FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Fang Li
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/7/2020 

3. Issuer Name and Ticker or Trading Symbol

CORNING INC /NY [GLW]
(Last)        (First)        (Middle)

ONE RIVERFRONT PLAZA
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Pres.&GM Corning Greater China /
(Street)

CORNING, NY 14831      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit  (1) (1)Common Stock 11857  (2)D  
Restricted Stock Unit  (1) (1)Common Stock 1745  (2)D  
Stock Appreciation Rights (SAR)  (3)5/15/2030 Common Stock 8725 $19.65 (4)D  
Stock Options (Right to Buy)  (5)1/3/2021 Common Stock 1255 $19.19 D  
Stock Options (Right to Buy)  (6)2/1/2021 Common Stock 1061 $22.69 D  
Stock Options (Right to Buy)  (7)3/1/2021 Common Stock 1093 $22.03 D  
Stock Options (Right to Buy) 1/3/2015 1/3/2022 Common Stock 5592 $13.04 D  
Stock Options (Right to Buy) 2/1/2015 2/1/2022 Common Stock 5652 $12.90 D  
Stock Options (Right to Buy) 3/1/2015 3/1/2022 Common Stock 5622 $12.97 D  
Stock Options (Right to Buy) 3/28/2016 3/28/2023 Common Stock 7145 $13.33 D  
Stock Options (Right to Buy) 4/30/2016 4/30/2023 Common Stock 6568 $14.50 D  
Stock Options (Right to Buy) 5/31/2016 5/31/2023 Common Stock 6196 $15.37 D  
Stock Options (Right to Buy) 3/31/2017 3/31/2024 Common Stock 2852 $20.82 D  
Stock Options (Right to Buy) 4/30/2017 4/30/2024 Common Stock 2840 $20.91 D  
Stock Options (Right to Buy) 5/30/2017 5/30/2024 Common Stock 2788 $21.30 D  
Stock Options (Right to Buy) 3/31/2018 3/31/2025 Common Stock 2894 $22.68 D  
Stock Options (Right to Buy) 4/30/2018 4/30/2025 Common Stock 3135 $20.93 D  
Stock Options (Right to Buy) 5/29/2018 5/29/2025 Common Stock 3137 $20.92 D  
Stock Options (Right to Buy) 3/31/2019 3/31/2026 Common Stock 3141 $20.89 D  
Stock Options (Right to Buy) 4/29/2019 4/29/2026 Common Stock 3515 $18.67 D  
Stock Options (Right to Buy) 5/31/2019 5/31/2026 Common Stock 3141 $20.89 D  
Stock Options (Right to Buy) 3/31/2020 3/31/2027 Common Stock 8751 $27.00 D  
Stock Options (Right to Buy) 4/2/2021 4/2/2028 Common Stock 9574 $27.03 D  
Stock Options (Right to Buy) 4/1/2022 4/1/2029 Common Stock 8844 $33.92 D  

Explanation of Responses:
(1) The cash-settled RSUs will vest ratably over three years from the May 15, 2020 grant date. Vested units will be settled within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.
(2) The restricted stock units will be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of Corning Incorporated Common Stock.
(3) The SARs will vest ratably over three years from the May 15, 2020 grant date. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.
(4) Each vested SAR represents the right to receive a cash payment upon exercise equal to the amount by which the Fair Market Value of a share of Corning Incorporated Common Stock on the date of exercise exceeds the Base Amount ($19.65) for the SAR.
(5) The options vested ratably over three years from the January 3, 2011 grant date.
(6) The options vested ratably over three years from the February 1, 2011 grant date.
(7) The options vested ratably over three years from the March 1, 2011 grant date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Fang Li
ONE RIVERFRONT PLAZA
CORNING, NY 14831


Pres.&GM Corning Greater China

Signatures
Linda E. Jolly, Power of Attorney10/9/2020
**Signature of Reporting PersonDate

Corning (NYSE:GLW)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Corning Charts.
Corning (NYSE:GLW)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Corning Charts.