APPENDIX A
The Existing Affiliated Funds are comprised of the following groups, and all Existing Affiliated Funds are advised by Advisers to Affiliated
Funds:
1.
Private Equity
: The private equity groups primary investment focus is global private equity, traditional buyout and distress for
control investing. The private equity group includes, among other entities that are currently in existence but that are not currently expected to participate in Co-Investment Transactions, the following Existing Affiliated Funds:
(a) Apollo Investment Fund VII, L.P. This fund is managed by Apollo Management VII, L.P.
(b) Apollo Investment Fund VIII, L.P. This fund is managed by Apollo Management VIII, L.P.
(c) Apollo Investment Fund IX, L.P. This fund is managed by Apollo Management IX, L.P.
(d) AION Capital Partners II Limited. This fund is managed by AION Capital Management Limited, a subsidiary of Apollo India Credit Opportunity
Management, LLC.
2.
Credit
: The credit group was established to complement the private equity groups business. The credit group includes the
following Existing Affiliated Funds:
(a) AA Infrastructure Fund 1 Ltd., which is sub-advised by Apollo Credit Management, LLC.
(b) A-A European Senior Debt Fund, L.P., which is managed by Apollo European Senior Debt Management, LLC.
(c) ACE Credit Fund, LP, which is managed by ACE Credit Management, LLC.
(d) Aegon Ireland plc, which is managed by Apollo Asset Management Europe LLP.
(e) AESI II, L.P., which is managed by Apollo European Strategic Management, L.P.
(e) AION Capital Partners II Limited, which is managed by AION Capital Management Limited, a subsidiary of Apollo India Credit Opportunity
Management, LLC. ALM V, Ltd., which is managed by Apollo Credit Management (CLO), LLC.
(f) ALM VI, Ltd., which is managed by Apollo
Credit Management (CLO), LLC.
(g) ALM VII (R), Ltd., which is managed by Apollo Credit Management (CLO), LLC.
(h) ALM VII (R)-2, Ltd., which is managed by Apollo Credit Management (CLO), LLC.
(i) ALM VII, Ltd., which is managed by Apollo Credit Management (CLO), LLC.
(j) ALM VIII, Ltd., which is managed by Apollo Credit Management (CLO), LLC.
(k) ALM XII, Ltd., which is managed by Apollo Credit Management (CLO), LLC.
(l) ALM XIX, Ltd., which is managed by Apollo Credit Management (CLO), LLC.
(m) ALM XVI, Ltd., which is managed by Apollo Credit Management (CLO), LLC.
(n) ALM XVII, Ltd., which is managed by Apollo Credit Management (CLO), LLC.
(o) ALM XVIII, Ltd., which is managed by Apollo Credit Management (CLO), LLC.
(p) ALME Loan Funding II Designated Activity Company, which is managed by Apollo Management International LLP.
(q) ALME Loan Funding III Designated Activity Company, which is managed by Apollo Management International LLP.
(r) ALME Loan Funding IV B.V., which is managed by Apollo Management International LLP.
(s) ALME Loan Funding V B.V., which is managed by Apollo Management International LLP.
(t) Amissima Diversified Income ICAV, which is managed by Apollo Management International LLP.
(u) AMN Loan Fund, L.P., which is managed by Apollo Capital Management, L.P.
(v) AP Investment Europe III, L.P., which is managed by Apollo Europe Management III, LLC.
(w) AP Kent Credit Master Fund, L.P., which is managed by AP Kent Management, LLC.
(x) Apollo Palmetto Strategic Partnership, L.P., which is managed by Apollo Capital Management, L.P.
(y) Apollo Accord Master Fund II, L.P., which is managed by Apollo Accord Management II, LLC.
(z) Apollo Accord Master Fund III, L.P., which is managed by Apollo Accord Management III, LLC.
(aa) Apollo A-N Credit Fund, L.P., which is managed by Apollo A-N Credit Management, LLC
(bb) Apollo Atlas Master Fund, LLC, which is managed by Apollo Atlas Management, LLC.
(cc) Apollo Navigator Aviation Fund I, L.P, which is managed by Apollo Navigator Management I, LLC.
(dd) Apollo/Cavenham European Managed Account II, L.P., which is managed by Apollo/Cavenham EMA Management II, LLC.
(ee) Apollo Centre Street Partnership, L.P., which is managed by Apollo Centre Street Management, LLC.
(ff) Apollo Chiron Credit Fund, L.P., which is managed by Apollo Chiron Management, LLC.
(gg) Apollo Credit Funds ICAV, which is managed by ACF Europe Management, LLC.
(hh) Apollo Credit Funds II ICAV, which is managed by ACF Europe Management, LLC.
(ii) Apollo Credit Master Fund Ltd., which is managed by Apollo ST Fund Management LLC.
(jj) Apollo Credit Opportunity Fund III L.P., which is managed by Apollo Credit Opportunity Management III LLC.
(kk) Apollo Credit Strategies Master Fund Ltd., which is managed by Apollo ST Fund Management LLC.
(ll) Apollo Delos Investments, SCSp, which is managed by Apollo Delos Investments Management, LLC.
(mm) Apollo Delos Investments II, SCSp, which is managed by Apollo Delos Investments Management, LLC.
(nn) Apollo EMMPDF SV SARL, which is managed by Apollo Investment Management Europe (Lux), SARL.
(oo) Apollo EMMPDF SV II SARL, which is managed by Apollo Investment Management Europe (Lux), SARL.
(pp) Apollo Hercules Partners, L.P., which is managed by Apollo Hercules Management, LLC.
(qq) Apollo Kings Alley Credit Fund, L.P., which is managed by Apollo Kings Alley Credit Fund Management, LLC.
(rr) Apollo Lincoln Fixed Income Fund, L.P., which is managed by Apollo Lincoln Fixed Income Management, LLC.
(ss) Apollo Lincoln Private Credit Fund, L.P., which is managed by Apollo Lincoln Private Credit Management, LLC.
(tt) Apollo Moultrie Credit Fund, L.P., which is managed by Apollo Moultrie Credit Fund Management, LLC.
(uu) Apollo Oasis Partners, L.P., which is managed by Apollo Oasis Management, LLC.
(vv) Apollo Revolver Fund, L.P., which is managed by Apollo Revolver Capital Management, LLC.
(ww) Apollo Structured Credit Recovery Master Fund IV LP, which is managed by Apollo Structured Credit Recovery Management IV LLC.
(xx) Apollo Tactical Value SPN Investments, L.P., which is managed by Apollo Tactical Value SPN Management, LLC.
(yy) Apollo Thunder Partners, L.P., which is managed by Apollo Thunder Management, LLC.
(zz) Apollo Total Return Master Fund Enhanced LP, which is managed by Apollo Total Return Enhanced Management, LLC.
(aaa) Apollo Total Return Master Fund L.P., which is managed by Apollo Total Return Management LLC.
(bbb) Apollo Tower Credit Fund, L.P., which is managed by Apollo Tower Credit Management, LLC.
(ccc) Apollo Union Street Partners, L.P., which is managed by Apollo Union Street Management, LLC.
(ddd) Apollo Zeus Strategic Investments, L.P., which is managed by Apollo Zeus Strategic Management, LLC.
(eee) Athora Lux Invest S.C.Sp., which is managed by Apollo Management International LLP.
(fff) Tranquilidade Diversified Income ICAV, which is managed by Apollo Management International LLP.
3.
Hybrid Value
:
(a) Apollo Hybrid
Value Fund, L.P., which is managed by Apollo Hybrid Value Management, L.P.
(b) AA Direct, L.P., which is managed by Apollo Capital
Management, L.P.,
4.
Real Assets
: The real estate group primarily invests in legacy commercial mortgage-backed securities, commercial first
mortgage loans, mezzanine investments and other commercial real estate-related debt investments. Additionally, the real estate group includes real estate funds that focus on opportunistic investments in distressed debt and equity recapitalization
transactions. The real estate group includes, among other entities that are currently in existence but that are not currently expected to participate in Co-Investment Transactions, the following Existing Affiliated Funds:
(a) Apollo Commercial Real Estate Finance, Inc., which is managed by ACREFI Management, LLC.
(b) AGRE U.S. Real Estate Fund, L.P., which is managed by AGRE NA Management, LLC.
(c) Apollo U.S. Real Estate Fund II, L.P., which is managed by Apollo NA Management II, LLC.
(d) Apollo U.S. Real Estate Fund III, L.P., which is managed by Apollo NA Management III, LLC.
(e) AGRE Debt Fund I, L.P., which is managed by AGRE CRE Debt Manager, LLC.
(f) Apollo European Principal Finance Fund III (Dollar A), L.P., which is managed by Apollo EPF Management III, LLC.
(g) NNN Investor 1, L.P., which is managed by Apollo Global Real Estate Management, L.P.
(h) Athora Real Estate (Lux),which is managed by Apollo Investment Management Europe LLP.
5.
Natural Resources
: The natural resources group was established to capitalize on private equity investment opportunities in the natural resources
industry, principally in the metals and mining, energy and select other natural resources sectors. The natural resources group includes, among other entities that are currently in existence but that are not currently expected to participate in
Co-Investment Transactions, the following Existing Affiliated Funds:
(a) Apollo Natural Resources Partners II, L.P., which is managed by
Apollo Commodities Management, L.P.
(b) Apollo Natural Resources Partners III, L.P., which is managed by Apollo Commodities Management,
L.P.
6.
Life Settlements
:
(a)
Financial Credit Investment II, L.P., which is managed by Financial Credit Investment II Manager, LLC.
(b) Financial Credit Investment
III, L.P., which is managed by Financial Credit Investment III Manager, LLC.
(c) Financial Credit Investment IV, L.P., which is managed
by Financial Credit Investment IV Manager, LLC.
7.
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Insurance
: Athene Holding Ltd. and its subsidiary insurance companies.
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8.
Equipment, Receivables and Inventory Financing
: MidCap FinCo Holdings Limited.
9. Each of the above Existing Affiliated Funds is a separate and distinct legal entity and each, other than Athene Holding Ltd. and MidCap FinCo Holdings
Limited (see note 4 in the Application) relies on the exclusion from status as an investment company under the Act provided by Section 3(c)(1), 3(c)(5)(C) or 3(c)(7).