Current Report Filing (8-k)
January 28 2020 - 5:01PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event
reported): January 28, 2020
VILLAGE BANK AND TRUST FINANCIAL CORP.
(Exact Name of Registrant as Specified in
Charter)
Virginia
(State
or Other Jurisdiction
of
Incorporation)
|
0-50765
(Commission
File Number)
|
16-1694602
(IRS
Employer
Identification
No.)
|
13319 Midlothian Turnpike
Midlothian, Virginia
(Address of Principal Executive Offices)
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23113
(Zip Code)
|
Registrant’s Telephone Number, Including
Area Code: (804) 897-3900
Not Applicable
(Former Name or Former Address, if Changed
Since Last Report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|
¨
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
¨
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
¨
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Pre-commencement communications pursuant
to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant
to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act:
Title
of each class
|
Trading
Symbol(s)
|
Name
of each exchange on which registered
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Common
Stock, par value $4.00 per share
|
VBFC
|
Nasdaq
Capital Market
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the
Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 7.01
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Regulation FD Disclosure.
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The attached investor presentation contains
information that the members of Village Bank and Trust Financial Corp. (the “Company”) management will use during visits
with investors, analysts, and other interested parties to assist their understanding of the Company at various investor presentations
during the first quarter of 2020.
The presentation is attached as Exhibit
99.1 to this report and is being furnished, not filed, under Item 7.01 of this Form 8-K
Item 9.01
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Financial Statements and Exhibits.
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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VILLAGE BANK AND TRUST FINANCIAL CORP.
(Registrant)
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Date: January 28, 2020
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By:
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/s/ Donald M. Kaloski, Jr.
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|
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Donald M. Kaloski, Jr.
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|
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Executive Vice President and CFO
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