Amended Annual Report (10-k/a)
October 26 2018 - 11:47AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D. C. 20549
FORM
10-K/A
(Amendment
No. 1)
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☒
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ANNUAL
REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
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For
the Fiscal Year Ended
June 30, 2018
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☐
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TRANSITION REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXHANGE ACT OF 1934
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For
the Transition Period from ________ to ________
FREESTONE
RESOURCES, INC.
(Exact
name of registrant as specified in its charter)
NEVADA
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000-28753
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90-0514308
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(State or other jurisdiction
of incorporation)
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(Commission File
Number)
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(IRS Employer Identification
No.)
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101
W. Ave D. Ennis, TX 75119
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75201
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(Address of
Principal Executive Offices)
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(Zip Code)
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Registrant’s
telephone number, including area code:
214-880-4870
Securities
registered pursuant to Section 12(b) of the Act: None
Securities
registered pursuant to Section 12(g) of the Act: Common Stock, Par value $0.001
Indicate
by a check mark if the registrant is a well-known seasoned issuer, as defined by Rule 405 of the Securities Act.
Yes
☐ No
☒
Indicate
by a check mark whether the registrant is not required to file reports pursuant to Section 13 or Section 15 (d) of the Securities
Exchange Act. Yes ☐ No ☒
Indicate
by check mark whether the registrant has (1) filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange
Act of 1934 during the past 12 months (or for such shorter period that the registrant was required to file such reports) (2) has
been subject to such filing requirement for the past 90 days. Yes ☒ No ☐
Indicate
by check mark whether the registrant has submitted electronically and posted on its website, if any, every Interactive File
required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§325.405 of this chapter) during the
preceding 12 months (or for such shorter period that the registrant was required to submit and post such files), Yes ☒
No ☐
Indicate
by check if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (s229.405 of this chapter) is not contained
herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated
by reference in Part III of this Form 10-K or any amendment to this Form 10-K ☒
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller
reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller
reporting company” in Rule 12b-2 of the Exchange Act.
Large Accelerated Filer
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Accelerated Filer
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Non-Accelerated Filer
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Smaller Reporting Company
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☒
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Emerging Growth Company ☐
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Indicate
by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act): Yes ☐No ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Aggregate
market value of the voting stock held by non-affiliates of the registrant as of December 31, 2017: $2,959,487
Indicate
the number of Shares of outstanding of each of the Registrant's classes of common stock, as of the latest practicable date:
As of September 30, 2018, the Registrant had 98,238,177 shares of common stock outstanding.
DOCUMENTS
INCORPORATED BY REFERENCE
None
AMENDMENT NO. 1 TO THE ANNUAL REPORT ON
FORM 10-K
FOR THE YEAR ENDED JUNE 30, 2018
EXPLANATORY NOTE
The purpose of this
Amendment No. 1 to our Annual Report on Form 10-K for the period ended June 30, 2018 as filed with the Securities and
Exchange Commission on October 15, 2018 is to furnish Exhibits 101 to the Form 10-K.
No changes have been made
to the Annual Report other than the furnishing of Exhibit 101.INS, 101.SCH, 101.CAL, 101.DEF, 101.LAB and 101.PRE described
above. This Amendment No. 1 to Form 10-K does not reflect subsequent events occurring after the original filing date of the Form
10-K or modify or update in any way disclosures made in the Form 10-K, as amended.
In addition, pursuant to
Rule 12b-15 under the Securities Exchange Act of 1934, as a result of this Amended Report, the certifications pursuant to Section
302 and Section 906 of the Sarbanes-Oxley Act of 2002, filed and furnished, respectively as exhibits to the Original Report have
been re-executed and re-filed as of the date of this Amended Report and are included as exhibits hereto.
(c)
Exhibits
31
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Certification
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32
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Certification Pursuant to 18 U.S.C. Section
1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 – CEO and CFO
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XBRL
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SIGNATURES
Pursuant
to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report
to be signed on its behalf by the undersigned, thereunto duly authorized.
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Freestone Resources, Inc.
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Dated:
October 26, 2018
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By:
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/s/
Michael McGhan
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Michael
McGhan,
Chief
Executive Officer
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Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Annual Report on Form 10-K to
be signed on its behalf by the undersigned hereunto duly authorized.
Name
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Title
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Date
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By:
/s/ Michael McGhan
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President, Chief Executive Officer and Director
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October 26, 2018
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Michael McGhan
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By:
/s/ Paul E. Babb
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Chief Financial Officer, Director
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October 26, 2018
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Paul E. Babb
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By:
/s/ Don Edwards
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Chief Investment Officer, Director
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October 26, 2018
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Don Edwards
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