| Computers |
| |
o
| Investing | |
x
| Pharmaceuticals | |
o
| Telecommunications |
| |
o
| Investment Banking | |
o
| Other Health Care | |
o
| Other Technology |
| |
o
| Pooled Investment Fund
| | | | | Travel |
| |
o
| Other Banking & Financial Services |
o
| Manufacturing | |
o
| Airlines & Airports |
| | Real Estate | |
o
| Lodging & Conventions |
| |
o
| Commercial | |
o
| Tourism & Travel Services |
| |
o
| Construction | |
o
| Other Travel |
| |
o
| REITS & Finance |
o
| Other |
| |
o
| Residential | |
| |
o
| Other Real Estate | |
|
o
| Business Services | |
| | Energy | |
| |
o
| Coal Mining | |
| |
o
| Electric Utilities | |
| |
o
| Energy Conservation | |
| |
o
| Environmental Services | |
| |
o
| Oil & Gas | |
| |
o
| Other Energy | |
| Revenue Range | Aggregate Net Asset Value Range |
|
o
| No Revenues |
o
| No Aggregate Net Asset Value |
|
o
| $1 - $1,000,000 |
o
| $1 - $5,000,000 |
|
o
| $1,000,001 - $5,000,000 |
o
| $5,000,001 - $25,000,000 |
|
o
| $5,000,001 - $25,000,000 |
o
| $25,000,001 - $50,000,000 |
|
o
| $25,000,001 - $100,000,000 |
o
| $50,000,001 - $100,000,000 |
|
o
| Over $100,000,000 |
o
| Over $100,000,000 |
|
x
| Decline to Disclose |
o
| Decline to Disclose |
|
o
| Not Applicable |
o
| Not Applicable |
| 6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) |
|
o
| Rule 504(b)(1) (not (i), (ii) or (iii)) |
o
| Rule 505 |
|
o
| Rule 504 (b)(1)(i) |
x
| Rule 506(b) |
|
o
| Rule 504 (b)(1)(ii) |
o
| Rule 506(c) |
|
o
| Rule 504 (b)(1)(iii) |
o
| Securities Act Section 4(a)(5) |
| |
o
| Investment Company Act Section 3(c) |
|
x
| New Notice | Date of First Sale | 2020-10-15 |
o
| First Sale Yet to Occur |
| Does the Issuer intend this offering to last more than one year? |
o
| Yes |
x
| No |
| 9. Type(s) of Securities Offered (select all that apply) |
|
o
| Pooled Investment Fund Interests |
o
| Equity |
|
o
| Tenant-in-Common Securities |
x
| Debt |
|
o
| Mineral Property Securities |
o
| Option, Warrant or Other Right to Acquire Another Security |
|
x
| Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security |
x
| Other (describe) |
| | 8% notes convertible to common stock at $0.18 per share. |
| 10. Business Combination Transaction |
| Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
o
| Yes |
x
| No |
| |
| Clarification of Response (if Necessary) | |
| |
| Minimum investment accepted from any outside investor | $ 10000 USD |
| Recipient | Recipient CRD Number |
o
| None |
| Anthony J. Cantone | 1066139 |
| (Associated) Broker or Dealer |
o
| None | (Associated) Broker or Dealer CRD Number |
o
| None |
| Cantone Research Inc | 26314 |
| Street Address 1 | Street Address 2 |
| 36 Corbett Way | |
| City | State/Province/Country | ZIP/Postal Code |
| Eatontown | NEW JERSEY | 07724 |
| State(s) of Solicitation |
o
| All States |
o
| Foreign/Non-US |
DELAWARE
ILLINOIS
TEXAS
FLORIDA
KANSAS
NEVADA
NEW YORK
COLORADO
SOUTH CAROLINA
ARKANSAS
CONNECTICUT
PENNSYLVANIA
LOUISIANA
NORTH CAROLINA
ARIZONA
OHIO
TENNESSEE
MICHIGAN
NEW JERSEY
CALIFORNIA
DISTRICT OF COLUMBIA
|
| Recipient | Recipient CRD Number |
o
| None |
| John Cantone | 5190538 |
| (Associated) Broker or Dealer |
o
| None | (Associated) Broker or Dealer CRD Number |
o
| None |
| Cantone Research Inc | 26314 |
| Street Address 1 | Street Address 2 |
| 36 Corbett Way | |
| City | State/Province/Country | ZIP/Postal Code |
| Eatontown | NEW JERSEY | Eatontown |
| State(s) of Solicitation |
o
| All States |
o
| Foreign/Non-US |
PENNSYLVANIA
NORTH CAROLINA
TENNESSEE
|
| Recipient | Recipient CRD Number |
o
| None |
| Stephen King | 1590508 |
| (Associated) Broker or Dealer |
o
| None | (Associated) Broker or Dealer CRD Number |
o
| None |
| Cantone Research Inc | 26314 |
| Street Address 1 | Street Address 2 |
| 36 Corbett Way | |
| City | State/Province/Country | ZIP/Postal Code |
| Eatontown | NEW JERSEY | 07724 |
| State(s) of Solicitation |
o
| All States |
o
| Foreign/Non-US |
NEW JERSEY
|
| 13. Offering and Sales Amounts |
| Total Offering Amount | $ 2000000 USD |
o
Indefinite |
| Total Amount Sold | $ 1762000 USD | |
| Total Remaining to be Sold | $ 238000 USD |
o
Indefinite |
| |
| Clarification of Response (if Necessary) |
| |
|
o
| Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
| |
| | Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: | 53 |
| 15. Sales Commissions & Finders’ Fees Expenses |
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
|
| Sales Commissions | $ 121590 USD |
x
| Estimate |
| Finders' Fees | $ 0 USD |
o
| Estimate |
| |
| Clarification of Response (if Necessary) |
| In addition to the maximum cash compensation payable above, broker will receive 4,000 warrants for each $10,000 of convertible note sales, exercisable at $0.18 per share until October 15, 2022. |
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
|
| | $ 0 USD |
o
IntelGenx Technologies (QB) (USOTC:IGXT) Historical Stock Chart From Mar 2024 to Apr 2024
IntelGenx Technologies (QB) (USOTC:IGXT) Historical Stock Chart From Apr 2023 to Apr 2024
See More Message Board Posts
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
|