Notification That Annual Report Will Be Submitted Late (nt 10-k)
March 19 2019 - 12:01PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
12b-25
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NOTIFICATION
OF LATE FILING
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SEC FILE NUMBER
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000-54987
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(Check
One):
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☒ Form
10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q
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CUSIP
NUMBER
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☐ Form
10-D ☐ Form N-SAR ☐ Form N-CSR
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86271N
10 0
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For
Period Ended: December 31, 2018
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☐ Transition
Report on Form 10-K
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☐ Transition
Report on Form 20-F
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☐ Transition
Report on Form 11-K
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☐ Transition
Report on Form 10-Q
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☐ Transition
Report on Form N-SAR
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For
the Transition Period Ended:
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Read
Instructions (on back page) Before Preparing Form. Please Print or Type.
Nothing
in this form shall be construed to imply that the Commission has verified any information contained herein.
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If
the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART
I — REGISTRANT INFORMATION
Strategic
Environmental & Energy Resources, Inc.
Full
Name of Registrant
Former
Name if Applicable
751
Pine Ridge Road
Address
of Principal Executive Officer
(Street and Number)
Golden,
CO 80403
City,
State and Zip Code
PART
II — RULES 12b-25(b) AND (c)
If
the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b),
the following should be completed. (Check box if appropriate).
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(a)
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The
reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or
expense;
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☒
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(b)
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The
subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR,
or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject
quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will
be filed on or before the fifth calendar day following the prescribed due date; and
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(c)
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The
accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART
III — NARRATIVE
State
below in reasonable detail why the Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof,
could not be filed within the prescribed time period. (Attach extra sheets if needed.)
Strategic
Environmental & Energy Resources, Inc., (the “Company”) is unable to file its Annual Report on Form 10-K for the
fiscal year ended December 31, 2018 within the prescribed time period.
Constraints
caused by limited accounting and financial reporting personnel, have limited the ability of the Company to complete the Form 10-K
for the fiscal year ended December 31, 2018. In addition, Management has been unable to obtain certain third-party business
information necessary to complete the preparation of the Company's Form 10-K for the year ended December 31, 2018 and the review
of the report by the Company's auditors in time for filing.
For
the reasons set forth above, the audit of the Company’s results for the fiscal year ended December 31, 2018 are not
yet complete. As a result, the Company is unable to file its Annual Report on Form 10-K for the fiscal year ended December 31,
2018 by the prescribed due date of March 30, 2019. The Company cannot eliminate the reasons causing the inability to file
timely without unreasonable effort or expense.
The
Company intends to file its Annual Report on Form 10-K for the fiscal year ended December 31, 2018 on or before the fifteenth
calendar day following the prescribed due date.
PART
IV — OTHER INFORMATION
(1)
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Name
and telephone number of person to contact in regard to this notification
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J
John Combs III
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(720)
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390-3161
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(Name)
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(Area
Code)
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(Telephone
Number)
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(2)
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Have
all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30
of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required
to file such report(s) been filed? If the answer is no, identify report(s). ☒ Yes ☐ No
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(3)
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Is
it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year
will be reflected by the earnings statements to be included in the subject report or portion thereof? ☐ Yes ☒ No
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If
so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons
why a reasonable estimate of the results cannot be made.
Strategic
Environmental & Energy Resources, Inc.
(Name
of Registrant as Specified in Charter)
has
caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
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Date
March 19, 2019
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By
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/s/
J John Combs III
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J
John Combs III
Chief
Executive Officer, Secretary
(Executive
Officer)
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