FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

FEENAN JOHN A
2. Issuer Name and Ticker or Trading Symbol

BrightView Holdings, Inc. [ BV ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
EVP & Chief Financial Officer
(Last)          (First)          (Middle)

C/O BRIGHTVIEW HOLDINGS, INC.,, 401 PLYMOUTH ROAD, SUITE 500
3. Date of Earliest Transaction (MM/DD/YYYY)

6/27/2018
(Street)

PLYMOUTH MEETING, PA 19462
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   6/27/2018     A (1)    158749   (2) A   (1) 158749   (3) D    
Common Stock   11/28/2018     A (4)    12158   A $0.00   170907   (3) D    
Common Stock   11/28/2018     A (5)    28910   A $0.00   199817   (3) D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy)   $22.00   6/27/2018     A   (6)    32073         (7) 6/27/2028   Common Stock   32073   $0.00   32073   D    
Stock Options (Right to Buy)   $22.00   6/27/2018     A   (1)    146690         (8) 6/27/2028   Common Stock   146690     (1) 146690   D    
Stock Options (Right to Buy)   $22.00   6/27/2018     A   (1)    81249         (9) 6/27/2028   Common Stock   81249     (1) 81249   D    
Stock Options (Right to Buy)   $22.00   6/27/2018     A   (1)    22727         (10) 6/27/2028   Common Stock   22727     (1) 22727   D    
Stock Options (Right to Buy)   $22.00   6/27/2018     A   (1)    45587         (11) 6/27/2028   Common Stock   45587     (1) 45587   (12) D    
Stock Options (Right to Buy)   $22.00   11/28/2018     A   (13)    40106         (11) 6/27/2028   Common Stock   40106   $0.00   85693   (12) D    
Stock Options (Right to Buy)   $13.49   11/28/2018     A      67070         (14) 11/28/2028   Common Stock   67070   $0.00   67070   D    

Explanation of Responses:
(1)  These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.
(2)  Includes unvested shares of restricted stock.
(3)  Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
(4)  Represents common stock of the Issuer acquired upon settlement of performance-based restricted stock unit awards previously granted to the Reporting Person.
(5)  Represents a grant of time-based restricted stock that vests as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022.
(6)  Represents a grant of time-based options made on June 27, 2018, which were included in the Reporting Person's Form 3 filed on June 28, 2018.
(7)  Represents time-based options that vest in four equal annual installments beginning on the first anniversary of the Issuer's initial public offering.
(8)  Represents time-based options of which 40% are vested. The remaining 60% will vest in three equal annual installments on February 28, 2019, February 29, 2020 and February 28, 2021.
(9)  Represents time-based options of which 40% are vested. The remaining 60% will vest in three equal annual installments beginning on November 10, 2019.
(10)  Represents time-based options that vest in five equal annual installments beginning on February 21, 2019.
(11)  Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.
(12)  Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.
(13)  Represents options acquired upon settlement of performance-based stock option awards previously granted to the Reporting Person.
(14)  Represents a grant of time-based options that vest as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
FEENAN JOHN A
C/O BRIGHTVIEW HOLDINGS, INC.,
401 PLYMOUTH ROAD, SUITE 500
PLYMOUTH MEETING, PA 19462


EVP & Chief Financial Officer

Signatures
/s/ Jonathan M. Gottsegen, as Attorney-in-Fact 11/30/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
BrightView (NYSE:BV)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more BrightView Charts.
BrightView (NYSE:BV)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more BrightView Charts.