FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Nelson Avery H III
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/7/2020 

3. Issuer Name and Ticker or Trading Symbol

CORNING INC /NY [GLW]
(Last)        (First)        (Middle)

ONE RIVERFRONT PLAZA
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Senior VP & GM, Automotive /
(Street)

CORNING, NY 14831      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 4958 D  
Common Stock 3435.4782 I Trustee u/Employee Benefit Plan 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit  (1) (1)Common Stock 6243  (2)D  
Restricted Stock Unit  (3) (3)Common Stock 5896  (2)D  
Restricted Stock Unit  (4) (4)Common Stock 13344  (2)D  
Restricted Stock Unit  (5) (5)Common Stock 12214  (2)D  
Restricted Stock Unit  (5) (5)Common Stock 1765  (2)D  
Restricted Stock Unit  (4) (4)Common Stock 2765  (2)D  
Stock Options (Right to Buy) 3/31/2019 3/31/2026 Common Stock 3590 $20.89 D  
Stock Options (Right to Buy) 4/29/2019 4/29/2026 Common Stock 4017 $18.67 D  
Stock Options (Right to Buy) 5/31/2019 5/31/2026 Common Stock 3590 $20.89 D  
Stock Options (Right to Buy) 3/31/2020 3/31/2027 Common Stock 10001 $27.00 D  
Stock Options (Right to Buy) 4/2/2021 4/2/2028 Common Stock 11239 $27.03 D  
Stock Options (Right to Buy) 4/1/2022 4/1/2029 Common Stock 11792 $33.92 D  
Stock Options (Right to Buy)  (6)5/15/2030 Common Stock 8825 $19.65 D  

Explanation of Responses:
(1) The Restricted Stock Units vest 100% on April 15, 2021. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2021. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2021.
(2) Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
(3) The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022.
(4) The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.
(5) The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.
(6) The options will vest ratably over three years from the May 15, 2020 grant date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Nelson Avery H III
ONE RIVERFRONT PLAZA
CORNING, NY 14831


Senior VP & GM, Automotive

Signatures
Linda E. Jolly, Power of Attorney10/9/2020
**Signature of Reporting PersonDate

Corning (NYSE:GLW)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Corning Charts.
Corning (NYSE:GLW)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Corning Charts.