FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Brunoehler Jeffrey A.
2. Issuer Name and Ticker or Trading Symbol

Midland States Bancorp, Inc. [ MSBI ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
SVP Credit - CCO / Midland States Bank
(Last)          (First)          (Middle)

1201 NETWORK CENTRE DR.
3. Date of Earliest Transaction (MM/DD/YYYY)

6/30/2019
(Street)

EFFINGHAM, IL 62401
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   6/30/2019     A    102.4330   A $26.72   (1) 35682.9278   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy)   $17.50                      (2) 8/2/2020   Common Stock   22178     22178   D    
Option (right to buy)   $16                      (3) 12/13/2022   Common Stock   4764     4764   D    
Option (right to buy)   $16.59                      (4) 12/10/2023   Common Stock   5154     5154   D    
Option (right to buy)   $23                      (5) 11/3/2025   Common Stock   9576     9576   D    
Option (right to buy)   $21                      (6) 12/2/2024   Common Stock   6406     6406   D    
Option (right to buy)   $14.75                      (7) 12/16/2021   Common Stock   4829     4829   D    
Option (right to buy)   $18                      (8) 8/5/2024   Common Stock   10000     10000   D    
Option (right to buy)   $28.59                      (9) 11/16/2026   Common Stock   4475     4475   D    

Explanation of Responses:
(1)  Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter.
(2)  These options vest in four equal annual installments beginning one year after the 08/02/2010 date of grant.
(3)  These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
(4)  These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
(5)  These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
(6)  These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
(7)  These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant.
(8)  Options vested on 12/31/2017.
(9)  These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Brunoehler Jeffrey A.
1201 NETWORK CENTRE DR.
EFFINGHAM, IL 62401


SVP Credit - CCO Midland States Bank

Signatures
/s/ Brunoehler Jeffrey A 7/2/2019
** Signature of Reporting Person Date

/s/ Douglas J. Tucker, attorney-in-fact 7/2/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Midland States Bancorp (NASDAQ:MSBI)
Historical Stock Chart
From Feb 2024 to Mar 2024 Click Here for more Midland States Bancorp Charts.
Midland States Bancorp (NASDAQ:MSBI)
Historical Stock Chart
From Mar 2023 to Mar 2024 Click Here for more Midland States Bancorp Charts.