Current Report Filing (8-k)
July 19 2019 - 02:37PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
July 19, 2019 (July 12, 2019)
CALMARE THERAPEUTICS INCORPORATED
(Exact name of registrant as specified in its
charter)
Delaware
|
|
001-08696
|
|
36-2664428
|
(State or other jurisdiction
|
|
(Commission File Number)
|
|
(IRS Employer
|
of Incorporation)
|
|
|
|
Identification Number)
|
|
|
1375 Kings Highway East
|
|
|
|
|
Fairfield, CT 06824
|
|
|
|
|
(Address of principal executive offices)
|
|
|
|
|
203-368-6044
|
|
|
|
|
(Registrant’s Telephone Number)
|
|
|
N/A
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
None
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
|
|
|
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
|
Item 5.02
|
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers.
|
(d) On July 12, 2019, the board of directors
(the “
Board
”) of Calmare Therapeutics Incorporation (the “
Registrant
”) elected Dr. Santanu
Das to fill the vacancy on the Board created by Carl O’Connell’s resignation. There was no arrangement or understanding
between Dr. Das and any other person pursuant to which Dr. Das was elected.
On July 12, 2019, Dr. Das was elected to the
executive committee of the Board. Dr. Das is party to a non-exclusive consulting agreement with the Registrant pursuant to which
he provides certain advisory services to the Registrant and he receives $5,000 per month plus expenses and a commensurate equity
component in compensation.
On July 12, 2019, the Board established an
executive committee (the “
Committee
”) of the Board consisting of Peter Brennan, Rustin Howard, Conrad Mir and
Santanu Das. Pursuant to Section 141(c)(1) of the Delaware General Corporate Law (“
DGCL
”), the Board authorized
the Committee, in its discretion, to exercise any and all powers of the Board for management of the Company except for those powers
specifically prohibited from being granted to a committee of the board of directors under Section 141(c)(1) of the DGCL.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
thereunto duly authorized.
July 19, 2019
|
By:
|
/s/ Conrad Mir
|
|
|
Conrad Mir
|
|
|
Chief Executive Officer
|
Calmare Therapeutics (CE) (USOTC:CTTC)
Historical Stock Chart
From Feb 2024 to Mar 2024
Calmare Therapeutics (CE) (USOTC:CTTC)
Historical Stock Chart
From Mar 2023 to Mar 2024