Statement of Changes in Beneficial Ownership (4)
January 06 2020 - 5:46PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kavanagh Michael Joseph |
2. Issuer Name and Ticker or Trading Symbol
CROWN CASTLE INTERNATIONAL CORP
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CCI
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP & Chief Commercial Officer |
(Last)
(First)
(Middle)
1220 AUGUSTA DRIVE SUITE 600 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/3/2020 |
(Street)
HOUSTON, TX 77057
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock $0.01 Par Value | 1/3/2020 | | M | | 3840 | A | $0 | 42311 | D | |
Common Stock $0.01 Par Value | 1/3/2020 | | F | | 977 (1) | D | $141.68 | 41334 | D | |
Common Stock $0.01 Par Value | | | | | | | | 923 (2) | I | By 401(K) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Time RSUs | (3) | 1/3/2020 | | M | | | 3840 | (4) | (4) | Common Stock | 3840.0 | $0 | 0 | D | |
Explanation of Responses: |
(1) | Represents shares withheld by the issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Such withholding is exempt from Section 16(b) pursuant to Rule 16b-3(e). |
(2) | Represents shares previously acquired in transactions exempt under Rule 16b-3(c). |
(3) | Each RSU is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnote below. |
(4) | These Time RSUs were previously granted on January 3, 2017. 33 1/3% of the original grant amount of these Time RSUs vests on January 3 of each of 2018, 2019 and 2020. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kavanagh Michael Joseph 1220 AUGUSTA DRIVE SUITE 600 HOUSTON, TX 77057 |
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| SVP & Chief Commercial Officer |
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Signatures
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/s/ Michael Joseph Kavanagh | | 1/6/2020 |
**Signature of Reporting Person | Date |
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