Notification That Annual Report Will Be Submitted Late (nt 10-k)
April 01 2019 - 9:48AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
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FORM
12b-25
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SEC
FILE NUMBER
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000-54218
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NOTIFICATION OF
LATE FILING
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CUSIP
NUMBER
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26928L
107
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(Check one):
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☒ Form 10-K
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☐ Form 20-F
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☐ Form 11-K
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☐ Form 10-Q
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☐ Form 10-D
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☐ Form N-SAR
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☐ Form N-CSR
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For
Period Ended: December 31, 2018
☐
Transition Report on Form 10-K
☐
Transition Report on Form 20-F
☐
Transition Report on Form 11-K
☐
Transition Report on Form 10-Q
☐
Transition Report on Form N-SAR
For
the Transition Period Ended: ___________________________
Read
Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing
in this form shall be construed to imply that the Commission has verified any information contained herein.
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If the notification relates
to a portion of the filing checked above, identify the Item(s) to which the notification relates:
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PART I — REGISTRANT INFORMATION
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EVO
Transportation & Energy Services, Inc.
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Full Name of Registrant
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Former Name if Applicable
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8285
West Lake Pleasant Parkway
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Address of Principal Executive Office
(Street
and Number)
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Peoria,
Arizona 85382
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City, State and Zip Code
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PART
II — RULES 12b-25(b) AND (c)
If
the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule
12b-25(b), the following should be completed. (Check box if appropriate)
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(a)
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The
reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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☒
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(b)
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The subject annual
report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof,
will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or
transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before
the fifth calendar day following the prescribed due date; and
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(c)
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The accountant’s
statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART
III — NARRATIVE
State
below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof,
could not be filed within the prescribed time period.
EVO
Transportation & Energy Services, Inc. (the “Company”) is unable to file its Annual Report on Form 10-K for the
year ended December 31, 2018 within the prescribed time period without unreasonable effort and expense because the Company needs
additional time to complete the presentation of certain information in its financial statements and notes thereto. The Company
expects to file the Form 10-K on or before Tuesday, April 16, 2019, the fifteenth calendar day following the prescribed due date.
(Attach
extra Sheets if Needed)
PART
IV — OTHER INFORMATION
(1)
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Name and telephone number of person
to contact in regard to this notification
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John
Yeros
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303
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883-0331
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(Name)
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(Area Code)
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(Telephone Number)
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(2)
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Have
all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of
the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required
to file such report(s) been filed? If answer is no, identify report(s).
Yes ☒
No ☐
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(3)
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Is
it anticipated that any significant change in results of operations from the corresponding period for the last fiscal
year will be reflected by the earnings statements to be included in the subject report or portion thereof?
Yes ☒
No ☐
If
so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the
reasons why a reasonable estimate of the results cannot be made.
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Management anticipates significant changes in
our results of operations from the year ended December 31, 2017 to the year ended December 31, 2018, which is the period covered
by the subject report. The reasons for the significant changes are: (a) we completed the acquisition of Thunder
Ridge Transport, Inc. in the second quarter of 2018, (b) we extinguished approximately $2,300,000 in interest and liabilities
in the second quarter of 2018, (c) we paid approximately $1,020,000 in connection with the settlement of litigation in the
third quarter of 2018, and (d) we sold secured convertible promissory notes in the principal amount of approximately $4,000,000
in the third quarter of 2018. Accordingly, we anticipate our financial statements for the year ended December 31,
2018 will reflect, among other things, significant increases in revenue, a significant increase in net cash used in operating
activities, and significant increases in total assets and liabilities. We are unable to provide a quantitative
estimate of these or other amounts at this time because our financial statements remain subject to ongoing review by management
and our auditors.
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EVO
Transportation & Energy Services, Inc.
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(Name of Registrant
as Specified in Charter)
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has
caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date
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April 1, 2019
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By:
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/s/
John P. Yeros
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John
P. Yeros
Chief
Executive Officer
(Principal
Executive Officer)
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INSTRUCTION: The form may
be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of
the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant
by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf
of the registrant shall be filed with the form.
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ATTENTION
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Intentional
misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).
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