FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Byrd Roger W.
2. Issuer Name and Ticker or Trading Symbol

EASTMAN KODAK CO [ KODK ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
General Counsel, Sec., SVP
(Last)          (First)          (Middle)

C/O EASTMAN KODAK COMPANY, 343 STATE STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

1/16/2020
(Street)

ROCHESTER, NY 14650
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $.01 1/16/2020  M  18878 A$0 (1)21878 D 
 
Common Stock, par value $.01 1/16/2020  F  7414 (2)D$3.78 14464 D 
 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units $0 (3)1/16/2020  M     18878   (3)1/16/2022 Common Stock, par value $.01 18878 $0 37757 D 
 
Stock Option (Right to Buy) $12.50            (4)9/13/2024 Common Stock, par value $.01 30457  30457 D 
 
Stock Option (Right to Buy) $3.09            (5)1/15/2026 Common Stock, par value $.01 89744  89744 D 
 

Explanation of Responses:
(1) These restricted stock units convert into common stock on a one-for-one basis.
(2) Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.
(3) These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 1/16/2020 and vest one-third on each of 1/16/2021 and 1/16/2022.
(4) This option vests one-third on each of the first three anniversaries of the 9/14/2017 grant date.
(5) This option vests one-third on each of the first three anniversaries of the 1/16/2019 grant date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Byrd Roger W.
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER, NY 14650


General Counsel, Sec., SVP

Signatures
/s/ Roger W. Byrd1/20/2020
**Signature of Reporting PersonDate

Eastman Kodak (NYSE:KODK)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Eastman Kodak Charts.
Eastman Kodak (NYSE:KODK)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Eastman Kodak Charts.