Current Report Filing (8-k)
September 10 2019 - 11:58AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of
Report (Date of earliest event reported): September 10, 2019
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FREEDOM HOLDING CORP.
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(Exact
name of registrant as specified in its charter)
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Nevada
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001-33034
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30-0233726
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(State
or other jurisdiction of incorporation)
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Commission
File Number)
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(IRS
Employer Identification No.)
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77/7 Al Farabi Ave., “Essentai Tower” BC, Floor 7,
Almaty, Kazakhstan
(Address
of principal executive offices)
050040
(Zip
code)
(801) 355-2227
(Registrant’s
telephone number, including area code)
N/A
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2
below):
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☐
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Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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Securities
registered under Section 12(b) of the Act:
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Title
of each class
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Trading
Symbol(s)
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Name of
each exchange on which registered
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None
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N/A
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N/A
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Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If an
emerging growth company, indicated by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of
Matters to a Vote of Security Holders
On
September 10, 2019, Freedom Holding Corp. (the
“Company”) held its 2019 annual meeting of stockholders
(the “2019 Annual Meeting”). As of July 15, 2019, the
record date for the 2019 Annual Meeting, 58,093,212 shares of the
Company’s common stock were issued and outstanding and
entitled to vote. A summary of the matters voted upon by the
stockholders is set forth below.
1.
The
Company’s stockholder elected each of Timur Turlov and Jason
Kerr as Class III directors of the Company for a term of three
years and until their successors are duly elected and qualified.
The voting results were as follows:
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Timur
Turlov
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42,705,948
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0
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917
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5,719,411
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Jason
Kerr
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42,706,381
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0
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484
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5,719,411
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2.
The Company’s stockholders ratified the appointment of WSRP,
LLC as the Company’s independent registered public accounting
firm for the fiscal year ending March 31, 2020. The voting results
were as follows:
No
additional business or other matters came before the meeting or any
adjournment thereof.
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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FREEDOM HOLDING
CORP.
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Date: September 10,
2019
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By:
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/s/ Evgeniy
Ler
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Evgeniy
Ler
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Chief Financial
Officer
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