Current Report Filing (8-k)
April 10 2019 - 6:03AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): April 8, 2019
REGEN
BIOPHARMA, INC.
(Exact
name of small business issuer as specified in its charter)
Nevada
|
45-5192997
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(State
or other jurisdiction of incorporation or organization)
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(I.R.S.
Employer Identification No.)
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Commission
File No. 333-191725
4700
Spring Street, St 304, La Mesa, California 91942
(Address
of Principal Executive Offices)
(619)
702 1404
(Issuer’s
telephone number)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
SECTION
4 - MATTERS RELATED TO ACCOUNTANTS AND FINANCIAL STATEMENTS
Item
4.01 Change in Registrant’s Certifying Accountant
(i)
|
|
AMC Auditing, LLC. ("AMC"), the independent registered public accounting
firm of Regen Biopharma, Inc. (the "Company"), announced effective February 1, 2019, that AMC was acquired by a new
auditing firm, Prager Metis CPA’s LLP (“Prager”), and that all of the employees of AMC were joining Prager.
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(ii)
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As a result, effective April 8, 2019, AMC resigned as the Company's independent registered
public accounting firm. The Company's Board of Directors engaged Prager to serve as the Company's independent registered public
accounting firm effective April 8, 2019.
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(iii)
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The reports of AMC on the financial statements of the Company as of and for the fiscal
years ended September 30, 2017 and September 30, 2018, contained no adverse opinion or disclaimer of opinion and were not qualified
or modified as to uncertainty, audit scope, or accounting principles.
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(iv)
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During the Company's two most recent fiscal years and the subsequent interim periods
thereto, and in connection with the audit of the Company's financial statements for such periods, there were no disagreements
between the Company and AMC on any matter of accounting principles or practices, financial statement disclosure, or auditing scope
or procedure, which disagreements, if not resolved to the satisfaction of AMC, would have caused AMC to make reference to the
subject matter of such disagreements in connection with its audit reports on the Company's financial statements.
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(v)
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During the Company's two most recent fiscal years and the subsequent interim periods
thereto there were no reportable events within the meaning of Item 304(a)(1)(v) of Regulation S-K.
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(vi)
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During the Company's two most recent fiscal years and the subsequent interim periods
thereto the Company did not consult with Prager regarding any of the matters set forth in Items 304(a)(2)(i) and (ii) of Regulation
S-K.
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(vii)
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The Company has provided AMC with a copy of the disclosures in this report and has
requested that AMC furnish it with a letter addressed to the Securities and Exchange Commission stating whether or not AMC agrees
with the statements in this Item 4.01. A copy of this letter is filed as Exhibit 16.1 to this report.
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SECTION
9 - FINANCIAL STATEMENTS AND EXHIBITS
Item
9.01 Financial Statements and Exhibits
(d)
Exhibits.
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Exhibit
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Number
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Description
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16.1
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Letter
to Securities and Exchange Commission from AMC Auditing, LLC dated April 9, 2019
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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REGEN
BIOPHARMA, INC.
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|
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Dated: April 9, 2019
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By:
/s/
David Koos
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David Koos
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Chief Executive Officer
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