UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.    )*

 

 

Grocery Outlet Holding Corp.

(Name of Issuer)

Common Stock, par value $0.001 per share

(Title of Class of Securities)

39874R101

(CUSIP Number)

December 31, 2019

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

specificity

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 39874R101

 

  1.   

Name of Reporting Person

 

H&F Corporate Investors VII, Ltd.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

   5.    

Sole Voting Power

 

42,361,893(1)

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

42,361,893(1)

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

42,361,893(1)

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

47.7%(1)

12.  

Type of Reporting Person (See Instructions)

 

CO

 

(1)

Represents beneficial ownership as of December 31, 2019. As of the date of filing, the Reporting Persons beneficially owned 26,543,362 shares of Common Stock, representing 29.8% of the outstanding Common Stock.

 

2


CUSIP No. 39874R101

 

  1.   

Name of Reporting Person

 

Hellman & Friedman Investors VII, L.P.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

   5.    

Sole Voting Power

 

42,361,893(1)

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

42,361,893(1)

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

42,361,893(1)

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

47.7%(1)

12.  

Type of Reporting Person (See Instructions)

 

PN

 

(1)

Represents beneficial ownership as of December 31, 2019. As of the date of filing, the Reporting Persons beneficially owned 26,543,362 shares of Common Stock, representing 29.8% of the outstanding Common Stock.

 

3


CUSIP No. 39874R101

 

  1.   

Name of Reporting Person

 

Hellman & Friedman Capital Partners VII (Parallel), L.P.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

   5.    

Sole Voting Power

 

42,361,893(1)

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

42,361,893(1)

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

42,361,893(1)

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

47.7%(1)

12.  

Type of Reporting Person (See Instructions)

 

PN

 

(1)

Represents beneficial ownership as of December 31, 2019. As of the date of filing, the Reporting Persons beneficially owned 26,543,362 shares of Common Stock, representing 29.8% of the outstanding Common Stock.

 

4


CUSIP No. 39874R101

 

  1.   

Name of Reporting Person

 

H&F Globe Investor GP LLC

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

   5.    

Sole Voting Power

 

42,361,893(1)

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

42,361,893(1)

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

42,361,893(1)

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

47.7%(1)

12.  

Type of Reporting Person (See Instructions)

 

OO

 

(1)

Represents beneficial ownership as of December 31, 2019. As of the date of filing, the Reporting Persons beneficially owned 26,543,362 shares of Common Stock, representing 29.8% of the outstanding Common Stock.

 

5


CUSIP No. 39874R101

 

  1.   

Name of Reporting Person

 

H&F Globe Investor LP

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

   5.    

Sole Voting Power

 

42,361,893(1)

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

42,361,893(1)

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

42,361,893(1)

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

47.7%(1)

12.  

Type of Reporting Person (See Instructions)

 

PN

 

(1)

Represents beneficial ownership as of December 31, 2019. As of the date of filing, the Reporting Persons beneficially owned 26,543,362 shares of Common Stock, representing 29.8% of the outstanding Common Stock.

 

6


STATEMENT ON SCHEDULE 13G

Pursuant to Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended (the “Act”), each of the persons listed below under Item 2 (each a “Reporting Person,” and collectively the “Reporting Persons”), have agreed to file one statement with respect to their beneficial ownership of common stock, par value $0.001 per share (“Common Stock”), of Grocery Outlet Holding Corp. (the “Issuer”).

 

Item 1.

 

(a)

Name of Issuer:

Grocery Outlet Holding Corp.

 

(b)

Address of Issuer’s Principal Executive Offices:

5650 Hollis Street

Emeryville, CA 94608

 

Item 2.

 

(a)

Name of Person Filing:

H&F Corporate Investors VII, Ltd.

Hellman & Friedman Investors VII, L.P.

Hellman & Friedman Capital Partners VII (Parallel), L.P.

H&F Globe Investor GP LLC

H&F Globe Investor LP

 

(b)

Address of Principal Business Office, or, if None, Residence:

The principal business office for all persons filing:

415 Mission Street, Suite 5700

San Francisco, CA 94105

 

(c)

Citizenship:

See Item 4 of each cover page.

 

(d)

Title of Class of Securities:

Common stock, par value $0.001 per share.

 

(e)

CUSIP Number:

39874R101

 

Item 3.

Not applicable.

 

Item 4.

Ownership.

 

(a)

Amount beneficially owned: As of December 31, 2019, the Reporting Persons beneficially owned 42,361,893 shares of Common Stock. As of the date of filing, the Reporting Persons beneficially owned 26,543,362 shares of Common Stock.

 

7


See Item 9 of each cover page.

The general partner of H&F Globe Investor LP is H&F Globe Investor GP LLC. Hellman & Friedman Capital Partners VII (Parallel), L.P. is the managing member of H&F Globe Investor GP LLC. Hellman & Friedman Investors VII, L.P. is the general partner of Hellman & Friedman Capital Partners VII (Parallel), L.P. H&F Corporate Investors VII, Ltd. is the general partner of Hellman & Friedman Investors VII, L.P. A three member board of directors of H&F Corporate Investors VII, Ltd. has investment discretion over the shares held by H&F Globe Investor LP. Each of the members of the board of directors disclaims beneficial ownership of such shares.

 

(b)

Percent of class: As of December 31, 2019, the Reporting Persons beneficially owned 47.7% of the Common Stock outstanding. As of the date of filing, the Reporting Persons beneficially owned 29.8% of the Common Stock outstanding.

See Item 11 of each cover page.

The ownership percentage for ownership as of December 31, 2019 is calculated based upon 88,892,622 shares of Common Stock outstanding as of November 5, 2019, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended September 28, 2019, as filed with the Securities and Exchange Commission on November 12, 2019. The ownership percentage as of the date of filing is calculated based on 89,015,074 shares of Common Stock outstanding following the completion of the secondary offering closing February 3, 2020, as reported in the prospectus filed by the Issuer on January 30, 2020.

 

(c)

Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote

See Item 5 of each cover page.

(ii) Shared power to vote or to direct the vote

See Item 6 of each cover page.

(iii) Sole power to dispose or to direct the disposition of

See Item 7 of each cover page.

(iv) Shared power to dispose or to direct the disposition of

See Item 8 of each cover page.

 

Item 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☐.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group.

Not applicable.

 

Item 9.

Notice of Dissolution of Group.

 

8


Not applicable.

 

Item 10.

Certifications.

Not applicable.

 

9


SIGNATURES

After reasonable inquiry and to the best of the knowledge and belief of the undersigned, the undersigned certify that the information set forth in this statement is true, complete and correct.

Dated February 14, 2020

 

H&F CORPORATE INVESTORS VII, LTD.

 

By:  

/s/ Trevor Watt

Name:       Trevor Watt
Title:   Vice President

 

HELLMAN & FRIEDMAN INVESTORS VII, L.P.

 

By:   H&F Corporate Investors VII, Ltd., its general partner
By:  

/s/ Trevor Watt

Name:       Trevor Watt
Title:   Vice President

 

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P.

 

By:   Hellman & Friedman Investors VII, L.P., its general partner
By:   H&F Corporate Investors VII, Ltd., its general partner
By:  

/s/ Trevor Watt

Name:       Trevor Watt
Title:   Vice President

 

10


H&F GLOBE INVESTOR GP LLC

 

By:   Hellman & Friedman Capital Partners VII (Parallel), L.P., its managing member
By:   Hellman & Friedman Investors VII, L.P., its general partner
By:   H&F Corporate Investors VII, Ltd., its general partner
By:  

/s/ Trevor Watt

Name:       Trevor Watt
Title:   Vice President

 

H&F GLOBE INVESTOR LP

 

By:

  H&F Globe Investor GP LLC, its general partner

By:

  Hellman & Friedman Capital Partners VII (Parallel), L.P., its managing member

By:

  Hellman & Friedman Investors VII, L.P., its general partner

By:

  H&F Corporate Investors VII, Ltd., its general partner

By:

 

/s/ Trevor Watt

Name:    

  Trevor Watt

Title:

  Vice President

 

11


EXHIBIT INDEX

 

Exhibit
Number

  

Title

1    Joint Filing Agreement dated February 14, 2020

 

12

Grocery Outlet (NASDAQ:GO)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Grocery Outlet Charts.
Grocery Outlet (NASDAQ:GO)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Grocery Outlet Charts.