FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Hon Karen

2. Date of Event Requiring Statement (MM/DD/YYYY)
9/13/2019 

3. Issuer Name and Ticker or Trading Symbol

SVB FINANCIAL GROUP [SIVB]

(Last)        (First)        (Middle)

3005 TASMAN DRIVE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Interim Ch. Accounting Officer /

(Street)

SANTA CLARA, CA 95054      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 1914.00 D  
Common Stock 312.00 (1)I By 401(k)/ESOP 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option  (2)5/1/2026 Common Stock 330.00 $250.43 D  
Stock Option  (3)5/2/2023 Common Stock 740.00 $105.18 D  
Stock Option  (4)5/1/2022 Common Stock 416.00 $129.81 D  
Stock Option  (4)4/29/2021 Common Stock 975.00 $107.98 D  
Stock Option  (4)4/30/2020 Common Stock 1430.00 $71.11 D  
Restricted Stock Unit  (3)5/2/2023 Common Stock 162.00  (5)D  
Restricted Stock Unit  (6)5/2/2024 Common Stock 246.00  (5)D  
Restricted Stock Unit  (7)5/1/2025 Common Stock 354.00  (5)D  
Restricted Stock Unit  (2)4/30/2026 Common Stock 617.00  (5)D  
Restricted Stock Unit  (2)5/1/2026 Common Stock 355.00  (5)D  

Explanation of Responses:
(1) The information in this report is based on 401(k)/ESOP Plan statement dated as of September 13, 2019.
(2) 25%/4yr beginning on 1-May-2019.
(3) 25%/4yr beginning on 2-May-2016.
(4) Options are fully vested.
(5) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
(6) 25%/4yr beginning on 2-May-2017.
(7) 25%/4yr beginning on 1-May-2018.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Hon Karen
3005 TASMAN DRIVE
SANTA CLARA, CA 95054


Interim Ch. Accounting Officer

Signatures
/s/Desiree Combs, Attorney-in-Fact for Karen Hon9/20/2019
**Signature of Reporting PersonDate

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