(Amendment No. 1)
Attention: Mr. Nelson Obus
Jeffrey S. Tullman, Esq.
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
If the filing person has previously filed
a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because
of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box
¨
|
CUSIP No.
98416J118
|
13D
|
Page
2
of 13
|
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Wynnefield Partners Small Cap Value, L.P. 13-3688497
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
¨
(b)
x
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS*
WC
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
1,534,676 (See
Item 5)
|
|
8
|
SHARED VOTING POWER
0 (See
Item 5)
|
|
9
|
SOLE DISPOSITIVE POWER
1,534,676 (See
Item 5)
|
|
10
|
SHARED DISPOSITIVE POWER
0 (See
Item 5)
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,534,676 (See Item 5)
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
¨
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.6%
|
|
14
|
TYPE OF REPORTING PERSON*
PN
|
|
CUSIP No.
98416J118
|
13D
|
Page
3
of 13
|
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Wynnefield Partners Small Cap Value, L.P. I 13-3953291
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
¨
(b)
x
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS*
WC
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
2,129,755 (See Item 5)
|
|
8
|
SHARED VOTING POWER
0 (See Item 5)
|
|
9
|
SOLE DISPOSITIVE POWER
2,129,755 (See Item 5)
|
|
10
|
SHARED DISPOSITIVE POWER
0 (See Item 5)
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,129,755 (See Item 5)
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
¨
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.8%
|
|
14
|
TYPE OF REPORTING PERSON*
PN
|
|
CUSIP No.
98416J118
|
13D
|
Page
4
of 13
|
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Wynnefield Small Cap Value Offshore Fund, Ltd. (No IRS Identification
No.)
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
¨
(b)
x
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS*
WC
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
1,120,888 (See Item 5)
|
|
8
|
SHARED VOTING POWER
0 (See Item 5)
|
|
9
|
SOLE DISPOSITIVE POWER
1,120,888 (See Item 5)
|
|
10
|
SHARED DISPOSITIVE POWER
0 (See Item 5)
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,120,888 (See Item 5)
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
¨
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.1%
|
|
14
|
TYPE OF REPORTING PERSON*
CO
|
|
CUSIP No.
98416J118
|
13D
|
Page
5
of 13
|
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Wynnefield Capital, Inc. Profit Sharing & Money Purchase
Plan
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
¨
(b)
x
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS*
N/A
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
347,977 (See Item 5)
|
|
8
|
SHARED VOTING POWER
0 (See Item 5)
|
|
9
|
SOLE DISPOSITIVE POWER
347,977 (See Item 5)
|
|
10
|
SHARED DISPOSITIVE POWER
0 (See Item 5)
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
347,977 (See Item 5)
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
¨
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.3%
|
|
14
|
TYPE OF REPORTING PERSON*
EP
|
|
CUSIP No.
98416J118
|
13D
|
Page
6
of 13
|
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Wynnefield Capital Management, LLC 13-4018186
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
¨
(b)
x
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS*
N/A
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
New York
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
3,664,431 (See Item 5)
|
|
8
|
SHARED VOTING POWER
0 (See Item 5)
|
|
9
|
SOLE DISPOSITIVE POWER
3,664,431 (See Item 5)
|
|
10
|
SHARED DISPOSITIVE POWER
0 (See Item 5)
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,664,431 (See Item 5)
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
¨
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13.4%
|
|
14
|
TYPE OF REPORTING PERSON*
OO
|
|
CUSIP No.
98416J118
|
13D
|
Page
7
of 13
|
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Wynnefield Capital, Inc. 13-3688495
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
¨
(b)
x
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS*
N/A
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
1,120,888 (See Item 5)
|
|
8
|
SHARED VOTING POWER
0 (See Item 5)
|
|
9
|
SOLE DISPOSITIVE POWER
1,120,888 (See Item 5)
|
|
10
|
SHARED DISPOSITIVE POWER
0 (See Item 5)
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,120,888 (See Item 5)
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
¨
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.1%
|
|
14
|
TYPE OF REPORTING PERSON*
CO
|
|
CUSIP No.
98416J118
|
13D
|
Page
8
of 13
|
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Nelson Obus
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
¨
(b)
x
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS*
N/A
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0 (See Item 5)
|
|
8
|
SHARED VOTING POWER
5,133,296 (See Item 5)
|
|
9
|
SOLE DISPOSITIVE POWER
0 (See Item 5)
|
|
10
|
SHARED DISPOSITIVE POWER
5,133,296 (See Item 5)
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,133,296 (See Item 5)
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
¨
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.7%
|
|
14
|
TYPE OF REPORTING PERSON*
IN
|
|
CUSIP No.
98416J118
|
13D
|
Page
9
of 13
|
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Joshua Landes
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
¨
(b)
x
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS*
N/A
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0 (See Item 5)
|
|
8
|
SHARED VOTING POWER
5,133,296 (See Item 5)
|
|
9
|
SOLE DISPOSITIVE POWER
0 (See Item 5)
|
|
10
|
SHARED DISPOSITIVE POWER
5,133,296 (See Item 5)
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,133,296 (See Item 5)
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
¨
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.7%
|
|
14
|
TYPE OF REPORTING PERSON*
IN
|
|
CUSIP No.
98416J118
|
13D
|
Page
10
of 13
|
Item 1. Security and Issuer.
This Amendment No.
1 amends the Statement of Beneficial Ownership on Schedule 13D originally filed with the Securities and Exchange Commission (the
“Commission”) on July 2, 2018 (the “Schedule 13D”) by the Wynnefield Reporting Persons (as defined in the
Schedule 13D) with respect to the shares of common stock, $0.0001 par value per share (the “Common Stock”) of Jason
Industries, Inc., a Delaware corporation (the “Issuer”). The Issuer maintains its principal executive office at 833
E. Michigan Street, Suite 900, Milwaukee, WI 53202.
Item 3. Source and Amount of Funds or
Other Consideration.
Item
3 of the Schedule 13D is hereby amended and restated as follows:
The securities reported in this Schedule
13D as directly beneficially owned by the Wynnefield Reporting Persons were acquired with funds of approximately $28,991,455 (including
brokerage commissions). All such funds were provided from the working capital or personal funds of the Wynnefield Reporting Persons
who directly beneficially own such securities.
Item 4. Purpose of the Transaction
Item 4 of the Schedule
13D is hereby amended and restated as follows:
This Schedule 13D is
filed by the Wynnefield Reporting Persons to report acquisitions of shares of the Common Stock which increases its beneficial ownership
(as such term is defined under Rule 13d-3 under the Exchange Act of 1934, as amended) of the Common Stock of the Issuer by more
than 1% from the amounts previously reported on the Schedule 13D previously filed on July 2, 2018.
Other than as set forth
in this Item 4, the Wynnefield Reporting Persons do not have any current plans, proposals or negotiations that relate to or would
result in any of the matters referred to in paragraphs (a) through (j) of Item 4 of Schedule 13D. The Wynnefield Reporting Persons
intend to review their investment in the Issuer on a continuing basis, and to the extent permitted by law, may seek to engage in
discussions with other stockholders and/or with management and the Board of the Issuer concerning the business, operations or future
plans of the Issuer. Depending on various factors including, without limitation, the Issuer’s financial position, the price
levels of the shares of Common Stock, conditions in the securities markets and general economic and industry conditions, the Wynnefield
Reporting Persons may, in the future take such actions with respect to their investment in the Issuer as they deem appropriate
including, without limitation, purchasing additional shares of Common Stock, selling shares of Common Stock, engaging in short
selling of or any hedging or similar transaction with respect to the Common Stock, taking any other action with respect to the
Issuer or any of its securities in any manner permitted by law or changing its intention with respect to any and all matters referred
to in paragraphs (a) through (j) of Item 4.
|
CUSIP No.
98416J118
|
13D
|
Page
11
of 13
|
Item 5. Interest in Securities of the Issuer.
Item 5 of the Schedule 13D is hereby amended and restated as
follows:
(a), (b) and (c) As
of January 10, 2019, the Wynnefield Reporting Persons beneficially owned in the aggregate 5,133,296 shares of Common Stock, constituting
approximately 18.7% of the outstanding shares of Common Stock. The percentage of shares of Common Stock reported as being beneficially
owned by the Wynnefield Reporting Persons is based upon 27,394,978 shares outstanding as of October 26, 2018, as set forth in the
Issuer’s Quarterly Report on Form 10-Q for the period ended September 28, 2018, filed with the Securities and Exchange Commission
(the “Commission”) on November 1, 2018.
The following table
sets forth certain information with respect to shares of Common Stock directly beneficially owned by the Wynnefield Reporting Persons
listed below:
|
Name
|
|
Number of Common Stock
|
|
|
Percentage of Outstanding
Common Stock
|
|
|
Wynnefield Partners
|
|
|
1,534,676
|
|
|
|
5.6
|
%
|
|
Wynnenfield Partners I
|
|
|
2,129,755
|
|
|
|
7.8
|
%
|
|
Wynnefield Offshore
|
|
|
1,120,888
|
|
|
|
4.1
|
%
|
|
Plan
|
|
|
347,977
|
|
|
|
1.3
|
%
|
WCM is the sole general
partner of Wynnefield Partners and Wynnefield Partners I and, accordingly, may be deemed to be the indirect beneficial owner (as
that term is defined under Rule 13d-3 under the Exchange Act) of the Common Stock that Wynnefield Partners and Wynnefield Partners
I beneficially own. WCM, as the sole general partner of Wynnefield Partners and Wynnefield Partners I, has the sole power to direct
the voting and disposition of the Common Stock that Wynnefield Partners and Wynnefield Partners I beneficially own. Messrs. Obus
and Landes are the co-managing members of WCM and, accordingly, each of Messrs. Obus and Landes may be deemed to be the indirect
beneficial owner (as that term is defined under Rule 13d-3 under the Exchange Act) of the Common Stock that WCM may be deemed to
beneficially own. Each of Messrs. Obus and Landes, as co-managing members of WCM, share the power to direct the voting and disposition
of the shares of Common Stock that WCM may be deemed to beneficially own.
WCI is the sole investment
manager of Wynnefield Offshore and, accordingly, may be deemed to be the indirect beneficial owner (as that term is defined under
Rule 13d-3 under the Exchange Act) of the Common Stock that Wynnefield Offshore beneficially owns. WCI, as the sole investment
manager of Wynnefield Offshore, has the sole power to direct the voting and disposition of the Common Stock that Wynnefield Offshore
beneficially owns. Messrs. Obus and Landes are executive officers of WCI and, accordingly, each may be deemed to be the indirect
beneficial owner (as that term is defined under Rule 13d-3 under the Exchange Act) of the Common Stock that WCI may be deemed to
beneficially own. Messrs. Obus and Landes, as executive officers of WCI, share the power to direct the voting and disposition of
the shares of Common Stock that WCI may be deemed to beneficially own.
The Plan is an employee
profit sharing plan. Messrs. Obus and Landes are the co-trustees of the Plan and accordingly, Messrs. Obus and Landes may be deemed
to be the indirect beneficial owner (as that term is defined under Rule 13d-3 under the Exchange Act) of the shares of Common Stock
that the Plan may be deemed to beneficially own. Each of Messrs. Obus and Landes, as the trustees of the Plan, shares with the
other the power to direct the voting and disposition of the shares of Common Stock beneficially owned by the Plan.
|
CUSIP No.
98416J118
|
13D
|
Page
12
of 13
|
Beneficial ownership
of the Common Stock shown on the cover pages of and set forth elsewhere in this Schedule 13D for each member of the Wynnefield
Reporting Persons assumes that they have not formed a group for purposes of Section 13(d)(3) under the Exchange Act, and Rule 13d-5(b)(1)
promulgated thereunder. If the members of the Wynnefield Reporting Persons were deemed to have formed a group for purposes of Section
13(d)(3) and Rule 13d-5(b)(1), the group would be deemed to own beneficially (and may be deemed to have shared voting and dispositive
power over) in the aggregate 5,133,296 shares of Common Stock, constituting approximately 18.7% of the outstanding shares of Common
Stock. The percentage of shares of Common Stock reported as being beneficially owned by the Wynnefield Reporting Persons is based
upon 27,394,978 shares outstanding as of October 26, 2018, as set forth in the Issuer’s Quarterly Report on Form 10-Q for
the period ended September 28, 2018, filed with the Commission on November 1, 2018.
The filing of this
Schedule 13D and any future amendment by the Wynnefield Reporting Persons, and the inclusion of information herein and therein
with respect to WCM, WCI and Messrs. Obus and Landes, shall not be considered an admission that any of such persons, for the purpose
of Section 16(b) of the Exchange Act, are the beneficial owners of any shares in which such persons do not have a pecuniary interest.
Each of WCM, WCI and Messrs. Obus and Landes disclaims any beneficial ownership of the shares covered by this Schedule 13D.
The Wynnefield Reporting
Persons have acquired shares of Common Stock during the last 60 days as follows:
|
Name
|
|
Date
|
|
Transaction
|
|
Number of Shares
|
|
|
Price
|
|
|
Wynnefield Partners I
|
|
11/26/2018
|
|
Purchase
|
|
|
6,000
|
|
|
$
|
1.9835
|
|
|
Wynnefield Partners I
|
|
11/27/2018
|
|
Purchase
|
|
|
4,500
|
|
|
$
|
1.8585
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Wynnefield Partners
|
|
11/26/2018
|
|
Purchase
|
|
|
12,000
|
|
|
$
|
1.9835
|
|
|
Wynnefield Partners
|
|
11/27/2018
|
|
Purchase
|
|
|
9,000
|
|
|
$
|
1.8585
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Wynnefield Offshore
|
|
11/26/2018
|
|
Purchase
|
|
|
2,000
|
|
|
$
|
1.9835
|
|
|
Wynnefield Offshore
|
|
11/27/2018
|
|
Purchase
|
|
|
1,500
|
|
|
$
|
1.8585
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plan
|
|
11/29/2018
|
|
Purchase
|
|
|
20,000
|
|
|
$
|
1.9793
|
|
|
Plan
|
|
11/30/2018
|
|
Purchase
|
|
|
20,000
|
|
|
$
|
1.9466
|
|
|
Plan
|
|
12/4/2018
|
|
Purchase
|
|
|
10,000
|
|
|
$
|
1.85
|
|
|
Plan
|
|
12/6/2018
|
|
Purchase
|
|
|
10,000
|
|
|
$
|
1.778
|
|
|
Plan
|
|
12/12/2018
|
|
Purchase
|
|
|
24,000
|
|
|
$
|
1.65
|
|
|
Plan
|
|
12/13/2018
|
|
Purchase
|
|
|
16,000
|
|
|
$
|
1.65
|
|
|
Plan
|
|
12/14/2018
|
|
Purchase
|
|
|
47,977
|
|
|
$
|
1.5243
|
|
(d) and (e). Not Applicable.
|
CUSIP No.
98416J118
|
13D
|
Page
13
of 13
|
SIGNATURE
After reasonable inquiry and to the best
of their knowledge and belief, the undersigned certify that the information set forth in this Schedule 13D is true, complete and
correct.
|
|
Dated: January 10, 2019
|
|
|
|
|
|
|
WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. I
|
|
|
|
|
|
|
By:
|
Wynnefield Capital Management, LLC,
|
|
|
|
its General Partner
|
|
|
|
|
|
|
By:
|
/s/ Nelson Obus
|
|
|
|
Nelson Obus, Co-Managing Member
|
|
|
|
|
|
|
WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P.
|
|
|
|
|
|
|
By:
|
Wynnefield Capital Management, LLC,
|
|
|
|
its General Partner
|
|
|
|
|
|
|
By:
|
/s/ Nelson Obus
|
|
|
|
Nelson Obus, Co-Managing Member
|
|
|
|
|
|
|
WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND, LTD.
|
|
|
|
|
|
|
By:
|
Wynnefield Capital, Inc.,
|
|
|
|
its Investment Manager
|
|
|
|
|
|
|
By:
|
/s/ Nelson Obus
|
|
|
|
Nelson Obus, President
|
|
|
|
|
|
|
WYNNEFIELD CAPITAL INC. PROFIT SHARING & MONEY PURCHASE PLAN
|
|
|
|
|
|
|
By:
|
/s/ Nelson Obus
|
|
|
|
Nelson Obus, Co-Trustee
|
|
|
|
|
|
|
WYNNEFIELD CAPITAL MANAGEMENT, LLC
|
|
|
|
|
|
|
By:
|
/s/ Nelson Obus
|
|
|
|
Nelson Obus, Co-Managing Member
|
|
|
|
|
|
|
WYNNEFIELD CAPITAL, INC.
|
|
|
|
|
|
|
By:
|
/s/ Nelson Obus
|
|
|
|
Nelson Obus, President
|
|
|
|
|
|
|
|
/s/ Nelson Obus
|
|
|
|
Nelson Obus, Individually
|
|
|
|
|
|
|
|
/s/ Joshua Landes
|
|
|
|
Joshua Landes, Individually
|