Amended Statement of Changes in Beneficial Ownership (4/a)
September 09 2020 - 6:27PM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Jones Richard J.S. |
2. Issuer Name and Ticker or Trading Symbol
COTY INC.
[
COTY
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Global Chief Supply Officer |
(Last)
(First)
(Middle)
350 FIFTH AVENUE, FLOOR 19 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/1/2020 |
(Street)
NEW YORK, NY 10118
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
11/19/2019 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units (1)(2) | (3) | 1/1/2020 | | A | | 88888 | | (3) | (3) | Class A common stock | 88888.0 (2) | $0 | 88888 | D | |
Explanation of Responses: |
(1) | This submission is made to amend the Reporting Person's submission of an Initial Statement of Beneficial Ownership of Securities filed on November 19, 2019 and a Statement of Changes in Beneficial Ownership of Securities filed on November 19, 2019 (the "Original Submission"). After making the Original Submission, the Reporting Person determined in consultation with Coty Inc. (the "Issuer") that the Reporting Person was not designated an officer of the Issuer until January 1, 2020. As such, none of the holdings or transactions previously reported in the Reporting Person's Original Submission were subject to reporting under Section 16 until that date. |
(2) | These Restricted Stock Units are reported in the Amendment to the Initial Statement of Beneficial Ownership filed as of even date herewith. |
(3) | Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Jones Richard J.S. 350 FIFTH AVENUE FLOOR 19 NEW YORK, NY 10118 |
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| Global Chief Supply Officer |
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Signatures
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Christina Kiely, Attorney-In-Fact | | 9/9/2020 |
**Signature of Reporting Person | Date |
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