Current Report Filing (8-k)
October 30 2018 - 1:33PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): October 24, 2018
ALLIANCE
MMA, INC.
(Exact name of registrant as specified
in its charter)
Delaware
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001-37899
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47-5412331
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(State or Other Jurisdiction of
Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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590 Madison Avenue, 21st Floor
New York, New York 10022
(Address of principal executive offices
and zip code)
Registrant’s telephone number,
including area code: (212) 739-7825
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company
x
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 5.02.
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Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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Effective October 24, 2018,
the Company’s board of directors appointed Charles K. Miller a member of the Board. In addition, Mr. Miller was appointed
to serve on the Compensation and Audit Committees of the Board of Directors. The Board of Directors appointed Mr. Miller because
of his strong corporate governance, business finance and technology expertise. The Board of Directors believes that Mr. Miller’s
skills will be essential in connection with the anticipated completion of the Company’s acquisition of SCWorx., Corp., a
privately held provider of data content and services related to the repair, normalization and interoperability of information for
healthcare providers and big data analytics for the healthcare industry. See the Company’s Current Report on Form 8-K filed
with the Securities and Exchange Commission August 24, 2018.
As compensation for serving
in the foregoing capacities through December 31, 2018, The Board of Directors voted to award Mr. Miller 62,500 shares of common
stock, all of which are fully vested on the award date.
Mr.
Miller has been a member of the board of directors of Intercloud Systems, Inc., a publicly traded IT infrastructure services company,
since November 2012. In addition, he has, since June 2017, acted as an independent business consultant. He was the Chief Financial
Officer of Tekmark Global Solutions, LLC, a provider of information technology, communications and consulting services, from September
1997 until June 2017. Since May 2017, he has been a director of Notis Global, Inc.,
a diversified holding company, in the
industrial hemp industry, that manufactures, markets and sells hemp derivative products such as cannabidiol (“CBD”)
distillate and isolate
. Mr. Miller graduated from Rider University with
a Bachelor of Science in Accounting and an MBA. He is a Certified Public Accountant and boasts more than three decades of experience.
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ALLIANCE MMA, INC.
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By:
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/s/ John Price
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John Price
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President and Chief Financial Officer
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Dated: October 30, 2018
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