Statement of Changes in Beneficial Ownership (4)
November 19 2018 - 6:13PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Brechtel Carl
|
2. Issuer Name
and
Ticker or Trading Symbol
Corvus Gold Inc.
[
CORVF
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
CHIEF OPERATING OFFICER (COO)
|
(Last)
(First)
(Middle)
C/O CORVUS GOLD INC., 700 WEST PENDER STREET, SUITE 1750
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/15/2018
|
(Street)
VANCOUVER, A1 V6C 2G1
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common shares
|
11/15/2018
|
|
M
|
|
300000
|
A
|
$0.73
(1)
|
475000
|
D
|
|
Common shares
|
11/15/2018
|
|
M
|
|
300000
|
A
|
$0.58
(2)
|
755000
|
D
|
|
Common shares
|
11/15/2018
|
|
S
|
|
500000
|
D
|
$1.53
(3)
|
255000
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Stock Options (right to buy)
|
$0.73
(1)
|
11/15/2018
|
|
M
|
|
|
300000
|
(4)
|
11/19/2018
(4)
|
Common Stock
|
300000
|
$0
|
0
|
D
|
|
Stock Options (right to buy)
|
$0.58
(2)
|
11/15/2018
|
|
M
|
|
|
300000
|
(5)
|
11/19/2018
(5)
|
Common Stock
|
300000
|
$0
|
0
|
D
|
|
Explanation of Responses:
|
(1)
|
The exercise price reported above was converted from the Canadian exercise price of C$0.96 using an exchange rate of C$1.3202=US$1.00
|
(2)
|
The exercise price reported above was converted from the Canadian exercise price of C$0.76 using an exchange rate of C$1.3202=US$1.00
|
(3)
|
The price reported in Column 4 is an average weighted price. The shares were sold in multiple transactions ranging from C$2.09 to C$2.00, inclusive. The reporting person undertakes to provide to Corvus Gold Inc., any security holder of Corvus Gold Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$2.00 using an exchange rate of C$1.3202=US$1.00
|
(4)
|
The options were granted on 9/19/2012 and were fully vested on 9/19/2014. The expiration date was extended as a result of a black-out period.
|
(5)
|
The options were granted on 8/16/2013 and were fully vested on 8/16/2015. The expiration date was extended as a result of a black-out period.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Brechtel Carl
C/O CORVUS GOLD INC.
700 WEST PENDER STREET, SUITE 1750
VANCOUVER, A1 V6C 2G1
|
|
|
CHIEF OPERATING OFFICER (COO)
|
|
Signatures
|
/s/ Carl Brechtel
|
|
11/19/2018
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Corvis Gold (NASDAQ:KOR)
Historical Stock Chart
From Mar 2024 to Apr 2024
Corvis Gold (NASDAQ:KOR)
Historical Stock Chart
From Apr 2023 to Apr 2024