FORM 6-K

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Report of Foreign Private Issuer

Pursuant to rule 13a-16 or 15d-16 of

The Securities Exchange Act of 1934

 

For the month of November , 2018

 


 

National Bank of Greece S.A.

(Translation of registrant’s name into English)

 

86 Eolou Street, 10232 Athens, Greece

(Address of principal executive offices)

 

[Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.]

 

Form 20-F x     Form 40-F o

 

[Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to rule 12g3-2(b) under the Securities Exchange Act of 1934.]

 

Yes o     No x

 

[If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-                  ]

 

 

 


 

 

NATIONAL BANK OF GREECE

 

Athens, 23 November 2018

 

Notification of important changes concerning voting rights under article 14 of L. 3556/2007 and article 7a par. 6 case c of L. 3864/2010

 

National Bank of Greece S.A. (“the Bank”) announces according to article 14 of L. 3556/2007 and article 7a par. 6 case c of L. 3864/2010, the following:

 

1. Pursuant to the provisions of article 14 of L. 3556/2007:

 

Following a relevant notification that the Bank received from Blackrock, Inc. on 21.11.2018, BlackRock, Inc. holds indirectly as of 20.11.2018 voting rights that correspond to an equal amount of common, registered, voting, dematerialized shares, as well as other financial instruments that provide the right to acquire shares which incorporate voting rights, above the 5% threshold of the total voting rights of the Bank, including common, registered, voting shares held by the Hellenic Financial Stability Fund (“HFSF”).

 

The voting rights are analysed as follows:

 

Type of Financial
Instrument

 

Number of corresponding
voting rights

 

% of the above total
number of NBG S.A.

voting rights

 

Shares

 

41,685,337

 

4.56

%

Financial Instruments

 

4,074,679

 

0.45

%

Total

 

45,760,016

 

5.00

%

 

2. Pursuant to the provisions of article 7a par. 6 case c of L. 3864/2010:

 

Following a relevant notification that the Bank received from BlackRock, Inc. on 21.11.2018, BlackRock, Inc. holds indirectly as of 20.11.2018 voting rights that correspond to an equal amount of common, registered, voting, dematerialized shares, as well as other financial instruments that provide the right to acquire shares which incorporate voting rights, above the 5% threshold of the total voting rights of the Bank, excluding common, registered, voting shares held by the HFSF, which are subject to the restrictions of article 7a of L. 3864/2010.

 

1


 

The voting rights are analysed as follows:

 

Type of Financial
Instrument

 

Number of corresponding
voting rights

 

% of the above total
number of NBG S.A.

voting rights

 

Shares

 

41,685,337

 

4.63

%

Financial Instruments

 

4,074,679

 

0.45

%

Total

 

45,760,016

 

5.08

%

 

In the table below the data regarding the chain of controlled undertakings, through which the above voting rights are held, are presented, in accordance with Article 14 par. 1 case b of L. 3556/2007.

 

Name

 

% of voting rights if it
equals or is higher
than the notifiable
threshold

 

% of voting rights
through financial
instruments if it
equals or is higher
than the notifiable
threshold

 

Total of both if it
equals or is higher
than the notifiable
threshold

BlackRock, Inc.

 

 

 

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

 

 

 

BlackRock Financial Management, Inc.

 

 

 

 

 

 

BlackRock International Holdings, Inc.

 

 

 

 

 

 

BR Jersey International Holdings LP.

 

 

 

 

 

 

BlackRock (Singapore) Holdco Pte. Ltd.

 

 

 

 

 

 

BlackRock HK Holdco Limited

 

 

 

 

 

 

BlackRock Lux Finco S.a.r.l.

 

 

 

 

 

 

BlackRock Trident Holding Company Limited

 

 

 

 

 

 

BlackRock Japan Holdings GK

 

 

 

 

 

 

BlackRock Japan Co., Ltd.

 

Below 5%

 

Below 5%

 

Below 5%

 

 

 

 

 

 

 

BlackRock, Inc.

 

 

 

 

 

 

Trident Merger, LLC

 

 

 

 

 

 

BlackRock Investment Management, LLC

 

Below 5%

 

Below 5%

 

Below 5%

 

 

 

 

 

 

 

BlackRock, Inc.

 

 

 

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

 

 

 

BlackRock Financial Management, Inc.

 

 

 

 

 

 

BlackRock International Holdings, lnc.

 

 

 

 

 

 

BR Jersey International Holdings LP.

 

 

 

 

 

 

BlackRock Holdco 3, LLC

 

 

 

 

 

 

BlackRock Cayman 1 LP

 

 

 

 

 

 

BlackRock Cayman West Bay Finco Limited

 

 

 

 

 

 

BlackRock Cayman West Bay IV Limited

 

 

 

 

 

 

BlackRock Group Limited

 

 

 

 

 

 

BlackRock Finance Europe Limited

 

 

 

 

 

 

BlackRock lnvestment Management (UK) Limited

 

Below 5%

 

Below 5%

 

Below 5%

 

2


 

BlackRock, Inc.

 

 

 

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

 

 

 

BlackRock Financial Management, Inc.

 

 

 

 

 

 

BlackRock International Holdings, Inc.

 

 

 

 

 

 

BR Jersey International Holdings LP.

 

 

 

 

 

 

BlackRock Australia Holdco Pty. Ltd.

 

 

 

 

 

 

BlackRock Investment Management (Australia) Limited

 

Below 5%

 

Below 5%

 

Below 5%

 

 

 

 

 

 

 

BlackRock, Inc.

 

 

 

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

 

 

 

BlackRock Financial Management, Inc.

 

 

 

 

 

 

BlackRock International Holdings, Inc.

 

 

 

 

 

 

BR Jersey International Holdings LP.

 

 

 

 

 

 

BlackRock Holdco 3, LLC

 

 

 

 

 

 

BlackRock Cayman 1 LP

 

 

 

 

 

 

BlackRock Cayman West Bay Finco Limited

 

 

 

 

 

 

BlackRock Cayman West Bay IV Limited

 

 

 

 

 

 

BlackRock Group Limited

 

 

 

 

 

 

BlackRock lnternational Limited

 

Below 5%

 

Below 5%

 

Below 5%

 

 

 

 

 

 

 

BlackRock, Inc.

 

 

 

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

 

 

 

BlackRock Financial Management, Inc.

 

 

 

 

 

 

BlackRock Holdco 4, LLC

 

 

 

 

 

 

BlackRock Holdco 6, LLC

 

 

 

 

 

 

BlackRock Delaware Holdings Inc.

 

 

 

 

 

 

BlackRock Institutional Trust Company, National Association

 

Below 5%

 

Below 5%

 

Below 5%

 

 

 

 

 

 

 

BlackRock, Inc.

 

 

 

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

 

 

 

BlackRock Financial Management, Inc.

 

 

 

 

 

 

BlackRock Holdco 4, LLC

 

 

 

 

 

 

BlackRock Holdco 6, LLC

 

 

 

 

 

 

BlackRock Delaware Holdings Inc.

 

 

 

 

 

 

BlackRock Fund Advisors

 

Below 5%

 

Below 5%

 

Below 5%

 

 

 

 

 

 

 

BlackRock, Inc.

 

 

 

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

 

 

 

BlackRock Financial Management, Inc.

 

Below 5%

 

Below 5%

 

Below 5%

 

3


 

BlackRock, Inc.

 

 

 

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

 

 

 

BlackRock Financial Management, Inc.

 

 

 

 

 

 

BlackRock International Holdings, Inc.

 

 

 

 

 

 

BR Jersey International Holdings LP.

 

 

 

 

 

 

BlackRock (Singapore) Holdco Pte. Ltd.

 

 

 

 

 

 

BlackRock HK Holdco Limited

 

 

 

 

 

 

BlackRock Asset Management North Asia Limited

 

Below 5%

 

Below 5%

 

Below 5%

 

 

 

 

 

 

 

BlackRock, Inc.

 

 

 

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

 

 

 

BlackRock Financial Management, Inc.

 

 

 

 

 

 

BlackRock International Holdings, Inc.

 

 

 

 

 

 

BR Jersey International Holdings LP.

 

 

 

 

 

 

BlackRock Holdco 3, LLC

 

 

 

 

 

 

BlackRock Canada Holdings LP

 

 

 

 

 

 

BlackRock Canada Holdings ULC

 

 

 

 

 

 

BlackRock Asset Management Canada Limited

 

Below 5%

 

Below 5%

 

Below 5%

 

 

 

 

 

 

 

BlackRock, Inc.

 

 

 

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

 

 

 

BlackRock Financial Management, Inc.

 

 

 

 

 

 

BlackRock Capital Holdings, Inc.

 

 

 

 

 

 

BlackRock Advisors, LLC

 

Below 5%

 

Below 5%

 

Below 5%

 

 

 

 

 

 

 

BlackRock, Inc.

 

 

 

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

 

 

 

BlackRock Financial Management, Inc.

 

 

 

 

 

 

BlackRock International Holdings, Inc.

 

 

 

 

 

 

BR Jersey International Holdings LP.

 

 

 

 

 

 

BlackRock Holdco 3, LLC

 

 

 

 

 

 

BlackRock Cayman 1 LP

 

 

 

 

 

 

BlackRock Cayman West Bay Finco Limited

 

 

 

 

 

 

BlackRock Cayman West Bay IV Limited

 

 

 

 

 

 

BlackRock Group Limited

 

 

 

 

 

 

BlackRock Finance Europe Limited

 

 

 

 

 

 

BlackRock Advisors (UK) Limited

 

Below 5%

 

Below 5%

 

Below 5%

 

 

 

 

 

 

 

BlackRock, Inc.

 

 

 

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

 

 

 

BlackRock Financial Management, Inc.

 

 

 

 

 

 

BlackRock International Holdings, Inc.

 

 

 

 

 

 

BR Jersey International Holdings L.P.

 

 

 

 

 

 

BlackRock Holdco 3, LLC

 

 

 

 

 

 

BlackRock Cayman 1 LP

 

 

 

 

 

 

BlackRock Cayman West Bay Finco Limited

 

 

 

 

 

 

BlackRock Cayman West Bay IV Limited

 

 

 

 

 

 

BlackRock Group Limited

 

 

 

 

 

 

BlackRock Finance Europe Limited

 

 

 

 

 

 

BlackRock (Netherlands) B.V.

 

Below 5%

 

Below 5%

 

Below 5%

 

4


 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

National Bank of Greece S.A.

 

 

 

 

 

/s/ Ioannis Kyriakopoulos

 

(Registrant)

 

 

Date: November 26, 2018

 

 

 

 

Chief Financial Officer

 

 

 

/s/ George Angelides

 

(Registrant)

 

 

Date: November 26, 2018

 

 

 

 

Director, Financial Division

 

5


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