Current Report Filing (8-k)
March 18 2019 - 6:09AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
March
15, 2019
Medley
Capital Corporation
(Exact
name of registrant as specified in its charter)
Delaware
|
|
814-00818
|
|
27-4576073
|
(State
or other jurisdiction
of
incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
|
280
Park Avenue, 6
th
Floor East, New York, NY
|
|
10017
|
(Address
of principal executive offices)
|
|
(Zip
Code)
|
(212)
759-0777
(Registrant’s
telephone number, including area code)
Not
Applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
|
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act
of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2
of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
8.01 Other Events.
On
March 15, 2019, Medley Capital Corporation (“MCC”), Sierra Income Corporation (“Sierra”), and Medley Management
Inc. (“MDLY”) issued a joint press release regarding the adjournment of each Special Meeting of Shareholders of MCC,
Sierra, and MDLY, each of which will be reconvened on March 29, 2019. A copy of this press release is attached hereto as
Exhibit 99.1 and incorporated herein by reference.
Item
9.01 Financial Statements and Exhibits.
(a)
Not applicable.
(b)
Not applicable.
(c)
Not applicable.
(d)
Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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MEDLEY
CAPITAL CORPORATION
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|
|
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By:
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/s/
Richard T. Allorto, Jr.
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Name:
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Richard
T. Allorto
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Title:
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Chief
Financial Officer and Secretary
|
Date:
March 15, 2019
2
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