Current Report Filing (8-k)
January 10 2020 - 1:29PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report: April 24, 2019
(Date of earliest event reported)
UNITED CANNABIS CORPORATION
(Exact name of registrant as specified in charter)
Colorado
(State or other Jurisdiction of Incorporation
or Organization)
301 Commercial Road, Unit D
000-54582 Golden, CO 80401 46-5221947
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(Commission File (Address of Principal Executive (IRS Employer
Number) Offices and Zip Code) Identification Number)
(303) 386-7321
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(Registrant's telephone number, including area code)
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N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-14(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the Registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or
Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter).
Emerging Growth Company [ ]
If an emerging growth company, indicate by check mark if the Registrant has
elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13a of the
Exchange Act. [ ]
Securities registered pursuant to Section 12(b) of the Act:
Name of each exchange
Title of each class Trading Symbol(s) on which registered
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None N/A N/A
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Item 3.02. Unregistered Sale of Equity Securities.
On April 24, 2019, the Company issued 300,000 shares of its common stock
to a law firm for legal services provided to the Company.
The Company relied upon the exemption provided by Section 4(a)(2) of the
Securities Act of 1933 in connection with issuance of these shares. The person
who acquired these shares was a sophisticated investor and was provided full
information regarding the Company's operations. There was no general
solicitation in connection with the issuance of the shares. The person who
acquired the shares acquired them for its own account. The certificate
representing the shares bears a restricted legend providing that they cannot be
sold except pursuant to an effective registration statement or an exemption from
registration.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
UNITED CANNABIS CORPORATION
Dated: January 7, 2020 By: /s/ Chad Ruby
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Chad Ruby
Chief Operator Officer
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