Current Report Filing (8-k)
October 15 2018 - 09:15AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
October 15, 2018
RAFAEL HOLDINGS, INC.
(Exact name of registrant as specified
in its charter)
Delaware
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1-38411
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82-2296593
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(State or other jurisdiction
of Incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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520 Broad Street
Newark, New Jersey
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07102
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including
area code: (212) 658-1450
Not Applicable
(Former name or former address, if changed
since last report.)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
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☐
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and
Financial Condition.
On October 15, 2018, the Registrant posted an earnings release
to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter and fiscal
year ended July 31, 2018. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit
99.1 and is incorporated herein by reference.
The Registrant is furnishing the information
contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange
Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated
by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and
the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements
about forward-looking statements set forth in the press release.
Item 9.01
Financial Statements and Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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RAFAEL HOLDINGS, INC.
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By:
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/s/ David Polinsky
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Name: David Polinsky
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Title: Chief Financial Officer
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Dated: October 15, 2018
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