Statement of Changes in Beneficial Ownership (4)
September 22 2020 - 1:57PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
CULLEN THOMAS A |
2. Issuer Name and Ticker or Trading Symbol
DISH Network CORP
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DISH
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, CORPORATE DEVELOPMENT |
(Last)
(First)
(Middle)
9601 S. MERIDIAN BLVD. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/18/2020 |
(Street)
ENGLEWOOD, CO 80112
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 9/18/2020 | | M(1) | | 43000 | A | $15.38 | 339852 (2) | D | |
Class A Common Stock | 9/18/2020 | | S(1) | | 43000 | D | $31.30 (3) | 296852 (2) | D | |
Class A Common Stock | 9/21/2020 | | M(1) | | 43000 | A | $15.38 | 339852 (2) | D | |
Class A Common Stock | 9/21/2020 | | S(1) | | 43000 | D | $29.83 (4) | 296852 (2) | D | |
Class A Common Stock | | | | | | | | 1571 | I | I (5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (Right To Buy) | $15.38 | 9/18/2020 | | M (1) | | | 43000 | (6) | 9/30/2020 | Class A Common Stock | 43000 | $0 | 215000 | D | |
Employee Stock Option (Right To Buy) | $15.38 | 9/21/2020 | | M (1) | | | 43000 | (6) | 9/30/2020 | Class A Common Stock | 43000 | $0 | 172000 | D | |
Explanation of Responses: |
(1) | The transaction reported was effected pursuant to a Rule 10b5-1 trading plan. |
(2) | Includes shares acquired under the Company's Employee Stock Purchase Plan. |
(3) | Based on a weighted average sale price. The shares reported in this transaction were sold at prices ranging from $30.81 to $32.10. Information regarding the number of shares sold at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer. |
(4) | Based on a weighted average sale price. The shares reported in this transaction were sold at prices ranging from $29.36 to $30.41. Information regarding the number of shares sold at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer. |
(5) | By 401(K). |
(6) | The grant was subject to achievement of certain performance criteria prior to June 30, 2020 and vested based on achievement of such criteria. The performance criteria were not tied to the market price of the Issuer's securities. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
CULLEN THOMAS A 9601 S. MERIDIAN BLVD. ENGLEWOOD, CO 80112 |
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| EVP, CORPORATE DEVELOPMENT |
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Signatures
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/s/ Thomas A. Cullen by Brandon Ehrhart, Attorney-in-Fact | | 9/22/2020 |
**Signature of Reporting Person | Date |
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